Basal-like Phenotype Identifies Immunotherapy-Responsive Subset of HR+/HER2- Breast Cancer with Aggressive Clinical Behavior

Background: While basal-like markers (BMs), particularly cytokeratin 5/6 (CK5/6) and epidermal growth factor receptor (EGFR), are traditionally associated with triple-negative breast cancer, their expression in HR+/HER2- tumors defines a clinically distinct subgroup with unique therapeutic vulnerabilities. We comprehensively characterized the clinicopathological features, immune microenvironment, and neoadjuvant immunotherapy response of BM-positive HR+/HER2- breast cancer. Methods: We analyzed 150 basal marker-positive (BM+) and 180 BM-negative HR+/HER2- breast cancer patients. Clinicopathological data and survival outcomes were assessed using Kaplan–Meier and Cox regression analyses. The immune microenvironment was characterized by stromal tumor-infiltrating lymphocytes (sTILs) and immunohistochemistry for immune markers (CD3, CD8, FOXP3, CXCL13, CD68, PD-1, PD-L1). An independent cohort of 53 BM+ patients receiving neoadjuvant chemotherapy with anti-PD-1/PD-L1 immunotherapy was evaluated for pathological complete response (pCR). Results: BM+ patients exhibited significantly more aggressive features: younger age at diagnosis, higher histological grade, increased necrosis, and lower hormone receptor expression. BM+ status independently predicted worse disease-free survival (HR = 1.96, p = 0.034) and overall survival (HR = 2.93, p = 0.037), with CK5/6 expression emerging as an independent prognostic factor for both endpoints. These tumors displayed an activated immune microenvironment with significantly higher sTILs, enhanced cytotoxic T-cell infiltration, and elevated PD-L1 expression. Remarkably, the neoadjuvant immunotherapy cohort achieved a pCR rate of 49.1%, comparable to triple-negative breast cancer rates and substantially exceeding historical HR+/HER2- benchmarks. Conclusions: The basal-like phenotype identifies a clinically aggressive subset of HR+/HER2- breast cancer with distinct immune-activated characteristics and remarkable immunotherapy response rates. These findings suggest that the BM status, particularly CK5/6 expression, may serve as a basis for clinicians to decide whether to administer immunotherapy to patients with HR+/HER2-breast cancer.

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Journal
Cancers
Published
2026-09-14
DOI
https://doi.org/10.3390/cancers18182965
Primary Topic
Breast Cancer Treatment Studies
Type
article
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article

Basal-like Phenotype Identifies Immunotherapy-Responsive Subset of HR+/HER2- Breast Cancer with Aggressive Clinical Behavior

Xue Chao, Keming Chen, Jiabin Lu, Mei Li et al.
Cancers
Breast Cancer Treatment Studies
article

Basal-like Phenotype Identifies Immunotherapy-Responsive Subset of HR+/HER2- Breast Cancer with Aggressive Clinical Behavior

Xue Chao, Keming Chen, Jiabin Lu, Mei Li, Peng Sun, Fangyu He, Rongzhen Luo, Lu Pan, Jinhui Zhang, Yuxuan Wu, Xi Cai, Yu Wu, Ziqing Zhao, Jiehua He
article en

Abstract

Background: While basal-like markers (BMs), particularly cytokeratin 5/6 (CK5/6) and epidermal growth factor receptor (EGFR), are traditionally associated with triple-negative breast cancer, their expression in HR+/HER2- tumors defines a clinically distinct subgroup with unique therapeutic vulnerabilities. We comprehensively characterized the clinicopathological features, immune microenvironment, and neoadjuvant immunotherapy response of BM-positive HR+/HER2- breast cancer. Methods: We analyzed 150 basal marker-positive (BM+) and 180 BM-negative HR+/HER2- breast cancer patients. Clinicopathological data and survival outcomes were assessed using Kaplan–Meier and Cox regression analyses. The immune microenvironment was characterized by stromal tumor-infiltrating lymphocytes (sTILs) and immunohistochemistry for immune markers (CD3, CD8, FOXP3, CXCL13, CD68, PD-1, PD-L1). An independent cohort of 53 BM+ patients receiving neoadjuvant chemotherapy with anti-PD-1/PD-L1 immunotherapy was evaluated for pathological complete response (pCR). Results: BM+ patients exhibited significantly more aggressive features: younger age at diagnosis, higher histological grade, increased necrosis, and lower hormone receptor expression. BM+ status independently predicted worse disease-free survival (HR = 1.96, p = 0.034) and overall survival (HR = 2.93, p = 0.037), with CK5/6 expression emerging as an independent prognostic factor for both endpoints. These tumors displayed an activated immune microenvironment with significantly higher sTILs, enhanced cytotoxic T-cell infiltration, and elevated PD-L1 expression. Remarkably, the neoadjuvant immunotherapy cohort achieved a pCR rate of 49.1%, comparable to triple-negative breast cancer rates and substantially exceeding historical HR+/HER2- benchmarks. Conclusions: The basal-like phenotype identifies a clinically aggressive subset of HR+/HER2- breast cancer with distinct immune-activated characteristics and remarkable immunotherapy response rates. These findings suggest that the BM status, particularly CK5/6 expression, may serve as a basis for clinicians to decide whether to administer immunotherapy to patients with HR+/HER2-breast cancer.

CancersVol. 18(18)
Sun Yat-sen University (CN), Foshan Hospital of TCM (CN), Sun Yat-sen University Cancer Center (CN), State Key Laboratory of Oncology in South China
Good health and well-being
Openalex Percentile: Top 14%
Breast Cancer Treatment Studies
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