Advancing Near-Term Water Quality Forecasting with Explainable Machine Learning and Probabilistic Uncertainty Quantification

Abstract Phytoplankton blooms threaten drinking-water security, yet translating high-frequency monitoring data into timely, reliable, and interpretable forecasts remains challenging. Machine learning (ML) models can improve predictive accuracy but typically require intensive tuning, yield deterministic forecasts without uncertainty, and offer limited model explainability. To address these limitations, we present here an end-to-end framework integrating an extreme gradient boosting (XGBoost) ML with automated hyperparameter optimization, bootstrap-ensemble uncertainty quantification, and interpretability through SHapley additive exPlanations (SHAP), which we applied to forecast phytoplankton in a water-supply reservoir. A 10-member ML ensemble achieved high chlorophyll-a forecast skill and uncertainty quantification, improving continuous ranked probability score (CRPS) by up to 14.6% over the single model, with ensemble CRPS of 1.2 and 2.7 μg/L at 1 and 7 days ahead, respectively. Global SHAP explanations identified initial chlorophyll-a as the primary driver of the forecast 1 day ahead, with thermal stratification and dissolved organic matter gaining prominence at 7 days. Local SHAP attribution showed individual events to be physically interpretable, each traceable to the dynamic influence of thermal stratification, meteorological forcing, and initial chlorophyll-a. This lightweight transferable framework advances mechanistic understanding of phytoplankton dynamics and supports proactive, risk-informed water-quality management.

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Publication Details

Journal
ACS ES&T Water
Published
2026-09-14
DOI
https://doi.org/10.1021/acsestwater.6c00757
Primary Topic
Hydrological Forecasting Using AI
Type
article
Field-Weighted Citation Impact
0.00

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article

Advancing Near-Term Water Quality Forecasting with Explainable Machine Learning and Probabilistic Uncertainty Quantification

R. Quinn Thomas, Rohit Shukla, Cayelan C. Carey, Adrienne Breef-Pilz
ACS ES&T Water
Hydrological Forecasting Using AI
article

Advancing Near-Term Water Quality Forecasting with Explainable Machine Learning and Probabilistic Uncertainty Quantification

R. Quinn Thomas, Rohit Shukla, Cayelan C. Carey, Adrienne Breef-Pilz
article en

Abstract

Abstract Phytoplankton blooms threaten drinking-water security, yet translating high-frequency monitoring data into timely, reliable, and interpretable forecasts remains challenging. Machine learning (ML) models can improve predictive accuracy but typically require intensive tuning, yield deterministic forecasts without uncertainty, and offer limited model explainability. To address these limitations, we present here an end-to-end framework integrating an extreme gradient boosting (XGBoost) ML with automated hyperparameter optimization, bootstrap-ensemble uncertainty quantification, and interpretability through SHapley additive exPlanations (SHAP), which we applied to forecast phytoplankton in a water-supply reservoir. A 10-member ML ensemble achieved high chlorophyll-a forecast skill and uncertainty quantification, improving continuous ranked probability score (CRPS) by up to 14.6% over the single model, with ensemble CRPS of 1.2 and 2.7 μg/L at 1 and 7 days ahead, respectively. Global SHAP explanations identified initial chlorophyll-a as the primary driver of the forecast 1 day ahead, with thermal stratification and dissolved organic matter gaining prominence at 7 days. Local SHAP attribution showed individual events to be physically interpretable, each traceable to the dynamic influence of thermal stratification, meteorological forcing, and initial chlorophyll-a. This lightweight transferable framework advances mechanistic understanding of phytoplankton dynamics and supports proactive, risk-informed water-quality management.

ACS ES&T Water
D-Tech (United States) (US), Virginia Tech (US)
National Science Foundation
Clean water and sanitation
Openalex Percentile: Top 19%
Hydrological Forecasting Using AI
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Advancing Near-Term Water Quality Forecasting with Explainable Machine Learning and Probabilistic Uncertainty Quantification — R. Quinn Thomas, Rohit Shukla, et al. · ACS ES&T Water (2026) | TGRS Research Map | TGRS