Structural Stability as a Necessity Principle in Self-Contained Gauge Theories

We derive the NM* condition (Structural Stability) as a necessary consequence of Perfect Self-Containment (PSC) for physical theories. The derivation proceeds: PSC ⇒ Reflexive Closure (RC) ⇒ NM*. We prove that RC—the requirement that a theory compute its own S-matrix—follows from the minimal definition of self-containment, and that NM*—constancy of qualitative type on an open dense subset of parameter space—follows from RC. This establishes NM* not as an axiom but as a theorem. We derive four consequences: (i) GUT groups are excluded via vacuum topology bifurcations; (ii) vector-like fermion theories are excluded; (iii) theories without massless particles are excluded; (iv) CP-conserving theories are excluded. These constraints, previously treated as separate physical arguments, are unified under a single derivation chain. The entire framework rests on one philosophical commitment: fundamental theories must be self-contained. We restrict to 4D renormalizable gauge QFTs without gravity. The framework applies to 4D renormalizable gauge quantum field theories with compact gauge groups and chiral matter; gravitational extensions, treated in a companion paper , define a separate domain. We do not claim to derive the Standard Model from logic alone; we claim that self-containment, once accepted, forces SM-like gauge structure within this domain. Trust boundary. This is a physics instantiability paper in the PSC chain; NEMS classification and record semantics live in Papers 2 and 4. Supplementary Lean pointers (where used) route through nems-lean . See .

Authors

Publication Details

Journal
Zenodo (CERN European Organization for Nuclear Research)
Published
2026-09-13
DOI
https://doi.org/10.5281/zenodo.22733124
Primary Topic
Relativity and Gravitational Theory
Type
preprint
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preprint

Structural Stability as a Necessity Principle in Self-Contained Gauge Theories

Nova Spivack
Zenodo (CERN European Organization for Nuclear Research)
Relativity and Gravitational Theory
preprint

Structural Stability as a Necessity Principle in Self-Contained Gauge Theories

Nova Spivack
preprint en

Abstract

We derive the NM* condition (Structural Stability) as a necessary consequence of Perfect Self-Containment (PSC) for physical theories. The derivation proceeds: PSC ⇒ Reflexive Closure (RC) ⇒ NM*. We prove that RC—the requirement that a theory compute its own S-matrix—follows from the minimal definition of self-containment, and that NM*—constancy of qualitative type on an open dense subset of parameter space—follows from RC. This establishes NM* not as an axiom but as a theorem. We derive four consequences: (i) GUT groups are excluded via vacuum topology bifurcations; (ii) vector-like fermion theories are excluded; (iii) theories without massless particles are excluded; (iv) CP-conserving theories are excluded. These constraints, previously treated as separate physical arguments, are unified under a single derivation chain. The entire framework rests on one philosophical commitment: fundamental theories must be self-contained. We restrict to 4D renormalizable gauge QFTs without gravity. The framework applies to 4D renormalizable gauge quantum field theories with compact gauge groups and chiral matter; gravitational extensions, treated in a companion paper , define a separate domain. We do not claim to derive the Standard Model from logic alone; we claim that self-containment, once accepted, forces SM-like gauge structure within this domain. Trust boundary. This is a physics instantiability paper in the PSC chain; NEMS classification and record semantics live in Papers 2 and 4. Supplementary Lean pointers (where used) route through nems-lean . See .

Zenodo (CERN European Organization for Nuclear Research)
Relativity and Gravitational Theory
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