Surrogate-assisted gray–green optimization for urban pluvial flood mitigation under rainfall variability and pipe siltation

Urban pluvial flooding is governed by the interactions among rainfall variability, drainage-system degradation, and mitigation strategies. However, repeated high-fidelity hydrodynamic simulations hinder efficient evaluation of diverse rainfall–infrastructure scenarios. This study develops a surrogate-assisted gray–green optimization framework integrating rainfall temporal patterns, pipe siltation effects, spatial flood prediction, and multi-objective planning. A Conditional Residual U-Net (CResU-Net) surrogate model was developed to reproduce spatial inundation fields from high-fidelity 1D 2D hydrodynamic simulations and benchmarked against multilayer perceptron (MLP), random forest (RF), and convolutional neural network (CNN) models. CResU-Net achieved superior cross-pattern predictive performance, with R 2 values of 0.961 and 0.957 under Mode II and Mode III rainfall scenarios, respectively, while preserving key spatial inundation characteristics. With an average inference time of approximately 9.0 s under the 100-year rainfall scenario, the surrogate model enabled efficient integration with the Borg Multi-Objective Evolutionary Algorithm (Borg MOEA) for gray–green infrastructure optimization. The results reveal that rainfall temporal structure reshapes flood responses by altering runoff accumulation and lateral connectivity. Early- and centrally peaked storms tend to generate larger inundation volumes, whereas late- and double-peaked storms promote spatial flood expansion. Pipe siltation intensifies flooding by reducing conveyance capacity and redistributing hydraulic loads, thereby amplifying node surcharge and overflow. The optimized Pareto fronts further identify a rainfall-dependent transition from conveyance-limited mitigation under light rainfall to storage–conveyance co-regulation under moderate rainfall and system-capacity exceedance under extreme rainfall. These findings provide a mechanism-based basis for adaptive gray–green flood mitigation under changing rainfall regimes and drainage degradation.

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Publication Details

Journal
Journal of Water Process Engineering
Published
2026-09-11
DOI
https://doi.org/10.1016/j.jwpe.2026.110940
Primary Topic
Urban Stormwater Management Solutions
Type
article
Field-Weighted Citation Impact
0.00

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article

Surrogate-assisted gray–green optimization for urban pluvial flood mitigation under rainfall variability and pipe siltation

Junsong Xu, Danyang Di, Jianfei Wanyan, Jie Li et al.
Journal of Water Process Engineering
Urban Stormwater Management Solutions
article

Surrogate-assisted gray–green optimization for urban pluvial flood mitigation under rainfall variability and pipe siltation

Junsong Xu, Danyang Di, Jianfei Wanyan, Jie Li, Hao Jia
article en

Abstract

Urban pluvial flooding is governed by the interactions among rainfall variability, drainage-system degradation, and mitigation strategies. However, repeated high-fidelity hydrodynamic simulations hinder efficient evaluation of diverse rainfall–infrastructure scenarios. This study develops a surrogate-assisted gray–green optimization framework integrating rainfall temporal patterns, pipe siltation effects, spatial flood prediction, and multi-objective planning. A Conditional Residual U-Net (CResU-Net) surrogate model was developed to reproduce spatial inundation fields from high-fidelity 1D 2D hydrodynamic simulations and benchmarked against multilayer perceptron (MLP), random forest (RF), and convolutional neural network (CNN) models. CResU-Net achieved superior cross-pattern predictive performance, with R 2 values of 0.961 and 0.957 under Mode II and Mode III rainfall scenarios, respectively, while preserving key spatial inundation characteristics. With an average inference time of approximately 9.0 s under the 100-year rainfall scenario, the surrogate model enabled efficient integration with the Borg Multi-Objective Evolutionary Algorithm (Borg MOEA) for gray–green infrastructure optimization. The results reveal that rainfall temporal structure reshapes flood responses by altering runoff accumulation and lateral connectivity. Early- and centrally peaked storms tend to generate larger inundation volumes, whereas late- and double-peaked storms promote spatial flood expansion. Pipe siltation intensifies flooding by reducing conveyance capacity and redistributing hydraulic loads, thereby amplifying node surcharge and overflow. The optimized Pareto fronts further identify a rainfall-dependent transition from conveyance-limited mitigation under light rainfall to storage–conveyance co-regulation under moderate rainfall and system-capacity exceedance under extreme rainfall. These findings provide a mechanism-based basis for adaptive gray–green flood mitigation under changing rainfall regimes and drainage degradation.

Journal of Water Process EngineeringVol. 93
Zhengzhou University (CN), Henan University of Urban Construction (CN), China State Construction Engineering (China) (CN)
China Association for Science and Technology, National Natural Science Foundation of China, Natural Science Foundation of Henan Province
Climate action
Openalex Percentile: Top 18%
Urban Stormwater Management Solutions
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