Dual-criteria framework for lithium plating assessment in graphite/lithium iron phosphate cells

Lithium plating on graphite anodes remains a critical safety concern in lithium-ion batteries, yet its prediction is often unreliable due to reliance on single-criterion-based detection approaches. This work introduces a dual-criteria framework that integrates a thermodynamically based potential threshold with a kinetically based surface concentration limit to robustly assess plating risk. Application of the framework across temperatures (-10 to 30 °C), charging rates (1C to 5C), and N/P ratios reveals consistent and interpretable trends. Low temperature and high C-rate were found to increase plating risk by elevating activation and diffusion overpotentials, with total overpotential increasing by up to sixfold under the most severe conditions investigated, while low N/P ratios promote over-lithiation near end-of-charge, shifting plating to earlier SOCs. Importantly, the concentration criterion is observed to precede the potential trigger under specific conditions, demonstrating that single-indicator methods can systematically underpredict plating risk. Building on these findings, plating-free safe operating contour maps are developed across temperatures and C-rates for varying N/P ratios, establishing dual-criterion SOC thresholds that yield a significantly wider safe operating window compared to the single potential-criterion approach. When used alongside dQ/dV peak detection, this framework offers a step towards a science-based, practically implementable tool for real-time plating prevention in battery management systems (BMSs), enabling improved charging control and enhanced safety margins. The framework further provides a foundation for future extension to aged cells, large-format batteries, and alternative cathode chemistries.

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Publication Details

Journal
Journal of Energy Storage
Published
2026-09-05
DOI
https://doi.org/10.1016/j.est.2026.124460
Primary Topic
Advanced Battery Technologies Research
Type
article
Field-Weighted Citation Impact
0.00

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article

Dual-criteria framework for lithium plating assessment in graphite/lithium iron phosphate cells

Sankhadeep Sarkar, Yossef A. Elabd, Rui Sun, Sreeram Vaddiraju et al.
Journal of Energy Storage
Advanced Battery Technologies Research
article

Dual-criteria framework for lithium plating assessment in graphite/lithium iron phosphate cells

Sankhadeep Sarkar, Yossef A. Elabd, Rui Sun, Sreeram Vaddiraju, Kazi Araf Sayeed, Md. Tanjin Amin, Dhananjay Swamy, Faisal Khan
article en

Abstract

Lithium plating on graphite anodes remains a critical safety concern in lithium-ion batteries, yet its prediction is often unreliable due to reliance on single-criterion-based detection approaches. This work introduces a dual-criteria framework that integrates a thermodynamically based potential threshold with a kinetically based surface concentration limit to robustly assess plating risk. Application of the framework across temperatures (-10 to 30 °C), charging rates (1C to 5C), and N/P ratios reveals consistent and interpretable trends. Low temperature and high C-rate were found to increase plating risk by elevating activation and diffusion overpotentials, with total overpotential increasing by up to sixfold under the most severe conditions investigated, while low N/P ratios promote over-lithiation near end-of-charge, shifting plating to earlier SOCs. Importantly, the concentration criterion is observed to precede the potential trigger under specific conditions, demonstrating that single-indicator methods can systematically underpredict plating risk. Building on these findings, plating-free safe operating contour maps are developed across temperatures and C-rates for varying N/P ratios, establishing dual-criterion SOC thresholds that yield a significantly wider safe operating window compared to the single potential-criterion approach. When used alongside dQ/dV peak detection, this framework offers a step towards a science-based, practically implementable tool for real-time plating prevention in battery management systems (BMSs), enabling improved charging control and enhanced safety margins. The framework further provides a foundation for future extension to aged cells, large-format batteries, and alternative cathode chemistries.

Journal of Energy StorageVol. 181
Texas A&M University System (US), RMIT University (AU)
Mary Kay O'Connor Process Safety Center
Openalex Percentile: Top 18%
Advanced Battery Technologies Research
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