An Effective Pathway for Off-Road Tier 5 Emission Compliance

Proposed Tier 5 off-highway emission regulations for the 19–56 kW engine class pose significant technical and economic challenges. Unlike larger platforms, where selective catalytic reduction (SCR) is the standard nitrogen oxide (NOX) control strategy, engines in this class face cost and packaging constraints that limit complex aftertreatment adoption. This article investigates whether a production Tier 4 diesel engine and its existing aftertreatment can meet proposed Tier 5 limits through calibration and minor hardware changes alone, without major redesign or SCR. The approach combined a cooled exhaust gas recirculation (EGR) strategy with start of injection (SOI) timing optimization to manage the NOX–particulate matter (PM) trade-off, using the stock diesel oxidation catalyst (DOC) and diesel particulate filter (DPF) system for particulate control. An EGR/SOI design-of-experiments (DOE) sweep identified an optimal calibration, validated over both the ramped modal cycle (RMC) and non-road transient cycle (NRTC) per Title 13 California Code of Regulations (CCR) Section 2423 for certification of variable-speed engines in this power category. Results indicate that the system can be a viable pathway of meeting upcoming Tier 5 final emission standards.

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Publication Details

Journal
SAE International Journal of Engines
Published
2026-08-31
DOI
https://doi.org/10.4271/03-19-08-0041
Primary Topic
Vehicle emissions and performance
Type
article
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article

An Effective Pathway for Off-Road Tier 5 Emission Compliance

Pruthvi Bachu, Alexander Michlberger, EDWARD M. SMITH, Shubham Vishwanath Patil et al.
SAE International Journal of Engines
Vehicle emissions and performance
article

An Effective Pathway for Off-Road Tier 5 Emission Compliance

Pruthvi Bachu, Alexander Michlberger, EDWARD M. SMITH, Shubham Vishwanath Patil, Herbert Amaral Garcia
article en

Abstract

Proposed Tier 5 off-highway emission regulations for the 19–56 kW engine class pose significant technical and economic challenges. Unlike larger platforms, where selective catalytic reduction (SCR) is the standard nitrogen oxide (NOX) control strategy, engines in this class face cost and packaging constraints that limit complex aftertreatment adoption. This article investigates whether a production Tier 4 diesel engine and its existing aftertreatment can meet proposed Tier 5 limits through calibration and minor hardware changes alone, without major redesign or SCR. The approach combined a cooled exhaust gas recirculation (EGR) strategy with start of injection (SOI) timing optimization to manage the NOX–particulate matter (PM) trade-off, using the stock diesel oxidation catalyst (DOC) and diesel particulate filter (DPF) system for particulate control. An EGR/SOI design-of-experiments (DOE) sweep identified an optimal calibration, validated over both the ramped modal cycle (RMC) and non-road transient cycle (NRTC) per Title 13 California Code of Regulations (CCR) Section 2423 for certification of variable-speed engines in this power category. Results indicate that the system can be a viable pathway of meeting upcoming Tier 5 final emission standards.

SAE International Journal of EnginesVol. 19(8)
Southwest Research Institute (US)
Industry, innovation and infrastructure
Openalex Percentile: Top 18%
Vehicle emissions and performance
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An Effective Pathway for Off-Road Tier 5 Emission Compliance — Pruthvi Bachu, Alexander Michlberger, et al. · SAE International Journal of Engines (2026) | TGRS Research Map | TGRS