On the Number of Integer Zeros of Straight-Line Polynomials and Smale's 4th Problem

This preprint provides an exhaustive 10-page mathematical monograph on Smale's 4th Problem (Steve Smale, 2000), dedicated to the number of integer and real zeros of polynomials computed by short straight-line programs (arithmetic circuits). Smale's 4th problem asks whether the number of integer zeros Z(f) of a univariate polynomial f ∈ ℤ[x] computed by an arithmetic circuit of length k using basic ring operations {+, −, ×} can be bounded by a polynomial kc in the circuit length, despite the degree growing up to 2k: Z(f) ≤ (τ(f) + 1)c &implies; P&complex; ≠ NP&complex; This treatise presents a comprehensive survey of Descartes' rule of signs, Khovanskii's fewnomial theory, H. W. Lenstra's rational root bounds for sparse polynomials, the Shub-Smale τ-conjecture (1995), and Pascal Koiran's real τ-conjecture (2011) bridging arithmetic circuit roots to Valiant's landmark algebraic separation VP ≠ VNP. Key Mathematical Results & Contributions Formal Straight-Line Architecture: Axiomatic DAG framework bounding the arithmetic complexity τ(f) and distinguishing degree explosion from zero locus complexity. Descartes' Rule of Signs & Rolle Induction: Complete, non-elliptical proof showing that the number of positive real roots is bounded by the number of sign variations v(f), extending to Lenstra's O(t2 log t) bound on t-sparse polynomials. The Shub-Smale τ-Conjecture (1995): Structural analysis of integer factorizations and root counting, establishing that polynomial bounds on integer zeros imply P&complex; ≠ NP&complex; in the BSS model over &complex;. Koiran's Bridge to VP vs VNP (2011): Complete reduction proving that bounding real roots of sums of products of sparse polynomials unconditionally implies VP ≠ VNP (the algebraic analogue of P vs NP). 100% Machine-Checked Verification in Lean 4: Monomial root uniqueness, linear polynomial root uniqueness, power-of-two degree bounds, and real power injectivity are machine-certified with 0 axioms, 0 linter warnings, and 0 sorry placeholders via the Lean 4 interactive theorem prover and Mathlib. Repository and Verification Artifacts The companion machine-checked code and formal verification artifacts are publicly hosted on GitHub:https://github.com/flouzzy/smale-problemsInteractive Portal: https://maths-proofs.edounze.com/#smale-04-integer-roots Primary MSC (2020): 68Q17, 12D10, 11C08, 68V20, 14Q05, 03D15, 68Q15.Keywords: Smale's 4th Problem, Integer Zeros, Straight-Line Program, Arithmetic Circuits, Descartes' Rule of Signs, Shub-Smale Tau-Conjecture, Koiran's Tau-Conjecture, BSS Model, Valiant's Conjecture, VP vs VNP, Formal Verification, Lean 4, Mathlib.

Authors

Publication Details

Journal
Zenodo (CERN European Organization for Nuclear Research)
Published
2026-08-28
DOI
https://doi.org/10.5281/zenodo.22148643
Primary Topic
Polynomial and algebraic computation
Type
preprint
Controls
|||
ALL TIME
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
OCT
preprint

On the Number of Integer Zeros of Straight-Line Polynomials and Smale's 4th Problem

Charles EDOU NZE
Zenodo (CERN European Organization for Nuclear Research)
Polynomial and algebraic computation
preprint

On the Number of Integer Zeros of Straight-Line Polynomials and Smale's 4th Problem

Charles EDOU NZE
preprint en

Abstract

This preprint provides an exhaustive 10-page mathematical monograph on Smale's 4th Problem (Steve Smale, 2000), dedicated to the number of integer and real zeros of polynomials computed by short straight-line programs (arithmetic circuits). Smale's 4th problem asks whether the number of integer zeros Z(f) of a univariate polynomial f ∈ ℤ[x] computed by an arithmetic circuit of length k using basic ring operations {+, −, ×} can be bounded by a polynomial kc in the circuit length, despite the degree growing up to 2k: Z(f) ≤ (τ(f) + 1)c &implies; P&complex; ≠ NP&complex; This treatise presents a comprehensive survey of Descartes' rule of signs, Khovanskii's fewnomial theory, H. W. Lenstra's rational root bounds for sparse polynomials, the Shub-Smale τ-conjecture (1995), and Pascal Koiran's real τ-conjecture (2011) bridging arithmetic circuit roots to Valiant's landmark algebraic separation VP ≠ VNP. Key Mathematical Results & Contributions Formal Straight-Line Architecture: Axiomatic DAG framework bounding the arithmetic complexity τ(f) and distinguishing degree explosion from zero locus complexity. Descartes' Rule of Signs & Rolle Induction: Complete, non-elliptical proof showing that the number of positive real roots is bounded by the number of sign variations v(f), extending to Lenstra's O(t2 log t) bound on t-sparse polynomials. The Shub-Smale τ-Conjecture (1995): Structural analysis of integer factorizations and root counting, establishing that polynomial bounds on integer zeros imply P&complex; ≠ NP&complex; in the BSS model over &complex;. Koiran's Bridge to VP vs VNP (2011): Complete reduction proving that bounding real roots of sums of products of sparse polynomials unconditionally implies VP ≠ VNP (the algebraic analogue of P vs NP). 100% Machine-Checked Verification in Lean 4: Monomial root uniqueness, linear polynomial root uniqueness, power-of-two degree bounds, and real power injectivity are machine-certified with 0 axioms, 0 linter warnings, and 0 sorry placeholders via the Lean 4 interactive theorem prover and Mathlib. Repository and Verification Artifacts The companion machine-checked code and formal verification artifacts are publicly hosted on GitHub:https://github.com/flouzzy/smale-problemsInteractive Portal: https://maths-proofs.edounze.com/#smale-04-integer-roots Primary MSC (2020): 68Q17, 12D10, 11C08, 68V20, 14Q05, 03D15, 68Q15.Keywords: Smale's 4th Problem, Integer Zeros, Straight-Line Program, Arithmetic Circuits, Descartes' Rule of Signs, Shub-Smale Tau-Conjecture, Koiran's Tau-Conjecture, BSS Model, Valiant's Conjecture, VP vs VNP, Formal Verification, Lean 4, Mathlib.

Zenodo (CERN European Organization for Nuclear Research)
Polynomial and algebraic computation
AI Navigator

Ask Laika to Summarize, Analyze, and Connect papers live on the map.

Summarize Papers & Methodologies

Extract key findings, datasets, and comparative methods across publications.

Benchmark Rankings & Visual Analytics

Rank top research institutions, authors, funders, topics, and journals by Field-Weighted Citation Impact (FWCI) and paper volume with instant charts.

Connect Distant Disciplines

Bridge topological clusters on the map to find hidden collaborative intersections.