Hybrid SOC Estimation for LiFePO4 Batteries Using Observability- and Innovation–Reliability-Regulated EKF with Reliability-Scaled Residual Learning

Accurate state-of-charge (SOC) estimation of lithium iron phosphate (LiFePO4) batteries is challenging because the voltage feedback used for correction does not provide constant SOC-related information under different operating conditions. Conventional extended Kalman filters (EKFs) usually apply measurement correction based on predefined statistical assumptions, while overlooking variations in voltage-domain observability and innovation reliability. This paper proposes a hybrid estimation framework, termed observability- and innovation–reliability-regulated EKF with reliability-scaled residual learning (OIR-EKF-RSRL). The proposed method retains a first-order RC model and EKF as the physical estimation backbone, while regulating voltage correction according to local OCV-SOC sensitivity and normalized innovation reliability. A reliability-scaled residual learning module is further introduced after physical filtering to compensate for remaining SOC deviations rather than directly predicting SOC. The learned residual correction is modulated by a reliability-dependent scaling coefficient before fusion with the OIR-EKF estimate, after which the final SOC estimate is constrained to the physical interval [0,1]. The framework is evaluated using the CALCE A123 LiFePO4 dataset under a frozen temperature-disjoint train–validation–holdout protocol. On the independent holdout set, OIR-EKF-RSRL reduces the RMSE from 3.331 percentage points for the conventional EKF to 2.942 percentage points. The results demonstrate that reliability-aware measurement utilization and reliability-scaled residual compensation provide an interpretable solution for LiFePO4 SOC estimation under varying voltage-information quality.

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Publication Details

Journal
Batteries
Published
2026-08-27
DOI
https://doi.org/10.3390/batteries12090328
Primary Topic
Advanced Battery Technologies Research
Type
article
Field-Weighted Citation Impact
0.00

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article

Hybrid SOC Estimation for LiFePO4 Batteries Using Observability- and Innovation–Reliability-Regulated EKF with Reliability-Scaled Residual Learning

Hang Pan, Junrui Wang, Bowen Ma, Wenlei Wei et al.
Batteries
Advanced Battery Technologies Research
article

Hybrid SOC Estimation for LiFePO4 Batteries Using Observability- and Innovation–Reliability-Regulated EKF with Reliability-Scaled Residual Learning

Hang Pan, Junrui Wang, Bowen Ma, Wenlei Wei, Guanlan Liu
article en

Abstract

Accurate state-of-charge (SOC) estimation of lithium iron phosphate (LiFePO4) batteries is challenging because the voltage feedback used for correction does not provide constant SOC-related information under different operating conditions. Conventional extended Kalman filters (EKFs) usually apply measurement correction based on predefined statistical assumptions, while overlooking variations in voltage-domain observability and innovation reliability. This paper proposes a hybrid estimation framework, termed observability- and innovation–reliability-regulated EKF with reliability-scaled residual learning (OIR-EKF-RSRL). The proposed method retains a first-order RC model and EKF as the physical estimation backbone, while regulating voltage correction according to local OCV-SOC sensitivity and normalized innovation reliability. A reliability-scaled residual learning module is further introduced after physical filtering to compensate for remaining SOC deviations rather than directly predicting SOC. The learned residual correction is modulated by a reliability-dependent scaling coefficient before fusion with the OIR-EKF estimate, after which the final SOC estimate is constrained to the physical interval [0,1]. The framework is evaluated using the CALCE A123 LiFePO4 dataset under a frozen temperature-disjoint train–validation–holdout protocol. On the independent holdout set, OIR-EKF-RSRL reduces the RMSE from 3.331 percentage points for the conventional EKF to 2.942 percentage points. The results demonstrate that reliability-aware measurement utilization and reliability-scaled residual compensation provide an interpretable solution for LiFePO4 SOC estimation under varying voltage-information quality.

BatteriesVol. 12(9)
North Minzu University (CN)
National Natural Science Foundation of China, North Minzu University
Industry, innovation and infrastructure
Openalex Percentile: Top 17%
Advanced Battery Technologies Research
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