Domain-Specific Retrieval-Augmented Generation for Metallurgical R&D Knowledge Bases: A Hybrid Graph-Enhanced Approach

Metallurgical R&D search is difficult for a practical reason: useful evidence is rarely defined by one keyword. A production-support question can depend at the same time on material grade, process route, defect mechanism, property, test method, and numerical conditions. Conventional retrieval-augmented generation (RAG) pipelines largely treat document chunks as independent text and can therefore miss relations that matter for process monitoring, fault diagnosis, and engineering decision support. We evaluate a confidence-adaptive graph-enhanced retrieval layer for metallurgical RAG in a controlled synthetic benchmark with explicitly specified generation and evaluation rules. The benchmark contains 300 generated heterogeneous records derived from a seven-block source distribution and 30 material–process–defect–property archetypes, together with 180 frozen queries: 60 exact, 60 paraphrased, and 60 multi-hop. The main run evaluates robustness to incomplete structured metadata, with 10% missing and 4% erroneous categorical fields. Entity and relation extraction from raw documents is outside the evaluated scope. We compare BM25, TF-IDF, latent semantic analysis, a sparse + dense hybrid, graph-only retrieval, two ablations, and the proposed adaptive hybrid. On the complete query set, the proposed method obtains MRR = 0.992, Precision@5 = 0.980, Recall@10 = 0.859, and nDCG@10 = 0.948. Relative to the sparse + dense hybrid, nDCG@10 increases by 0.186 (24.4%); the paired 95% bootstrap interval is in the range of 0.166–0.206, and the Holm-adjusted Wilcoxon p-value is 2.59 × 10−29. Under severe degradation with 40% missing and 16% erroneous metadata, the adaptive method retains mean nDCG@10 = 0.791, compared with 0.650 for graph-only retrieval and 0.762 for the metadata-independent sparse + dense hybrid. A 5000-run Monte Carlo analysis estimates 6763 chunks and 58.70 MB for indexed vectors plus metadata at a 512-token chunk size and 64-token overlap. The results show how the retrieval rule behaves under controlled conditions; they are not evidence of plant-level effectiveness or of the quality of generated answers. Those questions require external, expert-labeled validation.

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Published
2026-08-27
DOI
https://doi.org/10.3390/data11090216
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Machine Learning in Materials Science
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article

Domain-Specific Retrieval-Augmented Generation for Metallurgical R&D Knowledge Bases: A Hybrid Graph-Enhanced Approach

Aleksandr N. Nazarychev, A S Govorkov, R V Kononenko, Vitaliy Gladkikh et al.
Data
Machine Learning in Materials Science
article

Domain-Specific Retrieval-Augmented Generation for Metallurgical R&D Knowledge Bases: A Hybrid Graph-Enhanced Approach

Aleksandr N. Nazarychev, A S Govorkov, R V Kononenko, Vitaliy Gladkikh, Yu I Karlina, А И Карлина, Viktor A. Vedeneev, Viktor V. Kondratiev
article en

Abstract

Metallurgical R&D search is difficult for a practical reason: useful evidence is rarely defined by one keyword. A production-support question can depend at the same time on material grade, process route, defect mechanism, property, test method, and numerical conditions. Conventional retrieval-augmented generation (RAG) pipelines largely treat document chunks as independent text and can therefore miss relations that matter for process monitoring, fault diagnosis, and engineering decision support. We evaluate a confidence-adaptive graph-enhanced retrieval layer for metallurgical RAG in a controlled synthetic benchmark with explicitly specified generation and evaluation rules. The benchmark contains 300 generated heterogeneous records derived from a seven-block source distribution and 30 material–process–defect–property archetypes, together with 180 frozen queries: 60 exact, 60 paraphrased, and 60 multi-hop. The main run evaluates robustness to incomplete structured metadata, with 10% missing and 4% erroneous categorical fields. Entity and relation extraction from raw documents is outside the evaluated scope. We compare BM25, TF-IDF, latent semantic analysis, a sparse + dense hybrid, graph-only retrieval, two ablations, and the proposed adaptive hybrid. On the complete query set, the proposed method obtains MRR = 0.992, Precision@5 = 0.980, Recall@10 = 0.859, and nDCG@10 = 0.948. Relative to the sparse + dense hybrid, nDCG@10 increases by 0.186 (24.4%); the paired 95% bootstrap interval is in the range of 0.166–0.206, and the Holm-adjusted Wilcoxon p-value is 2.59 × 10−29. Under severe degradation with 40% missing and 16% erroneous metadata, the adaptive method retains mean nDCG@10 = 0.791, compared with 0.650 for graph-only retrieval and 0.762 for the metadata-independent sparse + dense hybrid. A 5000-run Monte Carlo analysis estimates 6763 chunks and 58.70 MB for indexed vectors plus metadata at a 512-token chunk size and 64-token overlap. The results show how the retrieval rule behaves under controlled conditions; they are not evidence of plant-level effectiveness or of the quality of generated answers. Those questions require external, expert-labeled validation.

DataVol. 11(9)
Saint Petersburg Mining University (RU), Vinogradov Institute of Geochemistry (RU), Irkutsk National Research Technical University (RU), Cherepovets State University (RU), Moscow State Mining University (RU)
Openalex Percentile: Top 23%
Machine Learning in Materials Science
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