The Theory of Certainty

The Theory of Certainty develops a concise framework for analytical and operational reliance. Its central claim is that the same expectation can rest on different grounds of certainty, and those grounds are not interchangeable. The paper distinguishes three important families of ground. Theory of object relies on knowledge of the laws, rules, mechanisms, machinery, or code that govern a target system. Theory of other uses an operational, generative model of how an intelligent actor arrives at action, including goals or motives, intellect and knowledge, principles or self-regulation, and the environment as represented by that actor. Behavioral evidence relies on observed regularity within a warranted regime. From this distinction follow several practical consequences. Each ground has a limited reach; grounds can compose without losing their identity; and the certainty sufficient for reliance depends on the exposure created by that reliance. A substitution error occurs when certainty earned on one ground is used as though another ground had been established. The framework is demonstrated through an analytical population example and applied to current general-purpose AI agents, where structural constraints, models of the actor, and behavioral evaluation often provide substantial but differently bounded grounds. The resulting discipline is operational: identify what is carrying the certainty, determine what it establishes, find where its warrant stops, and ask whether it can bear the contemplated reliance. The treatment is intentionally concise and non-exhaustive. It does not attempt to replace probability, statistics, reliability engineering, assurance cases, decision theory, trust-in-automation, or formal verification.

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Publication Details

Journal
Zenodo (CERN European Organization for Nuclear Research)
Published
2026-08-26
DOI
https://doi.org/10.5281/zenodo.22114802
Citations
1
Primary Topic
Safety Systems Engineering in Autonomy
Type
article
Field-Weighted Citation Impact
5.21
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article

The Theory of Certainty

Huayin Wang
1 citations
Zenodo (CERN European Organization for Nuclear Research)
Safety Systems Engineering in Autonomy
5.21
article

The Theory of Certainty

Huayin Wang
article en
1 citations

Abstract

The Theory of Certainty develops a concise framework for analytical and operational reliance. Its central claim is that the same expectation can rest on different grounds of certainty, and those grounds are not interchangeable. The paper distinguishes three important families of ground. Theory of object relies on knowledge of the laws, rules, mechanisms, machinery, or code that govern a target system. Theory of other uses an operational, generative model of how an intelligent actor arrives at action, including goals or motives, intellect and knowledge, principles or self-regulation, and the environment as represented by that actor. Behavioral evidence relies on observed regularity within a warranted regime. From this distinction follow several practical consequences. Each ground has a limited reach; grounds can compose without losing their identity; and the certainty sufficient for reliance depends on the exposure created by that reliance. A substitution error occurs when certainty earned on one ground is used as though another ground had been established. The framework is demonstrated through an analytical population example and applied to current general-purpose AI agents, where structural constraints, models of the actor, and behavioral evaluation often provide substantial but differently bounded grounds. The resulting discipline is operational: identify what is carrying the certainty, determine what it establishes, find where its warrant stops, and ask whether it can bear the contemplated reliance. The treatment is intentionally concise and non-exhaustive. It does not attempt to replace probability, statistics, reliability engineering, assurance cases, decision theory, trust-in-automation, or formal verification.

Zenodo (CERN European Organization for Nuclear Research)
Open Source Science Project (US)
Peace, Justice and strong institutions
Openalex Percentile: Top 3%
Safety Systems Engineering in Autonomy
5.21
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