Linking Process Capability Improvement to Carbon Reduction in SME Die Casting: A Case Study of Aluminum Alloy Components

High shrinkage-related defect rates in aluminum die casting reduce effective production capacity. They also create energy-intensive re-melting loops, which weaken production planning reliability and environmental performance. This study examines how Green Lean Six Sigma can stabilize a resource-constrained Small and Medium-Sized Enterprise (SME) die-casting process and translate quality improvement into measurable capacity recovery and Scope 2 electricity-related carbon savings. Based on a 10-month case study, the Define–Measure–Analyze–Improve–Control (DMAIC) framework was integrated with factorial ANOVA, the Response Surface Methodology (RSM), one-way analysis of variance (ANOVA) and statistical process control (SPC). These methods supported process parameter identification, operating-window development and shop-floor process stabilization. The analysis identified the filling speed and mold temperature as significant shrinkage drivers, developed a mold temperature control map, and determined the standardized filling speed at 800 mm/s. The intervention reduced the shrinkage defect rate from 7.19% to 1.46%, reduced the overall scrap rate from 7.60% to 2.71%, and improved the overall sigma level from 2.93 to 3.42. This yield improvement generated a 4.89 percentage-point yield-equivalent capacity gain, avoided 4401 kWh of re-melting electricity, reduced Scope 2 emissions by 2.36 t CO2e, and generated gross annualized savings of RMB 249,214 (USD 35,783). Considering a one-time implementation cost of RMB 31,445 (USD 4515), the first-year net saving was RMB 217,769 (USD 31,268). The findings show that accessible statistical process control methods can provide SMEs with a resource-efficient pathway to improve process stability, capacity utilization and electricity-related environmental performance before investing in advanced digital technologies.

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Publication Details

Journal
Processes
Published
2026-08-25
DOI
https://doi.org/10.3390/pr14172717
Primary Topic
Energy Efficiency and Management
Type
article
Field-Weighted Citation Impact
0.00

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article

Linking Process Capability Improvement to Carbon Reduction in SME Die Casting: A Case Study of Aluminum Alloy Components

Yingxue Ren, Yuxuan Sun, Runzeng Gao, Qiaoran Zhang et al.
Processes
Energy Efficiency and Management
article

Linking Process Capability Improvement to Carbon Reduction in SME Die Casting: A Case Study of Aluminum Alloy Components

Yingxue Ren, Yuxuan Sun, Runzeng Gao, Qiaoran Zhang, Wei Li
article en

Abstract

High shrinkage-related defect rates in aluminum die casting reduce effective production capacity. They also create energy-intensive re-melting loops, which weaken production planning reliability and environmental performance. This study examines how Green Lean Six Sigma can stabilize a resource-constrained Small and Medium-Sized Enterprise (SME) die-casting process and translate quality improvement into measurable capacity recovery and Scope 2 electricity-related carbon savings. Based on a 10-month case study, the Define–Measure–Analyze–Improve–Control (DMAIC) framework was integrated with factorial ANOVA, the Response Surface Methodology (RSM), one-way analysis of variance (ANOVA) and statistical process control (SPC). These methods supported process parameter identification, operating-window development and shop-floor process stabilization. The analysis identified the filling speed and mold temperature as significant shrinkage drivers, developed a mold temperature control map, and determined the standardized filling speed at 800 mm/s. The intervention reduced the shrinkage defect rate from 7.19% to 1.46%, reduced the overall scrap rate from 7.60% to 2.71%, and improved the overall sigma level from 2.93 to 3.42. This yield improvement generated a 4.89 percentage-point yield-equivalent capacity gain, avoided 4401 kWh of re-melting electricity, reduced Scope 2 emissions by 2.36 t CO2e, and generated gross annualized savings of RMB 249,214 (USD 35,783). Considering a one-time implementation cost of RMB 31,445 (USD 4515), the first-year net saving was RMB 217,769 (USD 31,268). The findings show that accessible statistical process control methods can provide SMEs with a resource-efficient pathway to improve process stability, capacity utilization and electricity-related environmental performance before investing in advanced digital technologies.

ProcessesVol. 14(17)
Tianjin University (CN), Tiangong University (CN)
National Natural Science Foundation of China
Openalex Percentile: Top 27%
Energy Efficiency and Management
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