Numerical Investigation of Downstream-Shaft Aeration and Air-Pocket Evolution in a Navigation-Lock Valve

The filling-and-emptying valve and downstream shaft are crucial components of navigation-lock systems. Under insufficient downstream submergence, air can be drawn through the shaft and trapped in the post-valve culvert, altering the flow structure and compromising hydraulic stability. A three-dimensional Reynolds-averaged Navier–Stokes/volume-of-fluid model was developed to investigate shaft aeration and entrapped-air-pocket evolution under varying inlet velocities and downstream-submergence depths. The aeration process comprises three stages: jet establishment, air-pocket formation, and air-pocket breakup and reorganization. Downstream-submergence depth determines whether a continuous air-intake pathway forms, whereas inlet velocity primarily controls aeration intensity and air-pocket persistence once the pathway is established. With decreasing submergence depth, the flow transitions successively from a water-sealed regime to a transition regime, a stable entrapped-air-pocket regime, and a strongly unsteady hydraulic-jump-like regime. For the present geometry and fixed valve opening, the transition from transient to sustained shaft aeration is identified within the downstream-submergence interval of hw = 2–5 m. Combined analyses of the air-pocket volume per unit width, pressure response, vortex structures, and shear-layer characteristics indicate that enhanced jet-induced shear is closely associated with shaft aeration and air entrapment, while pressure fluctuations are closely coupled with air-pocket formation, persistence, breakup, and reorganization.

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Publication Details

Journal
Entropy
Published
2026-08-25
DOI
https://doi.org/10.3390/e28090954
Primary Topic
Hydraulic flow and structures
Type
article
Field-Weighted Citation Impact
0.00

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article

Numerical Investigation of Downstream-Shaft Aeration and Air-Pocket Evolution in a Navigation-Lock Valve

Duo Xu, 薛廷强, Zhonghua Li, YAN Xiujun et al.
Entropy
Hydraulic flow and structures
article

Numerical Investigation of Downstream-Shaft Aeration and Air-Pocket Evolution in a Navigation-Lock Valve

Duo Xu, 薛廷强, Zhonghua Li, YAN Xiujun, Jun Deng
article en

Abstract

The filling-and-emptying valve and downstream shaft are crucial components of navigation-lock systems. Under insufficient downstream submergence, air can be drawn through the shaft and trapped in the post-valve culvert, altering the flow structure and compromising hydraulic stability. A three-dimensional Reynolds-averaged Navier–Stokes/volume-of-fluid model was developed to investigate shaft aeration and entrapped-air-pocket evolution under varying inlet velocities and downstream-submergence depths. The aeration process comprises three stages: jet establishment, air-pocket formation, and air-pocket breakup and reorganization. Downstream-submergence depth determines whether a continuous air-intake pathway forms, whereas inlet velocity primarily controls aeration intensity and air-pocket persistence once the pathway is established. With decreasing submergence depth, the flow transitions successively from a water-sealed regime to a transition regime, a stable entrapped-air-pocket regime, and a strongly unsteady hydraulic-jump-like regime. For the present geometry and fixed valve opening, the transition from transient to sustained shaft aeration is identified within the downstream-submergence interval of hw = 2–5 m. Combined analyses of the air-pocket volume per unit width, pressure response, vortex structures, and shear-layer characteristics indicate that enhanced jet-induced shear is closely associated with shaft aeration and air entrapment, while pressure fluctuations are closely coupled with air-pocket formation, persistence, breakup, and reorganization.

EntropyVol. 28(9)
Sichuan University (CN), Nanjing Hydraulic Research Institute (CN), State Key Laboratory of Hydraulics and Mountain River Engineering
National Natural Science Foundation of China
Life below water, Clean water and sanitation
Openalex Percentile: Top 16%
Hydraulic flow and structures
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Numerical Investigation of Downstream-Shaft Aeration and Air-Pocket Evolution in a Navigation-Lock Valve — Duo Xu, 薛廷强, et al. · Entropy (2026) | TGRS Research Map | TGRS