AMF-MUSIC for Underwater Acoustic DOA Estimation Under Strong Interference with Forward-Spatial-Smoothing Extension for Coherent Sources

This study evaluates adaptive spatial matrix filtering (AMF) combined with MUSIC for underwater acoustic direction-of-arrival estimation under strong out-of-sector interference and extends the method to coherent sources by incorporating forward spatial smoothing (FSS) into the AMF design. Simulations compared AMF-MUSIC with conventional MUSIC and continuous matrix filter (CMF)-MUSIC. For a 20-sensor array with targets at −2° and 1°, an interferer at 50°, an SNR of −5 dB, and an INR of 20 dB, both AMF-MUSIC and CMF-MUSIC resolved the targets under a common −25 dB stopband bound, but AMF-MUSIC produced a smoother out-of-sector background. Tightening the CMF bound to −40 dB reduced background peaks but degraded target resolution. In coherent-source simulations using a 25-sensor array, AMF-FSS-MUSIC resolved the targets for all tested subarray lengths when the angular separation was at least 4.5°, achieving resolution probabilities of at least 95%. A 900–1100 Hz broadband simulation maintained an approximately −15 dB stopband response and a passband-response error below −12 dB. For the SWellEx-96 narrowband data, AMF-MUSIC reduced the DOA-estimation RMSE from 11.16° to 5.18° and increased the mean spatial-spectrum SIR from −0.41 dB to 13.18 dB, while the broadband results qualitatively demonstrated interference suppression. These results indicate a favorable configuration-dependent suppression–fidelity tradeoff, while robustness to other coherent-source conditions and broader measured-data validation require further investigation.

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Publication Details

Journal
Journal of Marine Science and Engineering
Published
2026-08-24
DOI
https://doi.org/10.3390/jmse14171564
Primary Topic
Direction-of-Arrival Estimation Techniques
Type
article
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article

AMF-MUSIC for Underwater Acoustic DOA Estimation Under Strong Interference with Forward-Spatial-Smoothing Extension for Coherent Sources

Rongrong Zhu, Peiming Li, Weiyu Tan, Wenwu Wang et al.
Journal of Marine Science and Engineering
Direction-of-Arrival Estimation Techniques
article

AMF-MUSIC for Underwater Acoustic DOA Estimation Under Strong Interference with Forward-Spatial-Smoothing Extension for Coherent Sources

Rongrong Zhu, Peiming Li, Weiyu Tan, Wenwu Wang, Juan Hui, Qinchuan Zhang
article en

Abstract

This study evaluates adaptive spatial matrix filtering (AMF) combined with MUSIC for underwater acoustic direction-of-arrival estimation under strong out-of-sector interference and extends the method to coherent sources by incorporating forward spatial smoothing (FSS) into the AMF design. Simulations compared AMF-MUSIC with conventional MUSIC and continuous matrix filter (CMF)-MUSIC. For a 20-sensor array with targets at −2° and 1°, an interferer at 50°, an SNR of −5 dB, and an INR of 20 dB, both AMF-MUSIC and CMF-MUSIC resolved the targets under a common −25 dB stopband bound, but AMF-MUSIC produced a smoother out-of-sector background. Tightening the CMF bound to −40 dB reduced background peaks but degraded target resolution. In coherent-source simulations using a 25-sensor array, AMF-FSS-MUSIC resolved the targets for all tested subarray lengths when the angular separation was at least 4.5°, achieving resolution probabilities of at least 95%. A 900–1100 Hz broadband simulation maintained an approximately −15 dB stopband response and a passband-response error below −12 dB. For the SWellEx-96 narrowband data, AMF-MUSIC reduced the DOA-estimation RMSE from 11.16° to 5.18° and increased the mean spatial-spectrum SIR from −0.41 dB to 13.18 dB, while the broadband results qualitatively demonstrated interference suppression. These results indicate a favorable configuration-dependent suppression–fidelity tradeoff, while robustness to other coherent-source conditions and broader measured-data validation require further investigation.

Journal of Marine Science and EngineeringVol. 14(17)
China Aerospace Science and Industry Corporation (China) (CN), Harbin Engineering University (CN), University of Surrey (GB), Ministry of Industry and Information Technology (CN)
Life below water
Openalex Percentile: Top 8%
Direction-of-Arrival Estimation Techniques
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