The pure Yang-Mills mass gap does not determine the physical hadron mass gap

The axiomatic quantum field theory formulation of Yang-Mills existence and mass gap asks whether, for every compact simple gauge group G, a non-trivial quantum Yang-Mills theory exists on four-dimensional Minkowski space and has a spectral gap above the vacuum. Constructive programs typically treat the pure-gauge case as a self-contained mathematical object and defer matter to a downstream step. The physical hadron mass gap, however, is the infimum of the positive spectrum of the full-QCD vacuum Hamiltonian, and full QCD contains quarks that pure Yang-Mills lacks. Deferring matter to a separate step can suggest that a pure-gauge solution determines the hadron gap. We prove otherwise. For any pure Yang-Mills record X with finite gap G(X), and any pair of real numbers μ₁ < μ₂ below G(X), the two decoupled matter extensions H₁, H₂ built from the same X with a C² spectator diagonal Hamiltonian of gap μ_i satisfy gap(H_i) = μ_i. Any function of the record alone (any source-only procedure) has, at the pure Yang-Mills input X, error at least (μ₂ - μ₁)/2 on at least one of the two extension gaps. The bound is sharp: the constant procedure returning the midpoint (μ₁ + μ₂)/2 attains it. The proof uses only the tensor-decoupling identity for positive commuting self-adjoint operators (Reed-Simon VIII.10 spectral calculus) and the triangle inequality. A companion proposition shows that the four attached-structure classes commonly invoked in constructive quantum field theory (isometric embedding to a target Hilbert space; Radon-Nikodym derivative against a source path measure; algebra inclusion; heavy-mass-limit family) are not exhaustive: the simple procedure c · G(X) attaches none of them. Nine analytic and numerical methods surveyed in Appendix A (lattice QCD, effective field theory, bootstrap, functional-integral, semiclassical, TQFT-embedding, large-N, holographic, renormalization-group flow) each supply matter data as external input. The theorem clarifies why: matter data cannot be recovered from the pure-gauge record alone.

Authors

Publication Details

Journal
Zenodo (CERN European Organization for Nuclear Research)
Published
2026-08-17
DOI
https://doi.org/10.5281/zenodo.21972331
Primary Topic
Quantum Chromodynamics and Particle Interactions
Type
preprint
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preprint

The pure Yang-Mills mass gap does not determine the physical hadron mass gap

Tan Daniel Fook Hao
Zenodo (CERN European Organization for Nuclear Research)
Quantum Chromodynamics and Particle Interactions
preprint

The pure Yang-Mills mass gap does not determine the physical hadron mass gap

Tan Daniel Fook Hao
preprint en

Abstract

The axiomatic quantum field theory formulation of Yang-Mills existence and mass gap asks whether, for every compact simple gauge group G, a non-trivial quantum Yang-Mills theory exists on four-dimensional Minkowski space and has a spectral gap above the vacuum. Constructive programs typically treat the pure-gauge case as a self-contained mathematical object and defer matter to a downstream step. The physical hadron mass gap, however, is the infimum of the positive spectrum of the full-QCD vacuum Hamiltonian, and full QCD contains quarks that pure Yang-Mills lacks. Deferring matter to a separate step can suggest that a pure-gauge solution determines the hadron gap. We prove otherwise. For any pure Yang-Mills record X with finite gap G(X), and any pair of real numbers μ₁ < μ₂ below G(X), the two decoupled matter extensions H₁, H₂ built from the same X with a C² spectator diagonal Hamiltonian of gap μ_i satisfy gap(H_i) = μ_i. Any function of the record alone (any source-only procedure) has, at the pure Yang-Mills input X, error at least (μ₂ - μ₁)/2 on at least one of the two extension gaps. The bound is sharp: the constant procedure returning the midpoint (μ₁ + μ₂)/2 attains it. The proof uses only the tensor-decoupling identity for positive commuting self-adjoint operators (Reed-Simon VIII.10 spectral calculus) and the triangle inequality. A companion proposition shows that the four attached-structure classes commonly invoked in constructive quantum field theory (isometric embedding to a target Hilbert space; Radon-Nikodym derivative against a source path measure; algebra inclusion; heavy-mass-limit family) are not exhaustive: the simple procedure c · G(X) attaches none of them. Nine analytic and numerical methods surveyed in Appendix A (lattice QCD, effective field theory, bootstrap, functional-integral, semiclassical, TQFT-embedding, large-N, holographic, renormalization-group flow) each supply matter data as external input. The theorem clarifies why: matter data cannot be recovered from the pure-gauge record alone.

Zenodo (CERN European Organization for Nuclear Research)
Reduced inequalities
Quantum Chromodynamics and Particle Interactions
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