Fault Root Cause Tracing in Complex Mechanical Systems via Probabilistic Logic and Reinforcement Learning

When a failure occurs in a large-scale mechanical system such as a marine engine, the maintenance team typically conducts a sequence of inspections on various system components to progressively gather fault information and ultimately localize the root cause, a process known as fault root cause tracing. This process requires the inspection sequence to be planned efficiently. We formulate fault root cause tracing as a Markov decision process (MDP). This MDP is challenging to solve as its system dynamics are unknown. To capture the logical relationships between symptoms and root causes, we construct a Markov logic network (MLN) by integrating historical fault data with expert knowledge from failure mode and effects analysis (FMEA) tables. Parameters in the MLN are estimated using a variational expectation-maximization algorithm, in which the variational distribution is flexibly parameterized by a neural network. The constructed MLN facilitates the inspection sequencing for fault root cause tracing problems. The MLN-based reasoning enables efficient root cause inference by updating the posterior probabilities of root causes as new information is obtained through sequential inspections. We integrate the constructed MLN into a reinforcement learning framework to train a policy for fault root cause tracing problems. The effectiveness of the proposed method is validated through both simulation experiments and a real-world case study involving starting air system failures of harbor tug engines. Our method outperforms benchmark approaches in both inference accuracy and inspection efficiency.

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Publication Details

Journal
IISE Transactions
Published
2026-08-17
DOI
https://doi.org/10.1080/24725854.2026.2717703
Primary Topic
Machine Fault Diagnosis Techniques
Type
article
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article

Fault Root Cause Tracing in Complex Mechanical Systems via Probabilistic Logic and Reinforcement Learning

Xin Ye, Yujie Wei, Zhi-Sheng Ye, Haiyan Xu et al.
IISE Transactions
Machine Fault Diagnosis Techniques
article

Fault Root Cause Tracing in Complex Mechanical Systems via Probabilistic Logic and Reinforcement Learning

Xin Ye, Yujie Wei, Zhi-Sheng Ye, Haiyan Xu, Rui He
article en

Abstract

When a failure occurs in a large-scale mechanical system such as a marine engine, the maintenance team typically conducts a sequence of inspections on various system components to progressively gather fault information and ultimately localize the root cause, a process known as fault root cause tracing. This process requires the inspection sequence to be planned efficiently. We formulate fault root cause tracing as a Markov decision process (MDP). This MDP is challenging to solve as its system dynamics are unknown. To capture the logical relationships between symptoms and root causes, we construct a Markov logic network (MLN) by integrating historical fault data with expert knowledge from failure mode and effects analysis (FMEA) tables. Parameters in the MLN are estimated using a variational expectation-maximization algorithm, in which the variational distribution is flexibly parameterized by a neural network. The constructed MLN facilitates the inspection sequencing for fault root cause tracing problems. The MLN-based reasoning enables efficient root cause inference by updating the posterior probabilities of root causes as new information is obtained through sequential inspections. We integrate the constructed MLN into a reinforcement learning framework to train a policy for fault root cause tracing problems. The effectiveness of the proposed method is validated through both simulation experiments and a real-world case study involving starting air system failures of harbor tug engines. Our method outperforms benchmark approaches in both inference accuracy and inspection efficiency.

IISE Transactions
Central Intelligence Agency (US), University of Electronic Science and Technology of China (CN), National University of Singapore (SG), Southwestern University of Finance and Economics (CN), China Ocean Shipping (China) (CN)
Life below water
Openalex Percentile: Top 12%
Machine Fault Diagnosis Techniques
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