Dual-head temporal modeling with causal normalization for cross-turbine gearbox fault early warning

Wind turbine gearboxes operate under fluctuating loads and widely varying conditions, which make cross-turbine generalization of supervisory control and data acquisition (SCADA)-based fault early warning difficult. In this article, a novel framework that combines uncertainty-aware residual modeling, dual-stream temporal representation, and causal amplitude normalization is introduced. Specifically, the raw oil-sump temperature is first mapped to a standardized residual through probabilistic regression, which mitigates load-dependent threshold drift. The residual is then routed into a dual-head architecture that models shift-type (mean-elevation) and compress-type (variance-contraction) degradation separately, which suppresses the false-alarm surge caused by conflating the two mechanisms. Finally, a four-layer progressive alarm engine with causal rolling p99 normalization and a training-free gating controller generates episode-level warnings without any target-domain retraining. The key innovation lies in combining mechanism-decoupled risk heads with self-referential normalization, which together enable direct deployment on unseen turbines of the same wind farm and turbine platform without fault-type prior knowledge. Evaluation on 2 years of SCADA data from five 2 MW onshore turbines, including a zero-shot blind-test turbine, shows that the deployable configuration achieves an early warning time of 39.2 h, a false alarm rate of 0.18 episodes/day, and an event recall of 1, demonstrating more stable cross-turbine generalization than the evaluated fixed-threshold and single-head baselines.

Authors

Institutions

Publication Details

Journal
Structural Health Monitoring
Published
2026-08-13
DOI
https://doi.org/10.1177/14759217261472396
Primary Topic
Machine Fault Diagnosis Techniques
Type
article
Field-Weighted Citation Impact
0.00

Funders

Controls
|||
ALL TIME
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
OCT
article

Dual-head temporal modeling with causal normalization for cross-turbine gearbox fault early warning

金泰旭, Yongchao Zhu, Lei Rao, Jianjun Tan et al.
Structural Health Monitoring
Machine Fault Diagnosis Techniques
article

Dual-head temporal modeling with causal normalization for cross-turbine gearbox fault early warning

金泰旭, Yongchao Zhu, Lei Rao, Jianjun Tan, Ye Zhou, Min Xu
article en

Abstract

Wind turbine gearboxes operate under fluctuating loads and widely varying conditions, which make cross-turbine generalization of supervisory control and data acquisition (SCADA)-based fault early warning difficult. In this article, a novel framework that combines uncertainty-aware residual modeling, dual-stream temporal representation, and causal amplitude normalization is introduced. Specifically, the raw oil-sump temperature is first mapped to a standardized residual through probabilistic regression, which mitigates load-dependent threshold drift. The residual is then routed into a dual-head architecture that models shift-type (mean-elevation) and compress-type (variance-contraction) degradation separately, which suppresses the false-alarm surge caused by conflating the two mechanisms. Finally, a four-layer progressive alarm engine with causal rolling p99 normalization and a training-free gating controller generates episode-level warnings without any target-domain retraining. The key innovation lies in combining mechanism-decoupled risk heads with self-referential normalization, which together enable direct deployment on unseen turbines of the same wind farm and turbine platform without fault-type prior knowledge. Evaluation on 2 years of SCADA data from five 2 MW onshore turbines, including a zero-shot blind-test turbine, shows that the deployable configuration achieves an early warning time of 39.2 h, a false alarm rate of 0.18 episodes/day, and an event recall of 1, demonstrating more stable cross-turbine generalization than the evaluated fixed-threshold and single-head baselines.

Structural Health Monitoring
Chongqing University (CN), Shaanxi University of Science and Technology (CN)
National Natural Science Foundation of China, Scientific Research Plan Projects of Shaanxi Education Department
Affordable and clean energy
Openalex Percentile: Top 13%
Machine Fault Diagnosis Techniques
AI Navigator

Ask Laika to Summarize, Analyze, and Connect papers live on the map.

Summarize Papers & Methodologies

Extract key findings, datasets, and comparative methods across publications.

Benchmark Rankings & Visual Analytics

Rank top research institutions, authors, funders, topics, and journals by Field-Weighted Citation Impact (FWCI) and paper volume with instant charts.

Connect Distant Disciplines

Bridge topological clusters on the map to find hidden collaborative intersections.