A Scalarized Weighted-Sum Hybrid GA–PSO Decision-Support Framework for Constrained Water Resource Scheduling

Water resource management increasingly requires allocation methods that address rising demand, climate variability, and operational inefficiency. This study proposes an elite-transfer hybrid Genetic Algorithm–Particle Swarm Optimization framework for constrained water allocation under a weighted-sum scalarization model. The model combines four normalized objectives: minimizing water shortage, an operational cost coefficient, and allocation imbalance while maximizing utilization efficiency through an equivalent minimization term. A bidirectional elite-transfer mechanism links GA-based global exploration with PSO-based local refinement. The framework was evaluated using two capacity-constrained surrogate scenarios anchored to hydrometeorological records from Türkiye: Melekbahçe station (E21A033) in the Upper Euphrates Basin and Beşdeğirmen station (E12A003) in the Sakarya Basin. Daily streamflow records supported scenario construction, while precipitation and air-temperature data characterized local conditions. The proposed method was compared with standalone GA and standalone PSO, Differential Evolution, Grey Wolf Optimizer, a scalarized NSGA-II, adapted Kao–Zahara and Garg GA–PSO hybrids, and a no-elite ablation. All methods used the same objective formulation, normalization bounds, constraint-repair procedure, equal objective weights, tuning protocol, paired random seeds, and a budget of 10,000 objective-function evaluations. Performance was assessed through 30 paired runs per scenario. The proposed framework achieved the lowest mean scalar fitness values—0.1670 for Melekbahçe and 0.1752 for Beşdeğirmen—and reached the predefined convergence region after averages of 4587 and 4780 evaluations, respectively. All fitness and convergence improvements remained significant after Holm correction. Paired rank-biserial correlations ranged from 0.957 to 1.000 against the seven general comparators and were 0.824 and 0.781 against the no-elite ablation. The findings support the framework under the tested surrogate scenarios but do not establish Pareto-front dominance or universal superiority. Future work should examine measured operational data, additional basins, dynamic scheduling, alternative weights, and Pareto-based extensions.

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Published
2026-08-03
DOI
https://doi.org/10.3390/info17080752
Primary Topic
Water resources management and optimization
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article
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article

A Scalarized Weighted-Sum Hybrid GA–PSO Decision-Support Framework for Constrained Water Resource Scheduling

Yousef Farhang, Fazlı Yildirim, Mehmet Akif Çifçi, Ziya Gökalp ERSAN et al.
Information
Water resources management and optimization
article

A Scalarized Weighted-Sum Hybrid GA–PSO Decision-Support Framework for Constrained Water Resource Scheduling

Yousef Farhang, Fazlı Yildirim, Mehmet Akif Çifçi, Ziya Gökalp ERSAN, Uğur Akbulut, Batuhan Öney
article en

Abstract

Water resource management increasingly requires allocation methods that address rising demand, climate variability, and operational inefficiency. This study proposes an elite-transfer hybrid Genetic Algorithm–Particle Swarm Optimization framework for constrained water allocation under a weighted-sum scalarization model. The model combines four normalized objectives: minimizing water shortage, an operational cost coefficient, and allocation imbalance while maximizing utilization efficiency through an equivalent minimization term. A bidirectional elite-transfer mechanism links GA-based global exploration with PSO-based local refinement. The framework was evaluated using two capacity-constrained surrogate scenarios anchored to hydrometeorological records from Türkiye: Melekbahçe station (E21A033) in the Upper Euphrates Basin and Beşdeğirmen station (E12A003) in the Sakarya Basin. Daily streamflow records supported scenario construction, while precipitation and air-temperature data characterized local conditions. The proposed method was compared with standalone GA and standalone PSO, Differential Evolution, Grey Wolf Optimizer, a scalarized NSGA-II, adapted Kao–Zahara and Garg GA–PSO hybrids, and a no-elite ablation. All methods used the same objective formulation, normalization bounds, constraint-repair procedure, equal objective weights, tuning protocol, paired random seeds, and a budget of 10,000 objective-function evaluations. Performance was assessed through 30 paired runs per scenario. The proposed framework achieved the lowest mean scalar fitness values—0.1670 for Melekbahçe and 0.1752 for Beşdeğirmen—and reached the predefined convergence region after averages of 4587 and 4780 evaluations, respectively. All fitness and convergence improvements remained significant after Holm correction. Paired rank-biserial correlations ranged from 0.957 to 1.000 against the seven general comparators and were 0.824 and 0.781 against the no-elite ablation. The findings support the framework under the tested surrogate scenarios but do not establish Pareto-front dominance or universal superiority. Future work should examine measured operational data, additional basins, dynamic scheduling, alternative weights, and Pareto-based extensions.

InformationVol. 17(8)
Duy Tan University (VN), Dokuz Eylül University (TR), Bandırma Onyedi Eylül University (TR), İstanbul Gelişim Üniversitesi (TR), Istinye University (TR), Istanbul University (TR)
Climate action
Openalex Percentile: Top 12%
Water resources management and optimization
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