RL-Augmented Dual Robust Adaptive Propagated Interval Observer for Actuator and Residual-Framed Sensor Fault Detection and Isolation in Underactuated AUVs

Reliable fault detection and isolation (FDI) for actuators and sensors in underactuated autonomous underwater vehicles (AUVs) is challenging because nonlinear hydrodynamic coupling redistributes fault signatures, and persistent ocean currents can trigger false alarms. This paper presents a reinforcement learning (RL)-augmented dual-layer FDI framework for actuator and sensor faults in underactuated AUVs. The actuator layer uses a robust adaptive propagated interval observer (RAPIO) that evaluates thruster and control-surface residuals against a calibrated dynamics-consistency tube. The sensor layer forms estimator-consistency residuals for Doppler velocity log (DVL), depth, and inertial measurement unit (IMU) measurements against a reference-separated finite-time extended state observer (FTESO). An offline-trained soft actor–critic (SAC) policy schedules bounded actuator uncertainty margins and sensor alarm thresholds according to operating confidence. The scheduled actuator error dynamics remain Metzler and Hurwitz, preserving positive interval propagation and center-error input-to-state stability (ISS) independent of policy convergence. A Schmitt-trigger alarm and signal-space disambiguation rule classify healthy, actuator-only, sensor-only, and simultaneous-fault conditions under explicit residual-separation and persistence conditions. Across 72 simultaneous-fault episodes over a 4×6 uncertainty–current grid, the proposed method achieved 100% detection coverage for both actuator and sensor faults with only five false-alarm events, retaining full coverage in the severe-current, high-uncertainty subset where the selected actuator and sensor baselines achieved only 88.9% and 70.4% detection, respectively, with more false alarms. These results indicate that the proposed bounded RL scheduler can deliver reliable, certifiable actuator and sensor fault diagnosis under significant operational uncertainty.

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Publication Details

Journal
Drones
Published
2026-08-03
DOI
https://doi.org/10.3390/drones10080598
Primary Topic
Adaptive Control of Nonlinear Systems
Type
article
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article

RL-Augmented Dual Robust Adaptive Propagated Interval Observer for Actuator and Residual-Framed Sensor Fault Detection and Isolation in Underactuated AUVs

Talha Younas, Sohaib Tahir Chauhdary, Ghulam Farid, Muhammad Bilal et al.
Drones
Adaptive Control of Nonlinear Systems
article

RL-Augmented Dual Robust Adaptive Propagated Interval Observer for Actuator and Residual-Framed Sensor Fault Detection and Isolation in Underactuated AUVs

Talha Younas, Sohaib Tahir Chauhdary, Ghulam Farid, Muhammad Bilal, Jun Lu, Ishaq Ahmed
article en

Abstract

Reliable fault detection and isolation (FDI) for actuators and sensors in underactuated autonomous underwater vehicles (AUVs) is challenging because nonlinear hydrodynamic coupling redistributes fault signatures, and persistent ocean currents can trigger false alarms. This paper presents a reinforcement learning (RL)-augmented dual-layer FDI framework for actuator and sensor faults in underactuated AUVs. The actuator layer uses a robust adaptive propagated interval observer (RAPIO) that evaluates thruster and control-surface residuals against a calibrated dynamics-consistency tube. The sensor layer forms estimator-consistency residuals for Doppler velocity log (DVL), depth, and inertial measurement unit (IMU) measurements against a reference-separated finite-time extended state observer (FTESO). An offline-trained soft actor–critic (SAC) policy schedules bounded actuator uncertainty margins and sensor alarm thresholds according to operating confidence. The scheduled actuator error dynamics remain Metzler and Hurwitz, preserving positive interval propagation and center-error input-to-state stability (ISS) independent of policy convergence. A Schmitt-trigger alarm and signal-space disambiguation rule classify healthy, actuator-only, sensor-only, and simultaneous-fault conditions under explicit residual-separation and persistence conditions. Across 72 simultaneous-fault episodes over a 4×6 uncertainty–current grid, the proposed method achieved 100% detection coverage for both actuator and sensor faults with only five false-alarm events, retaining full coverage in the severe-current, high-uncertainty subset where the selected actuator and sensor baselines achieved only 88.9% and 70.4% detection, respectively, with more false alarms. These results indicate that the proposed bounded RL scheduler can deliver reliable, certifiable actuator and sensor fault diagnosis under significant operational uncertainty.

DronesVol. 10(8)
Ministry of Education of the People's Republic of China (CN), Harbin Engineering University (CN), COMSATS University Islamabad (PK), Nanfang Hospital (CN), Dhofar University (OM)
Life below water
Openalex Percentile: Top 11%
Adaptive Control of Nonlinear Systems
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