PCA–GPR-Assisted Sequential Bayesian Inversion of Slope Mechanical Parameters from Multi-Stage Deep Horizontal Displacement Monitoring

Reliable mechanical parameters are needed to predict deformation during staged slope excavation, yet deep inclinometer profiles are high-dimensional and repeated numerical inversion is costly. This study integrates principal component analysis, Gaussian process regression (GPR), and sequential Bayesian updating to infer six effective parameters from multi-stage horizontal displacement profiles of a highway slope in Shaoyang, China. FLAC3D simulations were performed for a 120-point Latin hypercube design. Three principal components explained over 99% of profile variance. Ten repetitions of five-fold cross-validation yielded mean PCA–GPR R2 values of 0.9769–0.9945. Empirical coverages of the 95% marginal prediction intervals ranged from 93.2% to 96.0%, and the GPR predictive covariance was included in the likelihood. Truncated multivariate Gaussian approximations were used to transfer posterior means and covariance structures between excavation stages. A five-strategy comparison showed that adding Stage 3 reduced parameter standard deviations by 10.0–22.0%, followed by a further 11.1–32.2% reduction after Stage 4. Sensitivity and posterior-contraction analyses indicated stronger constraints on the stiffness parameters, whereas ϕ2 remained weakly identifiable. The final posterior means reproduced the spatially held-out, within-site CX-2 profile with a mean absolute error of 0.18 mm. The framework quantifies the parameter-specific information gained from complete profiles across excavation stages; its findings remain conditional on the monitored site and the adopted modeling and error assumptions.

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Publication Details

Journal
Infrastructures
Published
2026-08-03
DOI
https://doi.org/10.3390/infrastructures11080271
Primary Topic
Geotechnical Engineering and Analysis
Type
article
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article

PCA–GPR-Assisted Sequential Bayesian Inversion of Slope Mechanical Parameters from Multi-Stage Deep Horizontal Displacement Monitoring

Wangyu Wu, Youyun Li, Zaiyang Yu, Xu Chen
Infrastructures
Geotechnical Engineering and Analysis
article

PCA–GPR-Assisted Sequential Bayesian Inversion of Slope Mechanical Parameters from Multi-Stage Deep Horizontal Displacement Monitoring

Wangyu Wu, Youyun Li, Zaiyang Yu, Xu Chen
article en

Abstract

Reliable mechanical parameters are needed to predict deformation during staged slope excavation, yet deep inclinometer profiles are high-dimensional and repeated numerical inversion is costly. This study integrates principal component analysis, Gaussian process regression (GPR), and sequential Bayesian updating to infer six effective parameters from multi-stage horizontal displacement profiles of a highway slope in Shaoyang, China. FLAC3D simulations were performed for a 120-point Latin hypercube design. Three principal components explained over 99% of profile variance. Ten repetitions of five-fold cross-validation yielded mean PCA–GPR R2 values of 0.9769–0.9945. Empirical coverages of the 95% marginal prediction intervals ranged from 93.2% to 96.0%, and the GPR predictive covariance was included in the likelihood. Truncated multivariate Gaussian approximations were used to transfer posterior means and covariance structures between excavation stages. A five-strategy comparison showed that adding Stage 3 reduced parameter standard deviations by 10.0–22.0%, followed by a further 11.1–32.2% reduction after Stage 4. Sensitivity and posterior-contraction analyses indicated stronger constraints on the stiffness parameters, whereas ϕ2 remained weakly identifiable. The final posterior means reproduced the spatially held-out, within-site CX-2 profile with a mean absolute error of 0.18 mm. The framework quantifies the parameter-specific information gained from complete profiles across excavation stages; its findings remain conditional on the monitored site and the adopted modeling and error assumptions.

InfrastructuresVol. 11(8)
University of Liverpool (GB), Chinese Academy of Sciences (CN), Institute of Semiconductors (CN), Changsha University of Science and Technology (CN)
Sustainable cities and communities
Openalex Percentile: Top 10%
Geotechnical Engineering and Analysis
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