Dysphagia care processes on acute stroke wards: an ethnographic study of barriers and facilitators relevant to stroke‐associated pneumonia

Introduction Dysphagia is associated with increased risk of stroke-associated pneumonia (SAP). The multifactorial pathophysiology of SAP and the interplay of care processes make it challenging to unpack which components are associated with risk of SAP. The aim of the research was to capture contextual aspects of dysphagia management to build knowledge of care processes relevant to SAP. Methods The methodology was an ethnographic approach. The method was participant observation. Implementation of specialist swallow recommendations, positioning, and oral care processes of 10 stroke patients was observed around mealtimes during the first 72-h of hospital admission. Data was analysed thematically. People affected by stroke were involved in the data analysis process and in the co-generation of themes and implications for clinical practice. Results Four themes were generated from the data: 1. Patient preparation for mealtimes and medications; 2. Variability in resources, knowledge and implementation of dysphagia care; 3. Swallowing and oral care are everyone's business; and 4. Communication about the person's dysphagia management plan and staff attitudes. Conclusions This research enhances understanding of environmental barriers and facilitators that shape how dysphagia care is enacted in acute stroke settings, and how variability in everyday practice may influence circumstances relevant to SAP risk. The findings highlight the role of communication processes, patient and carer information needs, staff awareness of dysphagia diets, mealtime preparation, oral care practices, and access to resources in supporting the implementation of swallowing management plans within routine care. WHAT THIS PAPER ADDS What is already known on the subject The pathophysiology of stroke-associated pneumonia (SAP) is multifactorial. Patients are most susceptible to SAP during their first 72 h post-stroke. Preventative measures to identify dysphagia as early as possible, such as early dysphagia screening and a specialist swallowing assessment, are associated with reduced risk of SAP. What this paper adds to the existing knowledge Increased understanding of how dysphagia care processes may impact on SAP. Identifies environmental barriers and facilitators to minimising potential risk of SAP, specifically relating to the implementation of the specialist swallowing assessment recommendations, positioning and oral care. Identifies areas for clinical improvement. What are the potential or clinical implications of this work? Swallowing management plans are complex and often only partially enacted, with key elements beyond diet and fluid modification frequently overlooked. Dysphagia management requires a genuinely multidisciplinary and system-wide approach, involving all ward staff and informed family and carers. Effective implementation depends on system-level factors which include: clear, consistent and up-to-date sharing of swallowing plans across all channels; staff, patient and carer education; access to appropriate resources; and supportive ward practices and attitudes.

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White Rose Research Online (University of Leeds, The University of Sheffield, University of York)
Published
2026-09-01
Primary Topic
Dysphagia Assessment and Management
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article
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article

Dysphagia care processes on acute stroke wards: an ethnographic study of barriers and facilitators relevant to stroke‐associated pneumonia

E. Richards, S. Pownall, C.J. Smith, S.A. Eltringham et al.
White Rose Research Online (University of Leeds, The University of Sheffield, University of York)
Dysphagia Assessment and Management
article

Dysphagia care processes on acute stroke wards: an ethnographic study of barriers and facilitators relevant to stroke‐associated pneumonia

E. Richards, S. Pownall, C.J. Smith, S.A. Eltringham, B. Bray, J. Burke
article en

Abstract

Introduction Dysphagia is associated with increased risk of stroke-associated pneumonia (SAP). The multifactorial pathophysiology of SAP and the interplay of care processes make it challenging to unpack which components are associated with risk of SAP. The aim of the research was to capture contextual aspects of dysphagia management to build knowledge of care processes relevant to SAP. Methods The methodology was an ethnographic approach. The method was participant observation. Implementation of specialist swallow recommendations, positioning, and oral care processes of 10 stroke patients was observed around mealtimes during the first 72-h of hospital admission. Data was analysed thematically. People affected by stroke were involved in the data analysis process and in the co-generation of themes and implications for clinical practice. Results Four themes were generated from the data: 1. Patient preparation for mealtimes and medications; 2. Variability in resources, knowledge and implementation of dysphagia care; 3. Swallowing and oral care are everyone's business; and 4. Communication about the person's dysphagia management plan and staff attitudes. Conclusions This research enhances understanding of environmental barriers and facilitators that shape how dysphagia care is enacted in acute stroke settings, and how variability in everyday practice may influence circumstances relevant to SAP risk. The findings highlight the role of communication processes, patient and carer information needs, staff awareness of dysphagia diets, mealtime preparation, oral care practices, and access to resources in supporting the implementation of swallowing management plans within routine care. WHAT THIS PAPER ADDS What is already known on the subject The pathophysiology of stroke-associated pneumonia (SAP) is multifactorial. Patients are most susceptible to SAP during their first 72 h post-stroke. Preventative measures to identify dysphagia as early as possible, such as early dysphagia screening and a specialist swallowing assessment, are associated with reduced risk of SAP. What this paper adds to the existing knowledge Increased understanding of how dysphagia care processes may impact on SAP. Identifies environmental barriers and facilitators to minimising potential risk of SAP, specifically relating to the implementation of the specialist swallowing assessment recommendations, positioning and oral care. Identifies areas for clinical improvement. What are the potential or clinical implications of this work? Swallowing management plans are complex and often only partially enacted, with key elements beyond diet and fluid modification frequently overlooked. Dysphagia management requires a genuinely multidisciplinary and system-wide approach, involving all ward staff and informed family and carers. Effective implementation depends on system-level factors which include: clear, consistent and up-to-date sharing of swallowing plans across all channels; staff, patient and carer education; access to appropriate resources; and supportive ward practices and attitudes.

White Rose Research Online (University of Leeds, The University of Sheffield, University of York)
King's College London (GB), Sheffield Teaching Hospitals NHS Foundation Trust (GB), Salford Royal Hospital (GB)
Openalex Percentile: Top 17%
Dysphagia Assessment and Management
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