Probabilistic assessment of warning-stage exceedance during ice-jam flooding using physics-guided river-ice simulations and interpretable stacking ensembles

Study region The Sanhuhekou Bend Reach of the Yellow River, northern China. Study focus Ice-jam flooding produces abrupt stage rises, yet probabilistic flood-risk assessment remains challenging because of nonlinear ice–hydraulic interactions and sparse observations. We develop a physics-guided framework that couples Monte Carlo river-ice simulations with interpretable stacking-ensemble surrogates for rapid assessment of breakup ice-jam stage and warning-stage exceedance risk. The process-based model RIVICE is embedded within a Monte Carlo framework to generate 10,000 physics-consistent scenarios spanning uncertainty in boundary conditions and key ice–hydraulic parameters. An interpretable stacking surrogate efficiently emulates the calibrated physics-based simulations, while SHapley Additive exPlanations (SHAP) quantify predictor contributions and guide reduced-input model distillation. New hydrological insights for the region. Jam-toe location, upstream discharge, and downstream ice thickness were identified as the dominant controls on ice-jam stage because they govern backwater propagation, hydraulic forcing, and ice-induced flow resistance. SHAP further identified model-informed threshold ranges associated with elevated flood risk. The stacking surrogate reproduced simulated stages with high fidelity (NSE = 0.95, RMSE = 0.14 m, R = 0.97), while the distilled surrogate retained strong performance (NSE = 0.92, RMSE = 0.18 m, R = 0.96) using fewer predictors. Surrogate-based ensembles reproduced the observed annual-maximum stage distribution and return-period behaviour, enabling rapid probabilistic assessment of warning-stage exceedance risk and supporting flood-risk management under data-scarce conditions.

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Publication Details

Journal
Journal of Hydrology Regional Studies
Published
2026-07-30
DOI
https://doi.org/10.1016/j.ejrh.2026.103792
Primary Topic
Arctic and Antarctic ice dynamics
Type
article
Field-Weighted Citation Impact
0.00

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article

Probabilistic assessment of warning-stage exceedance during ice-jam flooding using physics-guided river-ice simulations and interpretable stacking ensembles

Mingwen Liu, Jianbin Su, Karl‐Erich Lindenschmidt, Haishen Lv et al.
Journal of Hydrology Regional Studies
Arctic and Antarctic ice dynamics
article

Probabilistic assessment of warning-stage exceedance during ice-jam flooding using physics-guided river-ice simulations and interpretable stacking ensembles

Mingwen Liu, Jianbin Su, Karl‐Erich Lindenschmidt, Haishen Lv, Jianfeng Gou, Lu Lu, Yuantong Li, Yonghe Chen, Zelin Tang
article en

Abstract

Study region The Sanhuhekou Bend Reach of the Yellow River, northern China. Study focus Ice-jam flooding produces abrupt stage rises, yet probabilistic flood-risk assessment remains challenging because of nonlinear ice–hydraulic interactions and sparse observations. We develop a physics-guided framework that couples Monte Carlo river-ice simulations with interpretable stacking-ensemble surrogates for rapid assessment of breakup ice-jam stage and warning-stage exceedance risk. The process-based model RIVICE is embedded within a Monte Carlo framework to generate 10,000 physics-consistent scenarios spanning uncertainty in boundary conditions and key ice–hydraulic parameters. An interpretable stacking surrogate efficiently emulates the calibrated physics-based simulations, while SHapley Additive exPlanations (SHAP) quantify predictor contributions and guide reduced-input model distillation. New hydrological insights for the region. Jam-toe location, upstream discharge, and downstream ice thickness were identified as the dominant controls on ice-jam stage because they govern backwater propagation, hydraulic forcing, and ice-induced flow resistance. SHAP further identified model-informed threshold ranges associated with elevated flood risk. The stacking surrogate reproduced simulated stages with high fidelity (NSE = 0.95, RMSE = 0.14 m, R = 0.97), while the distilled surrogate retained strong performance (NSE = 0.92, RMSE = 0.18 m, R = 0.96) using fewer predictors. Surrogate-based ensembles reproduced the observed annual-maximum stage distribution and return-period behaviour, enabling rapid probabilistic assessment of warning-stage exceedance risk and supporting flood-risk management under data-scarce conditions.

Journal of Hydrology Regional StudiesVol. 67
Nanjing Normal University (CN), Hohai University (CN), Xuzhou Medical College (CN), University of Saskatchewan (CA), Second People’s Hospital of Huai’an (CN), Ningxia Water Conservancy (CN), Global Institute for Water Security (CA)
National Natural Science Foundation of China, Huaiyin Institute of Technology
Climate action
Openalex Percentile: Top 13%
Arctic and Antarctic ice dynamics
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