Analytical Design and Stability Evaluation of 3D Seepage-Control Curtains for Deep Mine Shafts Under Extreme Hydrostatic Pressures

Mitigating catastrophic groundwater inrush hazards in deep underground engineering remains a challenge due to extreme hydrostatic pressures and complex hydrogeological conditions. To address this issue, this paper proposes an optimized analytical design methodology for three-dimensional (3D) seepage-control curtains in deep shafts. Structurally, the 3D system is decoupled into independent horizontal and vertical components. The required thickness of each component is conceptualized as the sum of a blasting-influenced zone and a stress-influenced zone. To ensure hydro-mechanical safety, the stress-influenced thickness is rigorously determined by evaluating both a seepage-based theoretical model and an elasto-plastic mechanical model, with the maximum value adopted as the design criterion. When applied to the 545 m deep main shaft of the Lianhuashan Phosphate Mine, the proposed dual-control model yields optimized thicknesses of 14 m and 20 m for the vertical and horizontal curtains, respectively, achieving a robust anti-heave safety factor of 1.90 under a confined water pressure of 4.46 MPa. The analytical design is successfully benchmarked and validated using 3D hydro-mechanical coupled numerical simulations based on Biot’s poroelasticity theory. Furthermore, multi-parameter sensitivity analyses reveal critical mechanical singularities, defining the strict physical capacity limits of the system. The theoretical derivations demonstrate a distinct functional divergence: the vertical curtain acts as a seepage-governed bottleneck highly sensitive to hydro-mechanical variations, whereas the horizontal curtain functions as a highly redundant, strength-governed structural plug. This comprehensive methodology provides essential theoretical insights and quantitative guidelines for effective groundwater hazard mitigation in deep-earth environments.

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Publication Details

Journal
Water
Published
2026-07-28
DOI
https://doi.org/10.3390/w18151833
Primary Topic
Rock Mechanics and Modeling
Type
article
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article

Analytical Design and Stability Evaluation of 3D Seepage-Control Curtains for Deep Mine Shafts Under Extreme Hydrostatic Pressures

Xiaocen Jia, Siyuan Huo, Jiangtao Cheng, Yanmei Chen et al.
Water
Rock Mechanics and Modeling
article

Analytical Design and Stability Evaluation of 3D Seepage-Control Curtains for Deep Mine Shafts Under Extreme Hydrostatic Pressures

Xiaocen Jia, Siyuan Huo, Jiangtao Cheng, Yanmei Chen, Yifeng Gong, Guotao Xiong, Danyang Dong, Zhixiang Qiao
article en

Abstract

Mitigating catastrophic groundwater inrush hazards in deep underground engineering remains a challenge due to extreme hydrostatic pressures and complex hydrogeological conditions. To address this issue, this paper proposes an optimized analytical design methodology for three-dimensional (3D) seepage-control curtains in deep shafts. Structurally, the 3D system is decoupled into independent horizontal and vertical components. The required thickness of each component is conceptualized as the sum of a blasting-influenced zone and a stress-influenced zone. To ensure hydro-mechanical safety, the stress-influenced thickness is rigorously determined by evaluating both a seepage-based theoretical model and an elasto-plastic mechanical model, with the maximum value adopted as the design criterion. When applied to the 545 m deep main shaft of the Lianhuashan Phosphate Mine, the proposed dual-control model yields optimized thicknesses of 14 m and 20 m for the vertical and horizontal curtains, respectively, achieving a robust anti-heave safety factor of 1.90 under a confined water pressure of 4.46 MPa. The analytical design is successfully benchmarked and validated using 3D hydro-mechanical coupled numerical simulations based on Biot’s poroelasticity theory. Furthermore, multi-parameter sensitivity analyses reveal critical mechanical singularities, defining the strict physical capacity limits of the system. The theoretical derivations demonstrate a distinct functional divergence: the vertical curtain acts as a seepage-governed bottleneck highly sensitive to hydro-mechanical variations, whereas the horizontal curtain functions as a highly redundant, strength-governed structural plug. This comprehensive methodology provides essential theoretical insights and quantitative guidelines for effective groundwater hazard mitigation in deep-earth environments.

WaterVol. 18(15)
Yangtze University (CN), Metallurgical Corporation of China (China) (CN), China University of Geosciences (CN)
Openalex Percentile: Top 15%
Rock Mechanics and Modeling
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