Breaking the Size‐Tolerance Trade‐off in Vertical Couplers via Adjoint‐Based Inverse Design
ABSTRACT Heterogeneous integration of III–V lasers on silicon is pivotal for scaling next‐generation photonic systems, yet it faces a fundamental bottleneck: the inherent trade‐off between coupler compactness and misalignment tolerance. In this work, we break this longstanding barrier by combining multi‐start adjoint optimization with a physics‐guided strategy that places dense control points in near‐phase‐matched regions. This approach produces a more extended phase‐near‐matched region that spatially overlaps with the region of controlled odd supermode excitation, which is the key condition for simultaneously achieving compactness and tolerance. Our design achieves 98.11% coupling efficiency within a footprint of just 20 μm. Remarkably, it sustains over 80% efficiency under substantial misalignments up to ± 1.1 μm and waveguide width variations of ± 0.4 μm—representing the highest tolerance per unit length reported for vertical III–V‐on‐silicon couplers. This achievement decouples the traditional conflict between size and robustness, offering a critical solution for high‐yield micro‐transfer printing and dense photonic integration. The successful extension of our optimization framework to the lithium niobate‐on‐silicon nitride platform confirms its generality, positioning it as a versatile and transformative design strategy for a broad range of heterogeneous photonic platforms.
Authors
- Shiyu Mei
- Zeqiu Liu (ORCID: https://orcid.org/0009-0008-9165-8428)
- Yulian Cao (ORCID: https://orcid.org/0000-0003-2226-5897)
- Suo Wang (ORCID: https://orcid.org/0000-0001-5386-9170)
- Jianguo Liu (ORCID: https://orcid.org/0000-0003-4737-4715)
- Jiahui Chi (ORCID: https://orcid.org/0009-0009-3658-3635)
- Haiyang Yu
- Ruiqi Liu
Institutions
- State Key Laboratory on Integrated Optoelectronics (CN)
- Institute of Semiconductors (CN)
- University of Chinese Academy of Sciences (CN)
Publication Details
- Journal
- Nanophotonics
- Published
- 2026-07-28
- DOI
- https://doi.org/10.1002/nap2.70211
- Primary Topic
- Photonic and Optical Devices
- Type
- article
- Field-Weighted Citation Impact
- 0.00