Phase transitions without instability from non-normal dynamics

Abstract It is often assumed that a system must become unstable in order to undergo a transition. This assumption reflects a deeper bias: state changes are usually interpreted as consequences of bifurcations or spectral instabilities. Here we identify a universality class of phase transitions in non-normal systems and show that transitions can occur even when all equilibria remain spectrally stable. The key mechanism is transient amplification by non-orthogonal eigenvectors: fluctuations are enhanced not by lowering energy barriers, but by increasing the effective shear of the flow, which renormalizes them and acts as an emergent temperature. Once the non-normality index κ exceeds a critical threshold κ c , stable equilibria lose practical relevance, enabling escapes and abrupt transitions despite preserved spectral stability. This pseudo-criticality generalizes Kramers’ escape beyond potential barriers and offers a fundamentally different route to critical phenomena. Its implications are broad: DNA methylation reconciles long-term epigenetic memory with rapid switching, and abrupt tipping points in climate, ecology, finance, and engineered networks may arise from the same mechanism.

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Publication Details

Journal
Communications Physics
Published
2026-07-25
DOI
https://doi.org/10.1038/s42005-026-02772-8
Primary Topic
Nonlinear Dynamics and Pattern Formation
Type
article
Field-Weighted Citation Impact
0.00

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article

Phase transitions without instability from non-normal dynamics

Virgile Troude, Didier Sornette
Communications Physics
Nonlinear Dynamics and Pattern Formation
article

Phase transitions without instability from non-normal dynamics

Virgile Troude, Didier Sornette
article en

Abstract

Abstract It is often assumed that a system must become unstable in order to undergo a transition. This assumption reflects a deeper bias: state changes are usually interpreted as consequences of bifurcations or spectral instabilities. Here we identify a universality class of phase transitions in non-normal systems and show that transitions can occur even when all equilibria remain spectrally stable. The key mechanism is transient amplification by non-orthogonal eigenvectors: fluctuations are enhanced not by lowering energy barriers, but by increasing the effective shear of the flow, which renormalizes them and acts as an emergent temperature. Once the non-normality index κ exceeds a critical threshold κ c , stable equilibria lose practical relevance, enabling escapes and abrupt transitions despite preserved spectral stability. This pseudo-criticality generalizes Kramers’ escape beyond potential barriers and offers a fundamentally different route to critical phenomena. Its implications are broad: DNA methylation reconciles long-term epigenetic memory with rapid switching, and abrupt tipping points in climate, ecology, finance, and engineered networks may arise from the same mechanism.

Communications Physics
Southern University of Science and Technology (CN)
National Natural Science Foundation of China, Science, Technology and Innovation Commission of Shenzhen Municipality, Southern University of Science and Technology
Climate action
Openalex Percentile: Top 6%
Nonlinear Dynamics and Pattern Formation
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