Gating and Normalization Interact in the Attention Block

Abstract We study how an elementwise sigmoid attention-output gate interacts with normalization placement in small causal transformers (29–36M parameters). A 54-model main sweep crosses three schemes (pre-norm; pre-norm + QK-norm; sandwich + QK-norm), three depths, three seeds, and models with and without the gate on WikiText-2. At the best validation checkpoint selected for each run, gating lowers mean validation perplexity in all nine normalization-depth cells. Averaged across depths and seeds, the gated models improve over their matched no-gate baselines by 1.03 PPL with pre-norm, 2.64 with pre-norm + QK-norm, and 3.35 with sandwich + QK-norm. The improvement is therefore 2.32 PPL larger for sandwich + QK-norm than for pre-norm (p < 0.001). A separate fixed-budget 8-layer experiment on WikiText-103 independently finds a gate benefit under all three schemes (all p < 0.01). Normalization placement also produces qualitatively different learned gate distributions: C1 and C2 become low-mean suppressors with essentially no fully-open values, while C3 becomes bimodal, with roughly 20% of values fully closed and 10% fully open. A single-layer ablation identifies the attention-output RMSNorm as necessary and sufficient for this bimodality at similar perplexity, and the distinction persists across the stable learning-rate range. Gate sparsity consistently peaks in the second transformer block. These results show that normalization placement controls both the performance effect and learned geometry of attention-output gating at this scale. Version 2 This version substantially expands the original manuscript with: a fixed-budget 8-layer experiment on WikiText-103; a single-layer ablation isolating the role of the attention-output RMSNorm; learning-rate robustness analyses; a parameter-matched no-gate control; expanded analysis of gate distributions and layer-wise sparsity; additional discussion, limitations, tables, and supplementary results. The experiments use small causal transformers trained from scratch and characterize behaviour in a compute-limited regime. The results should not be assumed to generalise to fully converged or large-scale language-model training without further evidence.

Authors

Publication Details

Journal
Zenodo (CERN European Organization for Nuclear Research)
Published
2026-07-25
DOI
https://doi.org/10.5281/zenodo.21577775
Primary Topic
Advanced Memory and Neural Computing
Type
preprint
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preprint

Gating and Normalization Interact in the Attention Block

Shubham Kumar
Zenodo (CERN European Organization for Nuclear Research)
Advanced Memory and Neural Computing
preprint

Gating and Normalization Interact in the Attention Block

Shubham Kumar
preprint en

Abstract

Abstract We study how an elementwise sigmoid attention-output gate interacts with normalization placement in small causal transformers (29–36M parameters). A 54-model main sweep crosses three schemes (pre-norm; pre-norm + QK-norm; sandwich + QK-norm), three depths, three seeds, and models with and without the gate on WikiText-2. At the best validation checkpoint selected for each run, gating lowers mean validation perplexity in all nine normalization-depth cells. Averaged across depths and seeds, the gated models improve over their matched no-gate baselines by 1.03 PPL with pre-norm, 2.64 with pre-norm + QK-norm, and 3.35 with sandwich + QK-norm. The improvement is therefore 2.32 PPL larger for sandwich + QK-norm than for pre-norm (p < 0.001). A separate fixed-budget 8-layer experiment on WikiText-103 independently finds a gate benefit under all three schemes (all p < 0.01). Normalization placement also produces qualitatively different learned gate distributions: C1 and C2 become low-mean suppressors with essentially no fully-open values, while C3 becomes bimodal, with roughly 20% of values fully closed and 10% fully open. A single-layer ablation identifies the attention-output RMSNorm as necessary and sufficient for this bimodality at similar perplexity, and the distinction persists across the stable learning-rate range. Gate sparsity consistently peaks in the second transformer block. These results show that normalization placement controls both the performance effect and learned geometry of attention-output gating at this scale. Version 2 This version substantially expands the original manuscript with: a fixed-budget 8-layer experiment on WikiText-103; a single-layer ablation isolating the role of the attention-output RMSNorm; learning-rate robustness analyses; a parameter-matched no-gate control; expanded analysis of gate distributions and layer-wise sparsity; additional discussion, limitations, tables, and supplementary results. The experiments use small causal transformers trained from scratch and characterize behaviour in a compute-limited regime. The results should not be assumed to generalise to fully converged or large-scale language-model training without further evidence.

Zenodo (CERN European Organization for Nuclear Research)
Advanced Memory and Neural Computing
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