Surrogate modeling based on computational fluid dynamics for predicting the capsizing moment in a coupled shiplift system

Accurate prediction of the capsizing moment in shiplift systems remains a significant challenge, primarily due to the strong coupled interactions among the chamber, water body, and ship. Conventional three-dimensional (3D) numerical simulations are associated with high computational costs, while commonly used two-dimensional (2D) simplified models neglect ship effects, potentially leading to underestimation of the actual capsizing moment. In this study, a computational fluid dynamics (CFD)-informed surrogate model is developed for one-step-ahead prediction of capsizing moment in a coupled chamber-water-ship shiplift system. First, 3D models covering 19 scales are established, and the corresponding capsizing moments are obtained via CFD simulations. The CFD methodology is further validated against published smoothed particle hydrodynamics (SPH) results, with a maximum deviation of 4.1%, demonstrating the capability of the numerical framework to capture the relevant hydrodynamic responses. Furthermore, under El-Centro excitation, the peak capsizing moments predicted by the 3D model are substantially higher than those obtained using the conventional 2D simplified model for both the 3000 t light-load and 1350 t full-load conditions, indicating that 2D simplification may underestimate the capsizing moment in the examined cases and that three-dimensional effects should be considered when evaluating extreme responses. Based on the numerically generated CFD dataset, a hybrid surrogate framework is constructed, integrating convolutional neural networks, bidirectional long short-term memory networks, and random forests. To enhance the predictive robustness of the framework, multi-window isolation forest preprocessing, CNN-based feature enhancement, and parameter tuning based on the Mapping Mountain Gazelle Optimizer are employed. Comparisons with seven benchmark models demonstrate that the proposed model achieves the better overall predictive performance, with a mean absolute error of 0.0761 ± 0.0024, a root mean squared error of 0.1408 ± 0.0128, and a coefficient of determination of 0.9466 ± 0.0065 on the test set. Additional engineering cases indicate good generalization under ship-presence operating conditions, with peak prediction deviations below 4.8%. These results suggest that, when current and recent response states are available from monitoring or state-estimation systems, the proposed framework may support short-horizon capsizing-moment estimation.

Authors

Institutions

Publication Details

Journal
PLoS ONE
Published
2026-09-11
DOI
https://doi.org/10.1371/journal.pone.0358034
Primary Topic
Ship Hydrodynamics and Maneuverability
Type
article
Field-Weighted Citation Impact
0.00
Controls
|||
ALL TIME
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
article

Surrogate modeling based on computational fluid dynamics for predicting the capsizing moment in a coupled shiplift system

石端伟, Jie Yang, Z W Hu, Tong Tang et al.
PLoS ONE
Ship Hydrodynamics and Maneuverability
article

Surrogate modeling based on computational fluid dynamics for predicting the capsizing moment in a coupled shiplift system

石端伟, Jie Yang, Z W Hu, Tong Tang, Yang Zhang, Junzhe You
article en

Abstract

Accurate prediction of the capsizing moment in shiplift systems remains a significant challenge, primarily due to the strong coupled interactions among the chamber, water body, and ship. Conventional three-dimensional (3D) numerical simulations are associated with high computational costs, while commonly used two-dimensional (2D) simplified models neglect ship effects, potentially leading to underestimation of the actual capsizing moment. In this study, a computational fluid dynamics (CFD)-informed surrogate model is developed for one-step-ahead prediction of capsizing moment in a coupled chamber-water-ship shiplift system. First, 3D models covering 19 scales are established, and the corresponding capsizing moments are obtained via CFD simulations. The CFD methodology is further validated against published smoothed particle hydrodynamics (SPH) results, with a maximum deviation of 4.1%, demonstrating the capability of the numerical framework to capture the relevant hydrodynamic responses. Furthermore, under El-Centro excitation, the peak capsizing moments predicted by the 3D model are substantially higher than those obtained using the conventional 2D simplified model for both the 3000 t light-load and 1350 t full-load conditions, indicating that 2D simplification may underestimate the capsizing moment in the examined cases and that three-dimensional effects should be considered when evaluating extreme responses. Based on the numerically generated CFD dataset, a hybrid surrogate framework is constructed, integrating convolutional neural networks, bidirectional long short-term memory networks, and random forests. To enhance the predictive robustness of the framework, multi-window isolation forest preprocessing, CNN-based feature enhancement, and parameter tuning based on the Mapping Mountain Gazelle Optimizer are employed. Comparisons with seven benchmark models demonstrate that the proposed model achieves the better overall predictive performance, with a mean absolute error of 0.0761 ± 0.0024, a root mean squared error of 0.1408 ± 0.0128, and a coefficient of determination of 0.9466 ± 0.0065 on the test set. Additional engineering cases indicate good generalization under ship-presence operating conditions, with peak prediction deviations below 4.8%. These results suggest that, when current and recent response states are available from monitoring or state-estimation systems, the proposed framework may support short-horizon capsizing-moment estimation.

PLoS ONEVol. 21(9)
Hubei University of Science and Technology (CN), Wuhan Textile University (CN)
Life below water
Openalex Percentile: Top 35%
Ship Hydrodynamics and Maneuverability
AI Navigator

Ask Laika to Summarize, Analyze, and Connect papers live on the map.

Summarize Papers & Methodologies

Extract key findings, datasets, and comparative methods across publications.

Benchmark Rankings & Visual Analytics

Rank top research institutions, authors, funders, topics, and journals by Field-Weighted Citation Impact (FWCI) and paper volume with instant charts.

Connect Distant Disciplines

Bridge topological clusters on the map to find hidden collaborative intersections.