Probing α-Al <sub>2</sub> O <sub>3</sub> : A Theoretical and Experimental Investigation of Its Optoelectronic, Thermodynamic, and Vibrational Response

High Resolution Image Download MS PowerPoint Slide This work presents an integrated experimental and first-principles investigation of the structural, electronic, vibrational, optical, and thermodynamic properties of trigonal α-Al 2 O 3 . Experimentally, α-Al 2 O 3 nanostructures were synthesized and characterized by X-ray diffraction (XRD), UV–vis spectroscopy, and Raman spectroscopy. Rietveld refinement confirmed the predominance of the trigonal corundum structure (space group R 3̅ c ) with lattice parameters close to experimental reference values. The optical bandgap obtained from UV–vis measurements was approximately 5.6 eV, indicating the influence of nanostructuring and localized states on the optical response. Theoretical calculations were performed within density functional theory (DFT) using both LDA-CAPZ and GGA-PBE exchange-correlation functionals. The calculated electronic structure revealed dominant direct optical transitions near the Γ point with bandgap values between 6.67 and 6.68 eV. Density of states analysis showed that O-2p orbitals dominate the valence band region, while Al 3s/3p states mainly contribute to the conduction bands. Optical absorption and reflectivity spectra exhibited low anisotropy and pronounced ultraviolet absorption characteristics. Vibrational properties calculated through density functional perturbation theory (DFPT) showed good agreement with experimental Raman and infrared spectra. Phonon dispersion calculations revealed the absence of imaginary frequencies, confirming the dynamical stability of trigonal α-Al 2 O 3 . Thermodynamic properties, including enthalpy, entropy, free energy, and heat capacity, were evaluated up to 1000 K, indicating thermal stability and the absence of structural phase transitions within this temperature range. The results establish a consistent correlation between structural stability, electronic structure, vibrational response, and thermodynamic behavior in α-Al 2 O 3 nanostructures, providing a comprehensive framework for understanding their properties and potential use in optical, catalytic, and high-temperature ceramic applications.

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Journal
ACS Omega
Published
2026-07-16
DOI
https://doi.org/10.1021/acsomega.6c04114
Primary Topic
Advanced ceramic materials synthesis
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article
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article

Probing α-Al 2 O 3 : A Theoretical and Experimental Investigation of Its Optoelectronic, Thermodynamic, and Vibrational Response

David L. Azevedo, C. Luz‐Lima, Edvan Moreira, Fernando Marques de Oliveira Moucherek et al.
ACS Omega
Advanced ceramic materials synthesis
article

Probing α-Al 2 O 3 : A Theoretical and Experimental Investigation of Its Optoelectronic, Thermodynamic, and Vibrational Response

David L. Azevedo, C. Luz‐Lima, Edvan Moreira, Fernando Marques de Oliveira Moucherek, Kariny Alanda Teixeira Costa, Ricardo Gomes, Ediomar Costa Serra, Leticia de Sousa Costa
article en

Abstract

High Resolution Image Download MS PowerPoint Slide This work presents an integrated experimental and first-principles investigation of the structural, electronic, vibrational, optical, and thermodynamic properties of trigonal α-Al 2 O 3 . Experimentally, α-Al 2 O 3 nanostructures were synthesized and characterized by X-ray diffraction (XRD), UV–vis spectroscopy, and Raman spectroscopy. Rietveld refinement confirmed the predominance of the trigonal corundum structure (space group R 3̅ c ) with lattice parameters close to experimental reference values. The optical bandgap obtained from UV–vis measurements was approximately 5.6 eV, indicating the influence of nanostructuring and localized states on the optical response. Theoretical calculations were performed within density functional theory (DFT) using both LDA-CAPZ and GGA-PBE exchange-correlation functionals. The calculated electronic structure revealed dominant direct optical transitions near the Γ point with bandgap values between 6.67 and 6.68 eV. Density of states analysis showed that O-2p orbitals dominate the valence band region, while Al 3s/3p states mainly contribute to the conduction bands. Optical absorption and reflectivity spectra exhibited low anisotropy and pronounced ultraviolet absorption characteristics. Vibrational properties calculated through density functional perturbation theory (DFPT) showed good agreement with experimental Raman and infrared spectra. Phonon dispersion calculations revealed the absence of imaginary frequencies, confirming the dynamical stability of trigonal α-Al 2 O 3 . Thermodynamic properties, including enthalpy, entropy, free energy, and heat capacity, were evaluated up to 1000 K, indicating thermal stability and the absence of structural phase transitions within this temperature range. The results establish a consistent correlation between structural stability, electronic structure, vibrational response, and thermodynamic behavior in α-Al 2 O 3 nanostructures, providing a comprehensive framework for understanding their properties and potential use in optical, catalytic, and high-temperature ceramic applications.

ACS Omega
Universidade de Brasília (BR), Universidade Federal do Piauí (BR), Naval Postgraduate School (US), Institute for Postgraduate Medical Education (CZ), Tashkent Institute Of Postgraduate Medical Education (UZ), Universidade Estadual do Maranhão (BR)
Affordable and clean energy
Openalex Percentile: Top 17%
Advanced ceramic materials synthesis
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