Comparison of Deep Learning Architectures for Fault Diagnosis of Cross-Speed Rotor Unbalance Based on Leave-One-Speed-Out Validation

Intelligent fault diagnosis of rotating machinery typically assumes that training and test data share the same operating speed, an assumption that rarely holds in industrial end-of-line testing, where a rotor must be certified across a range of shaft speeds. In this paper, we expose this assumption through a systematic benchmark of four deep learning architectures (TCN, 1D-CNN, BiLSTM, and CNN-BiLSTM) on a laboratory rotor testbench with three operating speeds (1000, 2000, and 3000 rpm) and four unbalance fault classes. Under within-speed 5-fold cross-validation, all four models achieve a perfect macro-F1 of 1.000, offering no basis for architecture selection. Under Leave-One-Speed-Out (LOSO) evaluation (train on two speeds, test on the held-out speed), performance drops substantially and diverges across models: BiLSTM 0.180, TCN 0.270, 1D-CNN 0.271, and CNN-BiLSTM 0.401. We trace the LOSO gap to the unbalance centrifugal force law F = meω2, which makes speed-confounded features unreliable under cross-speed testing. CNN-BiLSTM improves the mean LOSO macro-F1 by 48% relative to the stronger single-module baseline, 1D-CNN. Although CNN-BiLSTM achieves the highest LOSO performance among the evaluated architectures, it still does not surpass the physics-informed LightGBM baseline of 0.487. Therefore, the primary contribution of this work is not to solve cross-speed diagnosis, but to demonstrate that conventional same-speed evaluation substantially overestimates model capability and that LOSO provides a more deployment-relevant benchmark for future algorithm development.

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Publication Details

Journal
Signals
Published
2026-06-30
DOI
https://doi.org/10.3390/signals7040060
Primary Topic
Machine Fault Diagnosis Techniques
Type
article
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article

Comparison of Deep Learning Architectures for Fault Diagnosis of Cross-Speed Rotor Unbalance Based on Leave-One-Speed-Out Validation

Jiantao Lu, Jaehyeon Nam, Jaecheon Lee, Haibo Zhang et al.
Signals
Machine Fault Diagnosis Techniques
article

Comparison of Deep Learning Architectures for Fault Diagnosis of Cross-Speed Rotor Unbalance Based on Leave-One-Speed-Out Validation

Jiantao Lu, Jaehyeon Nam, Jaecheon Lee, Haibo Zhang, Hao Liu, Shunming Li, Changpeng Cai
article en

Abstract

Intelligent fault diagnosis of rotating machinery typically assumes that training and test data share the same operating speed, an assumption that rarely holds in industrial end-of-line testing, where a rotor must be certified across a range of shaft speeds. In this paper, we expose this assumption through a systematic benchmark of four deep learning architectures (TCN, 1D-CNN, BiLSTM, and CNN-BiLSTM) on a laboratory rotor testbench with three operating speeds (1000, 2000, and 3000 rpm) and four unbalance fault classes. Under within-speed 5-fold cross-validation, all four models achieve a perfect macro-F1 of 1.000, offering no basis for architecture selection. Under Leave-One-Speed-Out (LOSO) evaluation (train on two speeds, test on the held-out speed), performance drops substantially and diverges across models: BiLSTM 0.180, TCN 0.270, 1D-CNN 0.271, and CNN-BiLSTM 0.401. We trace the LOSO gap to the unbalance centrifugal force law F = meω2, which makes speed-confounded features unreliable under cross-speed testing. CNN-BiLSTM improves the mean LOSO macro-F1 by 48% relative to the stronger single-module baseline, 1D-CNN. Although CNN-BiLSTM achieves the highest LOSO performance among the evaluated architectures, it still does not surpass the physics-informed LightGBM baseline of 0.487. Therefore, the primary contribution of this work is not to solve cross-speed diagnosis, but to demonstrate that conventional same-speed evaluation substantially overestimates model capability and that LOSO provides a more deployment-relevant benchmark for future algorithm development.

SignalsVol. 7(4)
Keimyung University (KR), Nanjing University of Aeronautics and Astronautics (CN)
Industry, innovation and infrastructure
Openalex Percentile: Top 8%
Machine Fault Diagnosis Techniques
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