Early fault feature extraction and early warning algorithm for hydraulic turbine generator units based on generalised machine acoustic signatures

Early detection of faults in hydraulic turbine generator units is required to assess reliability and prevent failures and maintenance in hydropower. Existing monitoring approaches, however, mainly rely on either vibration or threshold analysis, which often fail to capture early fault signatures and generalise poorly across different machines and conditions. Given these limitations, this paper proposes an integrated acoustic-driven early warning framework based on Generalised Machine Acoustic Signatures (GMAS), an Auxiliary Classifier Generative Adversarial Network (ACGAN), and Auto-Associative Kernel Regression (AAKR). The GMAS framework extracts robust time–frequency acoustic features, while ACGAN enhances fault-feature representation and addresses the limited number of fault samples. The AAKR model performs residual-based analysis to enable high-sensitivity early fault detection. The proposed framework was validated using multiple industrial acoustic datasets, including MIMII, ToyADMOS, and DCASE, and further evaluated on real hydropower Kaplan turbine operational data. The experimental results show that the proposed algorithm has better detection performance than the baseline algorithms. It achieves 96.8% accuracy, an AUC of 0.98, and a significantly longer early warning lead time. The findings indicate that the proposed GMAS-ACGAN-AAKR framework is effective for early-fault detection in predictive maintenance of hydraulic turbine generator units (HTGUs).

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Publication Details

Journal
Discover Artificial Intelligence
Published
2026-06-30
DOI
https://doi.org/10.1007/s44163-026-01617-1
Primary Topic
Machine Fault Diagnosis Techniques
Type
article
Field-Weighted Citation Impact
0.00

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article

Early fault feature extraction and early warning algorithm for hydraulic turbine generator units based on generalised machine acoustic signatures

Jian Tang, Jun Tian, Hong Cao, Libin Wu et al.
Discover Artificial Intelligence
Machine Fault Diagnosis Techniques
article

Early fault feature extraction and early warning algorithm for hydraulic turbine generator units based on generalised machine acoustic signatures

Jian Tang, Jun Tian, Hong Cao, Libin Wu, Deguang Liu
article en

Abstract

Early detection of faults in hydraulic turbine generator units is required to assess reliability and prevent failures and maintenance in hydropower. Existing monitoring approaches, however, mainly rely on either vibration or threshold analysis, which often fail to capture early fault signatures and generalise poorly across different machines and conditions. Given these limitations, this paper proposes an integrated acoustic-driven early warning framework based on Generalised Machine Acoustic Signatures (GMAS), an Auxiliary Classifier Generative Adversarial Network (ACGAN), and Auto-Associative Kernel Regression (AAKR). The GMAS framework extracts robust time–frequency acoustic features, while ACGAN enhances fault-feature representation and addresses the limited number of fault samples. The AAKR model performs residual-based analysis to enable high-sensitivity early fault detection. The proposed framework was validated using multiple industrial acoustic datasets, including MIMII, ToyADMOS, and DCASE, and further evaluated on real hydropower Kaplan turbine operational data. The experimental results show that the proposed algorithm has better detection performance than the baseline algorithms. It achieves 96.8% accuracy, an AUC of 0.98, and a significantly longer early warning lead time. The findings indicate that the proposed GMAS-ACGAN-AAKR framework is effective for early-fault detection in predictive maintenance of hydraulic turbine generator units (HTGUs).

Discover Artificial Intelligence
Dongfang Electric Corporation (China) (CN), Zhong Ke San Huan (China) (CN)
National Key Research and Development Program of China
Affordable and clean energy
Openalex Percentile: Top 8%
Machine Fault Diagnosis Techniques
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