State of Health and Remaining Useful Life Prediction for Lithium-Ion and Sodium-Ion Batteries Based on Segmental Incremental Capacity Features

Accurate estimation of state of health (SOH) and remaining useful life (RUL) under partial data conditions remains a significant challenge for practical battery management systems, as most existing methods rely on complete charging cycles or task-specific degradation indicators. To address this limitation, this study proposes a segment-based joint prediction framework that utilizes incremental capacity (d Q /d V ) features extracted from partial charging data. The main contribution lies in combining statistical descriptors with voltage-binned d Q /d V features to capture degradation information from incomplete measurements and integrating them into an XGBoost-based multi-output regression model for simultaneous SOH and RUL estimation. The proposed approach is validated on multiple lithium-ion and sodium-ion battery datasets, demonstrating strong generalization capability across different battery chemistries. Experimental results show that the model achieves a mean absolute error of 0.219% and an R 2 value of 0.985 for SOH estimation, while the root mean square error for RUL prediction is as low as 0.888 cycles. The average inference time is only 6 ms, indicating suitability for real-time battery management applications. Ablation studies further verify the contributions of data filtering, voltage binning, and hyperparameter optimization, whereas SHapley Additive exPlanations (SHAP) analysis reveals that voltage kurtosis and mid-range d Q /d V features are the most influential indicators of battery degradation.

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Publication Details

Journal
ACS Applied Energy Materials
Published
2026-06-30
DOI
https://doi.org/10.1021/acsaem.6c01374
Primary Topic
Advanced Battery Technologies Research
Type
article
Field-Weighted Citation Impact
0.00

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article

State of Health and Remaining Useful Life Prediction for Lithium-Ion and Sodium-Ion Batteries Based on Segmental Incremental Capacity Features

Zhong Tang, Xiangyang Liu, Haoyang Cui, Yuhao Liu et al.
ACS Applied Energy Materials
Advanced Battery Technologies Research
article

State of Health and Remaining Useful Life Prediction for Lithium-Ion and Sodium-Ion Batteries Based on Segmental Incremental Capacity Features

Zhong Tang, Xiangyang Liu, Haoyang Cui, Yuhao Liu, Hong Qian
article en

Abstract

Accurate estimation of state of health (SOH) and remaining useful life (RUL) under partial data conditions remains a significant challenge for practical battery management systems, as most existing methods rely on complete charging cycles or task-specific degradation indicators. To address this limitation, this study proposes a segment-based joint prediction framework that utilizes incremental capacity (d Q /d V ) features extracted from partial charging data. The main contribution lies in combining statistical descriptors with voltage-binned d Q /d V features to capture degradation information from incomplete measurements and integrating them into an XGBoost-based multi-output regression model for simultaneous SOH and RUL estimation. The proposed approach is validated on multiple lithium-ion and sodium-ion battery datasets, demonstrating strong generalization capability across different battery chemistries. Experimental results show that the model achieves a mean absolute error of 0.219% and an R 2 value of 0.985 for SOH estimation, while the root mean square error for RUL prediction is as low as 0.888 cycles. The average inference time is only 6 ms, indicating suitability for real-time battery management applications. Ablation studies further verify the contributions of data filtering, voltage binning, and hyperparameter optimization, whereas SHapley Additive exPlanations (SHAP) analysis reveals that voltage kurtosis and mid-range d Q /d V features are the most influential indicators of battery degradation.

ACS Applied Energy Materials
Shanghai University of Electric Power (CN), State Power Investment Corporation (China) (CN)
National Natural Science Foundation of China
Zero hunger
Openalex Percentile: Top 12%
Advanced Battery Technologies Research
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