Identifying dominant parameters in SWAT across subbasin and HRU scales using a two-step deep learning-assisted spatial sensitivity analysis

Abstract. Distributed hydrological models require sensitivity analyses that explicitly account for spatial heterogeneity, yet such analyses are often constrained by high computational demands. This study presents a two-step, deep learning-assisted spatial sensitivity analysis (SSA) framework to identify dominant parameters across multiple spatial scales. Using the Soil and Water Assessment Tool (SWAT) in the Jinghe River Basin as a case study, the Morris method was first applied with a spatially lumped strategy to screen influential parameters. Subsequently, SSA was conducted using the Sobol' method with multilayer perceptron (MLP) surrogates to evaluate parameter sensitivities under both subbasin- and hydrologic response unit (HRU)-scale parameterizations. The surrogate models emulated SWAT with high accuracy for 195 subbasin-scale and 2559 HRU-scale parameters, enabling efficient estimation of Sobol' sensitivity indices. Results reveal pronounced spatial heterogeneity in parameter sensitivities. Sensitivity hotspots are consistently concentrated in gauge-proximal subbasins, while HRU-scale analysis further resolves localized controls. Robustness analyses demonstrate that the identified sensitivity patterns remain stable across different performance metrics, NSE-constrained posterior parameter distributions, alternative observation configurations, and varying numbers of screened parameters. These findings confirm the reliability of the proposed two-step framework and highlight its capability to efficiently diagnose dominant hydrological controls in high-dimensional distributed models. The methodology provides a transferable and computationally feasible approach for sensitivity assessment, supporting scale-aware calibration and improving the interpretability and predictive reliability of distributed hydrological simulations.

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Publication Details

Journal
Hydrology and earth system sciences
Published
2026-06-30
DOI
https://doi.org/10.5194/hess-30-4095-2026
Primary Topic
Hydrology and Watershed Management Studies
Type
article
Field-Weighted Citation Impact
0.00

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article

Identifying dominant parameters in SWAT across subbasin and HRU scales using a two-step deep learning-assisted spatial sensitivity analysis

Manya Luo, Ming Ye, Jing Yang, Yuanzhang Zhao et al.
Hydrology and earth system sciences
Hydrology and Watershed Management Studies
article

Identifying dominant parameters in SWAT across subbasin and HRU scales using a two-step deep learning-assisted spatial sensitivity analysis

Manya Luo, Ming Ye, Jing Yang, Yuanzhang Zhao, Tian Jiao, Jiangjiang Zhang, Lei Wu, Jinxi Song
article en

Abstract

Abstract. Distributed hydrological models require sensitivity analyses that explicitly account for spatial heterogeneity, yet such analyses are often constrained by high computational demands. This study presents a two-step, deep learning-assisted spatial sensitivity analysis (SSA) framework to identify dominant parameters across multiple spatial scales. Using the Soil and Water Assessment Tool (SWAT) in the Jinghe River Basin as a case study, the Morris method was first applied with a spatially lumped strategy to screen influential parameters. Subsequently, SSA was conducted using the Sobol' method with multilayer perceptron (MLP) surrogates to evaluate parameter sensitivities under both subbasin- and hydrologic response unit (HRU)-scale parameterizations. The surrogate models emulated SWAT with high accuracy for 195 subbasin-scale and 2559 HRU-scale parameters, enabling efficient estimation of Sobol' sensitivity indices. Results reveal pronounced spatial heterogeneity in parameter sensitivities. Sensitivity hotspots are consistently concentrated in gauge-proximal subbasins, while HRU-scale analysis further resolves localized controls. Robustness analyses demonstrate that the identified sensitivity patterns remain stable across different performance metrics, NSE-constrained posterior parameter distributions, alternative observation configurations, and varying numbers of screened parameters. These findings confirm the reliability of the proposed two-step framework and highlight its capability to efficiently diagnose dominant hydrological controls in high-dimensional distributed models. The methodology provides a transferable and computationally feasible approach for sensitivity assessment, supporting scale-aware calibration and improving the interpretability and predictive reliability of distributed hydrological simulations.

Hydrology and earth system sciencesVol. 30(12)
Florida State University (US), Hohai University (CN), Northwest University (CN), Land Consolidation and Rehabilitation Center (CN), Northwest A&F University (CN)
National Natural Science Foundation of China, Education Department of Shaanxi Province
Openalex Percentile: Top 14%
Hydrology and Watershed Management Studies
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