Robust in-situ stress inversion in an underground powerhouse using tensor synthesis and surrogate-assisted differential evolution
Accurate characterization of the initial in-situ stress field is essential for stability assessment, support design, and surrounding rock control in deep underground engineering, yet field measurements are often highly scattered and three-dimensional inversion is computationally expensive. This study develops a robust and efficient inversion framework for a deeply buried underground powerhouse in the southeastern Tibetan Plateau. First, a three-dimensional borehole stress synthesis method is established by combining particle swarm optimization, the Huber loss, Levenberg-Marquardt iteration, and regularization to denoise multi-source measurements, suppress local outliers, and alleviate ill-conditioning in stress-tensor reconstruction. Second, a surrogate-assisted differential evolution workflow is constructed using a radial basis function network within a prediction-verification-correction active-learning loop to reduce the cost of repeated forward simulations while preserving global optimization capability. Application to the powerhouse shows that the mean relative error decreases from 14.12 to 9.34%, and the deviation variance decreases from 2.98 to 1.33 after optimization. The proposed framework improves both the reliability of inversion input data and the efficiency of field-scale stress reconstruction, providing practical support for stability evaluation and surrounding rock control in deep, geologically complex underground caverns.
Authors
- Kaicheng Zhang (ORCID: https://orcid.org/0000-0003-3468-3543)
- Zhihong Dong (ORCID: https://orcid.org/0000-0001-9912-1459)
- Xinhui Zhang (ORCID: https://orcid.org/0000-0002-4462-761X)
- Shijie Hu (ORCID: https://orcid.org/0000-0001-5062-5023)
- Ping Fu
- Yuan Qian
Institutions
- Changjiang Water Resources Commission (CN)
- Ministry of Water Resources of the People's Republic of China (CN)
Publication Details
- Journal
- Scientific Reports
- Published
- 2026-06-30
- DOI
- https://doi.org/10.1038/s41598-026-59862-4
- Primary Topic
- Model Reduction and Neural Networks
- Type
- article
- Field-Weighted Citation Impact
- 0.00
Funders
- National Key Research and Development Program of China