Robust in-situ stress inversion in an underground powerhouse using tensor synthesis and surrogate-assisted differential evolution

Accurate characterization of the initial in-situ stress field is essential for stability assessment, support design, and surrounding rock control in deep underground engineering, yet field measurements are often highly scattered and three-dimensional inversion is computationally expensive. This study develops a robust and efficient inversion framework for a deeply buried underground powerhouse in the southeastern Tibetan Plateau. First, a three-dimensional borehole stress synthesis method is established by combining particle swarm optimization, the Huber loss, Levenberg-Marquardt iteration, and regularization to denoise multi-source measurements, suppress local outliers, and alleviate ill-conditioning in stress-tensor reconstruction. Second, a surrogate-assisted differential evolution workflow is constructed using a radial basis function network within a prediction-verification-correction active-learning loop to reduce the cost of repeated forward simulations while preserving global optimization capability. Application to the powerhouse shows that the mean relative error decreases from 14.12 to 9.34%, and the deviation variance decreases from 2.98 to 1.33 after optimization. The proposed framework improves both the reliability of inversion input data and the efficiency of field-scale stress reconstruction, providing practical support for stability evaluation and surrounding rock control in deep, geologically complex underground caverns.

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Publication Details

Journal
Scientific Reports
Published
2026-06-30
DOI
https://doi.org/10.1038/s41598-026-59862-4
Primary Topic
Model Reduction and Neural Networks
Type
article
Field-Weighted Citation Impact
0.00

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Robust in-situ stress inversion in an underground powerhouse using tensor synthesis and surrogate-assisted differential evolution

Kaicheng Zhang, Zhihong Dong, Xinhui Zhang, Shijie Hu et al.
Scientific Reports
Model Reduction and Neural Networks
article

Robust in-situ stress inversion in an underground powerhouse using tensor synthesis and surrogate-assisted differential evolution

Kaicheng Zhang, Zhihong Dong, Xinhui Zhang, Shijie Hu, Ping Fu, Yuan Qian
article en

Abstract

Accurate characterization of the initial in-situ stress field is essential for stability assessment, support design, and surrounding rock control in deep underground engineering, yet field measurements are often highly scattered and three-dimensional inversion is computationally expensive. This study develops a robust and efficient inversion framework for a deeply buried underground powerhouse in the southeastern Tibetan Plateau. First, a three-dimensional borehole stress synthesis method is established by combining particle swarm optimization, the Huber loss, Levenberg-Marquardt iteration, and regularization to denoise multi-source measurements, suppress local outliers, and alleviate ill-conditioning in stress-tensor reconstruction. Second, a surrogate-assisted differential evolution workflow is constructed using a radial basis function network within a prediction-verification-correction active-learning loop to reduce the cost of repeated forward simulations while preserving global optimization capability. Application to the powerhouse shows that the mean relative error decreases from 14.12 to 9.34%, and the deviation variance decreases from 2.98 to 1.33 after optimization. The proposed framework improves both the reliability of inversion input data and the efficiency of field-scale stress reconstruction, providing practical support for stability evaluation and surrounding rock control in deep, geologically complex underground caverns.

Scientific Reports
Changjiang Water Resources Commission (CN), Ministry of Water Resources of the People's Republic of China (CN)
National Key Research and Development Program of China
Sustainable cities and communities
Openalex Percentile: Top 8%
Model Reduction and Neural Networks
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