Interpretable bearing fault diagnosis based on wavelet scattering network, PCA dimensionality reduction and PLUKAN network

Aiming at the issues of poor interpretability, weak generalization under small-sample conditions, and high industrial deployment cost in conventional deep learning-based bearing fault diagnosis models, this paper presents an interpretable fault diagnosis framework by integrating Wavelet Scattering Network (WSN), Principal Component Analysis (PCA), and Piecewise Linear Unit-based Kolmogorov-Arnold Network (PLUKAN). The framework adopts a three-stage collaborative architecture: robust feature extraction, efficient dimensionality compression, and structured interpretable classification. Multi-scale time-frequency scattering features with translation invariance and noise robustness are extracted via WSN, followed by efficient dimensionality reduction of high-dimensional features through PCA, and fault classification with structured decision interpretation is implemented by PLUKAN. Comprehensive validations are carried out on three public datasets and a self-built 6001-VS variable-speed bearing dataset. The results show that the framework achieves over 99% average accuracy under an 80% training ratio, corresponding to an 8:1:1 split, and demonstrates strong resilience under extreme few-shot conditions, maintaining competitive accuracy between 87.7% and 100% across four datasets when only 10% of the samples, corresponding to a 1:4.5:4.5 split, are used for training. Compared with the traditional KAN, PLUKAN reduces both the training time and inference time to approximately one-half, satisfying the real-time computing requirements of industrial edge devices. Meanwhile, by virtue of the physical interpretability of WSN features and the explicit mapping structure of PLUKAN, the framework overcomes the "black-box" limitation of deep learning models, and clearly establishes the correspondence between feature variations and fault mechanisms. The proposed WSN-PCA-PLUKAN framework realizes the collaborative optimization of diagnostic accuracy, computational efficiency and interpretability, providing a new engineering-feasible solution for the predictive maintenance of bearings in industrial rotating machinery.

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Publication Details

Journal
Scientific Reports
Published
2026-06-27
DOI
https://doi.org/10.1038/s41598-026-59000-0
Primary Topic
Machine Fault Diagnosis Techniques
Type
article
Field-Weighted Citation Impact
0.00

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article

Interpretable bearing fault diagnosis based on wavelet scattering network, PCA dimensionality reduction and PLUKAN network

Han-Cheng Hsiang, Jun-Jie Xu, Mu-Quan Lin
Scientific Reports
Machine Fault Diagnosis Techniques
article

Interpretable bearing fault diagnosis based on wavelet scattering network, PCA dimensionality reduction and PLUKAN network

Han-Cheng Hsiang, Jun-Jie Xu, Mu-Quan Lin
article en

Abstract

Aiming at the issues of poor interpretability, weak generalization under small-sample conditions, and high industrial deployment cost in conventional deep learning-based bearing fault diagnosis models, this paper presents an interpretable fault diagnosis framework by integrating Wavelet Scattering Network (WSN), Principal Component Analysis (PCA), and Piecewise Linear Unit-based Kolmogorov-Arnold Network (PLUKAN). The framework adopts a three-stage collaborative architecture: robust feature extraction, efficient dimensionality compression, and structured interpretable classification. Multi-scale time-frequency scattering features with translation invariance and noise robustness are extracted via WSN, followed by efficient dimensionality reduction of high-dimensional features through PCA, and fault classification with structured decision interpretation is implemented by PLUKAN. Comprehensive validations are carried out on three public datasets and a self-built 6001-VS variable-speed bearing dataset. The results show that the framework achieves over 99% average accuracy under an 80% training ratio, corresponding to an 8:1:1 split, and demonstrates strong resilience under extreme few-shot conditions, maintaining competitive accuracy between 87.7% and 100% across four datasets when only 10% of the samples, corresponding to a 1:4.5:4.5 split, are used for training. Compared with the traditional KAN, PLUKAN reduces both the training time and inference time to approximately one-half, satisfying the real-time computing requirements of industrial edge devices. Meanwhile, by virtue of the physical interpretability of WSN features and the explicit mapping structure of PLUKAN, the framework overcomes the "black-box" limitation of deep learning models, and clearly establishes the correspondence between feature variations and fault mechanisms. The proposed WSN-PCA-PLUKAN framework realizes the collaborative optimization of diagnostic accuracy, computational efficiency and interpretability, providing a new engineering-feasible solution for the predictive maintenance of bearings in industrial rotating machinery.

Scientific Reports
Xiamen University (CN), Xiamen University of Technology (CN)
Bijzonder Onderzoeksfonds UGent
Openalex Percentile: Top 7%
Machine Fault Diagnosis Techniques
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