DHCRWOA: adaptive whale optimization algorithm with Cauchy-Rayleigh distribution for numerical and engineering design optimization

This paper proposes DHCRWOA, a stage-specific extension of the Whale Optimization Algorithm (WOA) designed to improve its exploration-exploitation transition and reduce stagnation around suboptimal leaders. Five modules are introduced, each targeting a single WOA search phase: Good Nodes Set (GNS) initialization, adaptive parameter control, statistical-guided exploration, Cauchy-based local exploitation, and Rayleigh-weighted spiral updating. On the CEC2005 benchmark suite at 30 dimensions, DHCRWOA achieves the best average rank (2.13) among ten algorithms and the best or tied-best mean on 22 of 23 functions, with no baseline outperforming it on more than one function. At 50 and 100 dimensions, DHCRWOA maintains the top Friedman rank (1.69 and 1.62, respectively) at average runtimes of 0.52 s and 1.03 s per run. A five-variant ablation study confirms that weakening the statistical-guided exploration or Cauchy-based exploitation produces the largest rank degradation (from 2.35 to 4.09 and 4.70, respectively), while all five modules contribute to overall performance. Five constrained engineering design problems further confirm competitive results on practical optimization tasks. Theoretical analysis establishes the relationship between DHCRWOA and standard WOA, including a perturbation bound on the adaptive parameter ([Formula: see text]), boundedness of the population trajectory, monotonicity of the best-so-far process, and a global reachability theorem.

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Journal
Scientific Reports
Published
2026-06-26
DOI
https://doi.org/10.1038/s41598-026-49084-z
Primary Topic
Metaheuristic Optimization Algorithms Research
Type
article
Field-Weighted Citation Impact
0.00

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article

DHCRWOA: adaptive whale optimization algorithm with Cauchy-Rayleigh distribution for numerical and engineering design optimization

Im Sio-Kei, Zikun Li, Zi Wang, Yifu Zhao et al.
Scientific Reports
Metaheuristic Optimization Algorithms Research
article

DHCRWOA: adaptive whale optimization algorithm with Cauchy-Rayleigh distribution for numerical and engineering design optimization

Im Sio-Kei, Zikun Li, Zi Wang, Yifu Zhao, Yanxiao Li, Junhao Wei, Xu Yang, Yapeng Wang
article en

Abstract

This paper proposes DHCRWOA, a stage-specific extension of the Whale Optimization Algorithm (WOA) designed to improve its exploration-exploitation transition and reduce stagnation around suboptimal leaders. Five modules are introduced, each targeting a single WOA search phase: Good Nodes Set (GNS) initialization, adaptive parameter control, statistical-guided exploration, Cauchy-based local exploitation, and Rayleigh-weighted spiral updating. On the CEC2005 benchmark suite at 30 dimensions, DHCRWOA achieves the best average rank (2.13) among ten algorithms and the best or tied-best mean on 22 of 23 functions, with no baseline outperforming it on more than one function. At 50 and 100 dimensions, DHCRWOA maintains the top Friedman rank (1.69 and 1.62, respectively) at average runtimes of 0.52 s and 1.03 s per run. A five-variant ablation study confirms that weakening the statistical-guided exploration or Cauchy-based exploitation produces the largest rank degradation (from 2.35 to 4.09 and 4.70, respectively), while all five modules contribute to overall performance. Five constrained engineering design problems further confirm competitive results on practical optimization tasks. Theoretical analysis establishes the relationship between DHCRWOA and standard WOA, including a perturbation bound on the adaptive parameter ([Formula: see text]), boundedness of the population trajectory, monotonicity of the best-so-far process, and a global reachability theorem.

Scientific Reports
South China Normal University (CN), Peking University (CN), Huzhou Vocational and Technical College (CN), Macao Polytechnic University (MO)
Fundo para o Desenvolvimento das Ciências e da Tecnologia
Life below water
Openalex Percentile: Top 4%
Metaheuristic Optimization Algorithms Research
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