The Substrate Floor: Nested Noise Floors for Auditable Abstention Across Heterogeneous Instruments

An instrument abstains honestly when its signal falls below a noise floor it computes for itself. This paper generalizes that discipline to an ensemble of heterogeneous instruments: a finding survives only if its signal clears the outermost noise floor in play, where floors nest – operator within artifact within substrate. The same move lifts up a level: a cross-instrument ensemble abstains below a substrate floor, the dispersion of instruments' verdicts on one aligned claim. Reconciliation returns a typed verdict – corroborated, contested, substrate-conditional, or jointly-unresolved – never a forced point estimate; agreement is triangulation, disagreement is the floor itself. A no-rescue lemma forbids agreement among individually-noisy instruments from manufacturing a finding. The rule composes instruments of different kinds that share no output space, reconciling an eight-dimensional measurement vector and a categorical specification audit on an aligned ordinal verdict, and below a specification instrument's coherence floor abstention is mandated by a coverage-impossibility result. The contribution is an open-source computational framework – already shipped, with worked cases reproducing all four verdicts, a public-benchmark reconciliation on MMLU/MATH/HumanEval that declines to certify leaderboard gaps falling inside benchmark sampling floors, and a seeded Monte-Carlo map of where it diverges from meta-analysis, sensor fusion, and selective prediction. It is a typed-verdict lattice over nested floors, not a relabeling of heterogeneity statistics. Includes zharnikov-2026ay-substrate-floor.yaml (Paper Spec v0.1.0) – a machine-readable specification of the paper's claims, assumptions, and dependencies. The paper's full machine-first bundle (the SPINE claim/dependency graph and the ONTOLOGY term module) lives in the public repository; see https://github.com/spectralbranding/paper-spec for the standard. This PDF is generated programmatically from that machine-first source under a research-as-repository model.

Authors

Publication Details

Journal
Zenodo (CERN European Organization for Nuclear Research)
Published
2026-06-25
DOI
https://doi.org/10.5281/zenodo.20840423
Primary Topic
Explainable Artificial Intelligence (XAI)
Type
preprint
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The Substrate Floor: Nested Noise Floors for Auditable Abstention Across Heterogeneous Instruments

Dmitry Zharnikov
Zenodo (CERN European Organization for Nuclear Research)
Explainable Artificial Intelligence (XAI)
preprint

The Substrate Floor: Nested Noise Floors for Auditable Abstention Across Heterogeneous Instruments

Dmitry Zharnikov
preprint en

Abstract

An instrument abstains honestly when its signal falls below a noise floor it computes for itself. This paper generalizes that discipline to an ensemble of heterogeneous instruments: a finding survives only if its signal clears the outermost noise floor in play, where floors nest – operator within artifact within substrate. The same move lifts up a level: a cross-instrument ensemble abstains below a substrate floor, the dispersion of instruments' verdicts on one aligned claim. Reconciliation returns a typed verdict – corroborated, contested, substrate-conditional, or jointly-unresolved – never a forced point estimate; agreement is triangulation, disagreement is the floor itself. A no-rescue lemma forbids agreement among individually-noisy instruments from manufacturing a finding. The rule composes instruments of different kinds that share no output space, reconciling an eight-dimensional measurement vector and a categorical specification audit on an aligned ordinal verdict, and below a specification instrument's coherence floor abstention is mandated by a coverage-impossibility result. The contribution is an open-source computational framework – already shipped, with worked cases reproducing all four verdicts, a public-benchmark reconciliation on MMLU/MATH/HumanEval that declines to certify leaderboard gaps falling inside benchmark sampling floors, and a seeded Monte-Carlo map of where it diverges from meta-analysis, sensor fusion, and selective prediction. It is a typed-verdict lattice over nested floors, not a relabeling of heterogeneity statistics. Includes zharnikov-2026ay-substrate-floor.yaml (Paper Spec v0.1.0) – a machine-readable specification of the paper's claims, assumptions, and dependencies. The paper's full machine-first bundle (the SPINE claim/dependency graph and the ONTOLOGY term module) lives in the public repository; see https://github.com/spectralbranding/paper-spec for the standard. This PDF is generated programmatically from that machine-first source under a research-as-repository model.

Zenodo (CERN European Organization for Nuclear Research)
Explainable Artificial Intelligence (XAI)
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The Substrate Floor: Nested Noise Floors for Auditable Abstention Across Heterogeneous Instruments — Dmitry Zharnikov · Zenodo (CERN European Organization for Nuclear Research) (2026) | TGRS Research Map | TGRS