Stability, Expressivity, and Spectra

We develop a theorem-based synthesis connecting nonlinear approximation, gradient-flow reachability, power-law spectral learning, compute-optimal training, and transformer attention. First, we sharpen the stability–expressivity interpretation of the deep ReLU approximation phase diagram: the fast phase uses growing depth and discontinuous target-to-weight selection, but does not invalidate parameter-count, norm, or pseudodimension bounds. Second, we introduce gradient-flow reachable-set capacity and prove two finite-sample results. A random class generated from a training sample admits a uniform risk bound when evaluated on an independent holdout sample, with complexity controlled by initialization entropy, flow stability, and function-space path length. In the fixed-spectrum regime, a Rademacher bound for the resolved residual ball scales as O(√(d_T/n)) under bounded spectral leverage, where d_T ≍ T^(1/κ) is the resolved-mode dimension. A Duhamel perturbation theorem further transfers frozen-kernel covers and empirical Rademacher bounds to nonlinear prediction dynamics up to an explicit integrated kernel-drift term Δ_T. We then replace a purely phenomenological compute ansatz by an exact controlled theorem: if λ_i ≍ i^(−κ), the target energy satisfies a_i ≍ i^(−(1+β)), and an order-ν spectral filter has residual exp(−t λ^ν), then under a compute budget C = Pt the optimal error — the infimum of ℰ_ν(P,t) subject to Pt ≤ C — scales as C^(−β/(1+κν)), attained at P* ≍ C^(1/(1+κν)) and t* ≍ C^(κν/(1+κν)). Gradient flow corresponds to ν = 1; an ideal square-root accelerated filter corresponds to ν = 1/2. Finally, a high-temperature expansion of softmax attention yields an exact local covariance bridge: with keys used as values, the first nonconstant attention response is (β/√d)·Σ̂_k·q, where Σ̂_k is the empirical key covariance, so its eigenmodes are transmitted proportionally to their eigenvalues. Eight fixed-seed, fully reproducible numerical experiments test the effective-dimension, early-stopping, optimization-time, fixed-compute, kernel-spectrum, attention-expansion, and controlled MLP comparisons. Endpoint-aware rank–density translation and an AM–GM correction to a proposed spectral-spread criterion complete the analysis. Proved statements, imported results, diagnostics, and open extensions are separated explicitly.

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Publication Details

Journal
Zenodo (CERN European Organization for Nuclear Research)
Published
2026-06-18
DOI
https://doi.org/10.5281/zenodo.20750286
Primary Topic
Stochastic Gradient Optimization Techniques
Type
preprint
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preprint

Stability, Expressivity, and Spectra

Miquel Noguer Alonso
Zenodo (CERN European Organization for Nuclear Research)
Stochastic Gradient Optimization Techniques
preprint

Stability, Expressivity, and Spectra

Miquel Noguer Alonso
preprint en

Abstract

We develop a theorem-based synthesis connecting nonlinear approximation, gradient-flow reachability, power-law spectral learning, compute-optimal training, and transformer attention. First, we sharpen the stability–expressivity interpretation of the deep ReLU approximation phase diagram: the fast phase uses growing depth and discontinuous target-to-weight selection, but does not invalidate parameter-count, norm, or pseudodimension bounds. Second, we introduce gradient-flow reachable-set capacity and prove two finite-sample results. A random class generated from a training sample admits a uniform risk bound when evaluated on an independent holdout sample, with complexity controlled by initialization entropy, flow stability, and function-space path length. In the fixed-spectrum regime, a Rademacher bound for the resolved residual ball scales as O(√(d_T/n)) under bounded spectral leverage, where d_T ≍ T^(1/κ) is the resolved-mode dimension. A Duhamel perturbation theorem further transfers frozen-kernel covers and empirical Rademacher bounds to nonlinear prediction dynamics up to an explicit integrated kernel-drift term Δ_T. We then replace a purely phenomenological compute ansatz by an exact controlled theorem: if λ_i ≍ i^(−κ), the target energy satisfies a_i ≍ i^(−(1+β)), and an order-ν spectral filter has residual exp(−t λ^ν), then under a compute budget C = Pt the optimal error — the infimum of ℰ_ν(P,t) subject to Pt ≤ C — scales as C^(−β/(1+κν)), attained at P* ≍ C^(1/(1+κν)) and t* ≍ C^(κν/(1+κν)). Gradient flow corresponds to ν = 1; an ideal square-root accelerated filter corresponds to ν = 1/2. Finally, a high-temperature expansion of softmax attention yields an exact local covariance bridge: with keys used as values, the first nonconstant attention response is (β/√d)·Σ̂_k·q, where Σ̂_k is the empirical key covariance, so its eigenmodes are transmitted proportionally to their eigenvalues. Eight fixed-seed, fully reproducible numerical experiments test the effective-dimension, early-stopping, optimization-time, fixed-compute, kernel-spectrum, attention-expansion, and controlled MLP comparisons. Endpoint-aware rank–density translation and an AM–GM correction to a proposed spectral-spread criterion complete the analysis. Proved statements, imported results, diagnostics, and open extensions are separated explicitly.

Zenodo (CERN European Organization for Nuclear Research)
Allen Institute for Artificial Intelligence (US)
Stochastic Gradient Optimization Techniques
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