A Collision Mitigation Scheme for LoRa Networks Based on EKF-Based Backlog Estimation and NOMA-SIC Cooperation

In the LoRa (long-range) wide area network (LoRaWAN), Class A devices employ a pure ALOHA random access mechanism. Under large-scale access and bursty traffic conditions, severe packet collisions are likely, which reduces throughput and increases the packet loss rate. To address these issues, herein, we propose a collision mitigation scheme integrating the extended Kalman filter (EKF) with nonorthogonal multiple access (NOMA). First, a nonlinear state-space model is constructed to capture the dynamic evolution of backlog nodes and the uncertainty of traffic arrivals. The backlog node number is modeled as the hidden state, while newly arrived and successfully decoded packets are incorporated into the state-transition equation. At the gateway, decoded packet counts and channel occupancy are treated as observations based on which a nonlinear mapping between system state and observable features is established. The EKF is then applied to recursively predict and correct, enabling real-time estimation of the backlog state. Accordingly, an adaptive backoff strategy is designed to adjust transmission probability based on the estimated optimal load. Furthermore, to mitigate packet loss caused by collisions, a power-domain NOMA scheme with successive interference cancelation (SIC) is introduced. Signals transmitted with different spreading factors (SFs) are decoupled into approximately independent processing branches by exploiting inter-SF quasi-orthogonality. To account for imperfect inter-SF orthogonality, cross-SF residual coupling coefficients are introduced to characterize leakage interference. For transmissions sharing the same SF, overlapping packets are successively decoded and recovered through a NOMA-SIC mechanism jointly constrained by the SINR-based decoding threshold, the power-domain separation requirement, the maximum number of resolvable SIC layers, and residual SIC interference. Accordingly, the proposed receiver architecture enhances the decoding and recovery capability for collided LoRa packets. Simulation results demonstrate that, under medium-to-high traffic loads, the proposed scheme significantly improves throughput and access success rate while effectively reducing collision probability and packet loss, thereby enhancing the overall robustness and efficiency of the LoRa network.

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Publication Details

Journal
Electronics
Published
2026-06-17
DOI
https://doi.org/10.3390/electronics15122691
Primary Topic
IoT Networks and Protocols
Type
article
Field-Weighted Citation Impact
0.00

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article

A Collision Mitigation Scheme for LoRa Networks Based on EKF-Based Backlog Estimation and NOMA-SIC Cooperation

Guicai Yu, Zongliang Xu
Electronics
IoT Networks and Protocols
article

A Collision Mitigation Scheme for LoRa Networks Based on EKF-Based Backlog Estimation and NOMA-SIC Cooperation

Guicai Yu, Zongliang Xu
article en

Abstract

In the LoRa (long-range) wide area network (LoRaWAN), Class A devices employ a pure ALOHA random access mechanism. Under large-scale access and bursty traffic conditions, severe packet collisions are likely, which reduces throughput and increases the packet loss rate. To address these issues, herein, we propose a collision mitigation scheme integrating the extended Kalman filter (EKF) with nonorthogonal multiple access (NOMA). First, a nonlinear state-space model is constructed to capture the dynamic evolution of backlog nodes and the uncertainty of traffic arrivals. The backlog node number is modeled as the hidden state, while newly arrived and successfully decoded packets are incorporated into the state-transition equation. At the gateway, decoded packet counts and channel occupancy are treated as observations based on which a nonlinear mapping between system state and observable features is established. The EKF is then applied to recursively predict and correct, enabling real-time estimation of the backlog state. Accordingly, an adaptive backoff strategy is designed to adjust transmission probability based on the estimated optimal load. Furthermore, to mitigate packet loss caused by collisions, a power-domain NOMA scheme with successive interference cancelation (SIC) is introduced. Signals transmitted with different spreading factors (SFs) are decoupled into approximately independent processing branches by exploiting inter-SF quasi-orthogonality. To account for imperfect inter-SF orthogonality, cross-SF residual coupling coefficients are introduced to characterize leakage interference. For transmissions sharing the same SF, overlapping packets are successively decoded and recovered through a NOMA-SIC mechanism jointly constrained by the SINR-based decoding threshold, the power-domain separation requirement, the maximum number of resolvable SIC layers, and residual SIC interference. Accordingly, the proposed receiver architecture enhances the decoding and recovery capability for collided LoRa packets. Simulation results demonstrate that, under medium-to-high traffic loads, the proposed scheme significantly improves throughput and access success rate while effectively reducing collision probability and packet loss, thereby enhancing the overall robustness and efficiency of the LoRa network.

ElectronicsVol. 15(12)
Qinghai University (CN), Qinghai University for Nationalities (CN)
National Natural Science Foundation of China, Qinghai Nationalities University
Partnerships for the goals
Openalex Percentile: Top 11%
IoT Networks and Protocols
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