The Omega Tower: Role Non-Impersonation and Authority Preservation in Agentic AI

his preprint presents a conditional architecture theorem for role separation in agentic AI authority systems. It argues that an authority stack must preserve distinct roles for obstruction detection, finite terminalization, certified transport, comparison, finite-shadow authority, and residual closure. Proposals enter the stack, but proposals do not themselves constitute authority. The paper states the Role Non-Impersonation Program: under declared Omega Tower role contracts, removing or impersonating a role leaves an undischarged obligation and admits a characteristic authority failure unless equivalent machinery is reintroduced. The associated Omega Anti-Cheat Lemma is presented as a conditional architecture result: proposal systems cannot terminalize their own outputs, representation changes cannot transport authority without loss accounting, comparison cannot create authority by aggregation, continuum objects cannot outrank finite query-relative witnesses, residuals cannot be renamed as closure, and tower roles cannot impersonate one another without preserving the relevant machinery. The paper includes a six-role collapse table, a worked finite residual example over F₂³, a query-relative finite-shadow authority definition, a residual honesty taxonomy, and an engineering evaluation program for measuring false terminalization, replay stability, transport coverage, residual reduction, and local-green/global-red failures. Lean support in omega_engine/lean4/Paper029 mechanizes finite kernels for the role/failure constructor table, collapse classification, refusal propagation, terminal disjointness, residual classification, query-relative scope, and primitive-difference role-erasure boundaries. These Lean kernels do not replace the home-layer theorems or close the remaining semantic obligation PL-029-1. The full semantic proof of pairwise role-failure disjointness and per-case discharge against home-layer contracts remains open. This is a v0.1 preprint and cross-tower synthesis paper. It is not an empirical AI-safety validation, not a full proof of the entire GTLA/Omega Tower, and not a claim that the six named layers are the only possible implementation packaging. The claim is narrower: the six authority obligations cannot be erased; they may be compressed only if the resulting architecture still discharges the same obligations and preserves the corresponding failure terminals.

Authors

Publication Details

Journal
Zenodo (CERN European Organization for Nuclear Research)
Published
2026-06-16
DOI
https://doi.org/10.5281/zenodo.20710065
Primary Topic
Multi-Agent Systems and Negotiation
Type
preprint
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preprint

The Omega Tower: Role Non-Impersonation and Authority Preservation in Agentic AI

Jeremy H. Carroll
Zenodo (CERN European Organization for Nuclear Research)
Multi-Agent Systems and Negotiation
preprint

The Omega Tower: Role Non-Impersonation and Authority Preservation in Agentic AI

Jeremy H. Carroll
preprint en

Abstract

his preprint presents a conditional architecture theorem for role separation in agentic AI authority systems. It argues that an authority stack must preserve distinct roles for obstruction detection, finite terminalization, certified transport, comparison, finite-shadow authority, and residual closure. Proposals enter the stack, but proposals do not themselves constitute authority. The paper states the Role Non-Impersonation Program: under declared Omega Tower role contracts, removing or impersonating a role leaves an undischarged obligation and admits a characteristic authority failure unless equivalent machinery is reintroduced. The associated Omega Anti-Cheat Lemma is presented as a conditional architecture result: proposal systems cannot terminalize their own outputs, representation changes cannot transport authority without loss accounting, comparison cannot create authority by aggregation, continuum objects cannot outrank finite query-relative witnesses, residuals cannot be renamed as closure, and tower roles cannot impersonate one another without preserving the relevant machinery. The paper includes a six-role collapse table, a worked finite residual example over F₂³, a query-relative finite-shadow authority definition, a residual honesty taxonomy, and an engineering evaluation program for measuring false terminalization, replay stability, transport coverage, residual reduction, and local-green/global-red failures. Lean support in omega_engine/lean4/Paper029 mechanizes finite kernels for the role/failure constructor table, collapse classification, refusal propagation, terminal disjointness, residual classification, query-relative scope, and primitive-difference role-erasure boundaries. These Lean kernels do not replace the home-layer theorems or close the remaining semantic obligation PL-029-1. The full semantic proof of pairwise role-failure disjointness and per-case discharge against home-layer contracts remains open. This is a v0.1 preprint and cross-tower synthesis paper. It is not an empirical AI-safety validation, not a full proof of the entire GTLA/Omega Tower, and not a claim that the six named layers are the only possible implementation packaging. The claim is narrower: the six authority obligations cannot be erased; they may be compressed only if the resulting architecture still discharges the same obligations and preserves the corresponding failure terminals.

Zenodo (CERN European Organization for Nuclear Research)
Multi-Agent Systems and Negotiation
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