Study on the evolutionary mechanism and synergistic control technology of floor heave in deep high-stress roadways

To address floor heave control in deep high-stress roadways, this study established a slip-line field model of the roadway floor based on plastic mechanics. The quantitative relationships between floor failure depth, internal friction angle, and coal seam parameters were derived, and the linear positive correlation between floor heave magnitude and both the rib-side limit equilibrium zone width and floor failure depth was clarified. An engineering case from the tailgate of Panel 1802 in Xinzhuang Coal Mine revealed four-stage failure characteristics of high-stress roadway floor heave. Field measurements showed that the influence range of advance abutment stress extended to approximately 90 m, and a 109° deflection in the azimuth of principal stress σ 1 intensified shear slip in the floor. The vertical stress peak of 15.2 MPa at the floor corners triggered initial failure, while the continuous increase in deep horizontal stress to 7.2 MPa was the main cause of floor heave. The proposed “shallow pressure relief-deep anchoring” collaborative control system reduced vertical stress peaks by 33%–38% through pressure-relief grooves and decreased the horizontal stress concentration peak by 60% to 4.7 MPa through bottom-corner cable anchoring, reducing floor heave from 510 mm to 150 mm. Numerical simulations and field monitoring confirmed that this strategy transformed the plastic failure pattern from inverted triangular composite failure to localized shear failure at groove shoulders by inducing bimodal stress redistribution and reinforcing the surrounding rock structure. The roof-to-floor convergence stabilized at 37.4 cm, providing both theoretical foundation and engineering paradigm for floor heave control in deep roadways.

Authors

Institutions

Publication Details

Journal
Scientific Reports
Published
2026-06-13
DOI
https://doi.org/10.1038/s41598-026-57576-1
Primary Topic
Rock Mechanics and Modeling
Type
article
Field-Weighted Citation Impact
0.00
Controls
|||
ALL TIME
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
OCT
article

Study on the evolutionary mechanism and synergistic control technology of floor heave in deep high-stress roadways

Jinchuan Chen, Y Zhang, Zhiyu Gao, Lixue Yin et al.
Scientific Reports
Rock Mechanics and Modeling
article

Study on the evolutionary mechanism and synergistic control technology of floor heave in deep high-stress roadways

Jinchuan Chen, Y Zhang, Zhiyu Gao, Lixue Yin, Yunfeng Gao, Leiyu Gu, Caiyun Yin, Jan Han
article en

Abstract

To address floor heave control in deep high-stress roadways, this study established a slip-line field model of the roadway floor based on plastic mechanics. The quantitative relationships between floor failure depth, internal friction angle, and coal seam parameters were derived, and the linear positive correlation between floor heave magnitude and both the rib-side limit equilibrium zone width and floor failure depth was clarified. An engineering case from the tailgate of Panel 1802 in Xinzhuang Coal Mine revealed four-stage failure characteristics of high-stress roadway floor heave. Field measurements showed that the influence range of advance abutment stress extended to approximately 90 m, and a 109° deflection in the azimuth of principal stress σ 1 intensified shear slip in the floor. The vertical stress peak of 15.2 MPa at the floor corners triggered initial failure, while the continuous increase in deep horizontal stress to 7.2 MPa was the main cause of floor heave. The proposed “shallow pressure relief-deep anchoring” collaborative control system reduced vertical stress peaks by 33%–38% through pressure-relief grooves and decreased the horizontal stress concentration peak by 60% to 4.7 MPa through bottom-corner cable anchoring, reducing floor heave from 510 mm to 150 mm. Numerical simulations and field monitoring confirmed that this strategy transformed the plastic failure pattern from inverted triangular composite failure to localized shear failure at groove shoulders by inducing bimodal stress redistribution and reinforcing the surrounding rock structure. The roof-to-floor convergence stabilized at 37.4 cm, providing both theoretical foundation and engineering paradigm for floor heave control in deep roadways.

Scientific Reports
China University of Mining and Technology (CN), Shaanxi Coal Chemical Industry Technology Research Institute (CN), China Coal Technology and Engineering Group Corp (China) (CN)
Sustainable cities and communities
Openalex Percentile: Top 10%
Rock Mechanics and Modeling
AI Navigator

Ask Laika to Summarize, Analyze, and Connect papers live on the map.

Summarize Papers & Methodologies

Extract key findings, datasets, and comparative methods across publications.

Benchmark Rankings & Visual Analytics

Rank top research institutions, authors, funders, topics, and journals by Field-Weighted Citation Impact (FWCI) and paper volume with instant charts.

Connect Distant Disciplines

Bridge topological clusters on the map to find hidden collaborative intersections.