Freezing depth prediction of surrounding rock in seasonally frozen tunnels based on bayes-optimized XGBoost

During freeze-thaw cycles, frost heave forces induced by pore water phase transition in the surrounding rock of seasonally frozen tunnels act continuously on the lining structure, impairing its stability and service performance. The evolution of freezing depth is governed by the coupling effects of temperature, moisture and surrounding rock properties, and directly correlates with the distribution of frost heave forces. Thus, accurate prediction of freezing depth is critical for frost heave disaster control and structural design of cold-region tunnels. In this study, moisture migration and phase transition during surrounding rock freezing were considered to establish a hydrothermal coupling model and identify key influencing factors. On this basis, a dataset of tunnel freezing depth in seasonally frozen regions was constructed by combining Latin Hypercube Sampling (LHS) with numerical simulation methods. Subsequently, a Bayes-optimized XGBoost (BO-XGBoost) prediction model was constructed, where Bayesian optimization (BO) was employed for hyperparameter tuning. Distinguished from traditional manual or grid search methods, this algorithm realizes automatic and precise parameter optimization with higher efficiency, and effectively avoids the model from falling into local optimality during the tuning process. SHapley Additive exPlanations (SHAP) analysis was used to quantify feature contributions, and the Stefan solution verified prediction reliability. Results show that BO-XGBoost outperforms Random Forest (RF), Support Vector Regression (SVR) and Light Gradient Boosting Machine (LightGBM), with high sensitivity to temperature, moisture and thermal conductivity properties but low sensitivity to specific heat properties. Increased thermal conductivity of surrounding rock and lining deepens the predicted freezing depth, while higher specific heat capacity, initial moisture content, initial rock temperature and average temperature of the coldest month reduce it. The maximum relative error between model predictions and field monitoring data is only 7.9%, significantly lower than the 22.4% of the Stefan solution, providing a more accurate method for predicting the freezing depth of seasonally frozen tunnels.

Authors

Institutions

Publication Details

Journal
Scientific Reports
Published
2026-05-30
DOI
https://doi.org/10.1038/s41598-026-49818-z
Primary Topic
Climate change and permafrost
Type
article
Field-Weighted Citation Impact
0.00

Funders

Controls
|||
ALL TIME
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
OCT
article

Freezing depth prediction of surrounding rock in seasonally frozen tunnels based on bayes-optimized XGBoost

Jianqing Jia, Jinglong Li
Scientific Reports
Climate change and permafrost
article

Freezing depth prediction of surrounding rock in seasonally frozen tunnels based on bayes-optimized XGBoost

Jianqing Jia, Jinglong Li
article en

Abstract

During freeze-thaw cycles, frost heave forces induced by pore water phase transition in the surrounding rock of seasonally frozen tunnels act continuously on the lining structure, impairing its stability and service performance. The evolution of freezing depth is governed by the coupling effects of temperature, moisture and surrounding rock properties, and directly correlates with the distribution of frost heave forces. Thus, accurate prediction of freezing depth is critical for frost heave disaster control and structural design of cold-region tunnels. In this study, moisture migration and phase transition during surrounding rock freezing were considered to establish a hydrothermal coupling model and identify key influencing factors. On this basis, a dataset of tunnel freezing depth in seasonally frozen regions was constructed by combining Latin Hypercube Sampling (LHS) with numerical simulation methods. Subsequently, a Bayes-optimized XGBoost (BO-XGBoost) prediction model was constructed, where Bayesian optimization (BO) was employed for hyperparameter tuning. Distinguished from traditional manual or grid search methods, this algorithm realizes automatic and precise parameter optimization with higher efficiency, and effectively avoids the model from falling into local optimality during the tuning process. SHapley Additive exPlanations (SHAP) analysis was used to quantify feature contributions, and the Stefan solution verified prediction reliability. Results show that BO-XGBoost outperforms Random Forest (RF), Support Vector Regression (SVR) and Light Gradient Boosting Machine (LightGBM), with high sensitivity to temperature, moisture and thermal conductivity properties but low sensitivity to specific heat properties. Increased thermal conductivity of surrounding rock and lining deepens the predicted freezing depth, while higher specific heat capacity, initial moisture content, initial rock temperature and average temperature of the coldest month reduce it. The maximum relative error between model predictions and field monitoring data is only 7.9%, significantly lower than the 22.4% of the Stefan solution, providing a more accurate method for predicting the freezing depth of seasonally frozen tunnels.

Scientific Reports
Lanzhou Jiaotong University (CN)
National Natural Science Foundation of China, Science and Technology Program of Gansu Province
Life below water
Openalex Percentile: Top 5%
Climate change and permafrost
AI Navigator

Ask Laika to Summarize, Analyze, and Connect papers live on the map.

Summarize Papers & Methodologies

Extract key findings, datasets, and comparative methods across publications.

Benchmark Rankings & Visual Analytics

Rank top research institutions, authors, funders, topics, and journals by Field-Weighted Citation Impact (FWCI) and paper volume with instant charts.

Connect Distant Disciplines

Bridge topological clusters on the map to find hidden collaborative intersections.