Time‐Varying Treatment Effect Models in Stepped‐Wedge Cluster‐Randomized Trials With Multiple Interventions

ABSTRACT The traditional model specification of stepped‐wedge cluster‐randomized trials assumes a homogeneous treatment effect across time while adjusting for fixed‐time effects. However, when treatment effects vary over time, the constant effect estimator may be biased. In the general setting of stepped‐wedge cluster‐randomized trials with multiple interventions and additive treatment effects, we derive the expected value of the constant effect estimator under exchangeable within‐cluster correlation structures when the true treatment effects vary across exposure time periods. Applying this result to concurrent and factorial stepped wedge designs, we show that the constant effect estimator converges to a design‐dependent weighted average of exposure‐time‐specific treatment effects, with weights that are generally nonuniform and may not correspond to a natural estimand of interest. Extensive simulation studies reveal that ignoring time heterogeneity can lead to biased estimation and poor coverage of the exposure‐time‐averaged treatment effect. We further examine two models designed to accommodate multiple interventions with time‐varying treatment effects: (1) a time‐varying fixed treatment effect model, which allows treatment effects to vary by exposure time but remain fixed for each time point, and (2) a random treatment effect model, where the time‐varying treatment effects are modeled as random deviations from an overall mean. In the simulations considered in this study, concurrent and factorial designs generally yield comparable power across different effect curve shapes under the time‐varying fixed treatment effect model. Finally, we apply the constant effect model and both time‐varying treatment effect models to data from the Prognosticating Outcomes and Nudging Decisions in the Electronic Health Record (PONDER) trial. All three models indicate a lack of treatment effect for either intervention, though they differ in the precision of their estimates, likely due to variations in modeling assumptions.

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Publication Details

Journal
Statistics in Medicine
Published
2026-05-28
DOI
https://doi.org/10.1002/sim.70625
Primary Topic
Advanced Causal Inference Techniques
Type
article
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article

Time‐Varying Treatment Effect Models in Stepped‐Wedge Cluster‐Randomized Trials With Multiple Interventions

Scott D. Halpern, Katherine R. Courtright, F Li, Y Lu et al.
Statistics in Medicine
Advanced Causal Inference Techniques
article

Time‐Varying Treatment Effect Models in Stepped‐Wedge Cluster‐Randomized Trials With Multiple Interventions

Scott D. Halpern, Katherine R. Courtright, F Li, Y Lu, Zhe Chen, M O Harhay, Wei Wang
article en

Abstract

ABSTRACT The traditional model specification of stepped‐wedge cluster‐randomized trials assumes a homogeneous treatment effect across time while adjusting for fixed‐time effects. However, when treatment effects vary over time, the constant effect estimator may be biased. In the general setting of stepped‐wedge cluster‐randomized trials with multiple interventions and additive treatment effects, we derive the expected value of the constant effect estimator under exchangeable within‐cluster correlation structures when the true treatment effects vary across exposure time periods. Applying this result to concurrent and factorial stepped wedge designs, we show that the constant effect estimator converges to a design‐dependent weighted average of exposure‐time‐specific treatment effects, with weights that are generally nonuniform and may not correspond to a natural estimand of interest. Extensive simulation studies reveal that ignoring time heterogeneity can lead to biased estimation and poor coverage of the exposure‐time‐averaged treatment effect. We further examine two models designed to accommodate multiple interventions with time‐varying treatment effects: (1) a time‐varying fixed treatment effect model, which allows treatment effects to vary by exposure time but remain fixed for each time point, and (2) a random treatment effect model, where the time‐varying treatment effects are modeled as random deviations from an overall mean. In the simulations considered in this study, concurrent and factorial designs generally yield comparable power across different effect curve shapes under the time‐varying fixed treatment effect model. Finally, we apply the constant effect model and both time‐varying treatment effect models to data from the Prognosticating Outcomes and Nudging Decisions in the Electronic Health Record (PONDER) trial. All three models indicate a lack of treatment effect for either intervention, though they differ in the precision of their estimates, likely due to variations in modeling assumptions.

Statistics in MedicineVol. 45(13-14)
Yale University (US), MRC Clinical Trials Unit at UCL (GB), University College London (GB), University of Pennsylvania (US)
Good health and well-being
Openalex Percentile: Top 4%
Advanced Causal Inference Techniques
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