Analytical solution for deformation of an existing tunnel induced by undercrossing twin tunnels considering rotational and shearing effects of joints

Excavating new twin tunnels can induce asymmetric deformation of the existing shield tunnel above them, potentially triggering issues such as segment cracking and water ingress. A streamlined analytical solution is proposed to assess the impact of twin-tunnel construction on the tunnel above. Within the mechanical model for tunnel deformation analysis, the existing tunnel is regarded as a series of short beams on a Kerr foundation, linked by compressive, tensile, and shear springs. The tunnel deformation contains the contributions from the joints’ rotational and shearing effects. Based on the superposition principle, the Loganathan-Polous solution is used to calculate the additional stress on the existing tunnel induced by the twin tunneling underneath. The energy variational governing equation is established based on the minimum potential energy principle to derive the analytical solution for the deformation of the existing tunnel. The effects of the horizontal distance between the new twin tunnels, the clearance distance between the new tunnels and the existing tunnel, and the bolt stiffness on the existing tunnel are quantified via parametric analysis. Two case studies showed that the tunnel settlements predicted by the proposed solution agreed well with field measurements, thus verifying the validity of the developed solution.

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Publication Details

Journal
Environmental Earth Sciences
Published
2026-05-21
DOI
https://doi.org/10.1007/s12665-026-12978-2
Primary Topic
Geotechnical Engineering and Analysis
Type
article
Field-Weighted Citation Impact
0.00

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article

Analytical solution for deformation of an existing tunnel induced by undercrossing twin tunnels considering rotational and shearing effects of joints

Lei Gao, Yang Yu, Zhiwei Yu, Jie Zhang et al.
Environmental Earth Sciences
Geotechnical Engineering and Analysis
article

Analytical solution for deformation of an existing tunnel induced by undercrossing twin tunnels considering rotational and shearing effects of joints

Lei Gao, Yang Yu, Zhiwei Yu, Jie Zhang, Bo Liu, Yukun Pang, Yanhui Han
article en

Abstract

Excavating new twin tunnels can induce asymmetric deformation of the existing shield tunnel above them, potentially triggering issues such as segment cracking and water ingress. A streamlined analytical solution is proposed to assess the impact of twin-tunnel construction on the tunnel above. Within the mechanical model for tunnel deformation analysis, the existing tunnel is regarded as a series of short beams on a Kerr foundation, linked by compressive, tensile, and shear springs. The tunnel deformation contains the contributions from the joints’ rotational and shearing effects. Based on the superposition principle, the Loganathan-Polous solution is used to calculate the additional stress on the existing tunnel induced by the twin tunneling underneath. The energy variational governing equation is established based on the minimum potential energy principle to derive the analytical solution for the deformation of the existing tunnel. The effects of the horizontal distance between the new twin tunnels, the clearance distance between the new tunnels and the existing tunnel, and the bolt stiffness on the existing tunnel are quantified via parametric analysis. Two case studies showed that the tunnel settlements predicted by the proposed solution agreed well with field measurements, thus verifying the validity of the developed solution.

Environmental Earth SciencesVol. 85(11)
China University of Mining and Technology (CN), China Communications Construction Company (China) (CN), Beijing Municipal Engineering Design and Research Institute (China) (CN), Saudi Aramco (United States) (US)
National Natural Science Foundation of China, National Key Research and Development Program of China
Openalex Percentile: Top 6%
Geotechnical Engineering and Analysis
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