Observations on the Thermodynamic Structure of the Collatz Map

We study the Ruelle transfer operator of the Collatz map on the 2-adic integers and prove a closed-form identity for the per-period odd-step statistic f(k) of ghost cycles via the effective Chebotarev density estimates of Thorner–Zaman (2019) and Sgobba (2023). The central object is the Ruelle transfer operator ℒ_s acting on C(ℤ₂), with weight 3^s on the odd inverse branch, topological pressure P(s) = log(1 + 3^s), and distinguished equilibrium parameter s* = log₃(√3 + 1). The Cuntz-algebraic structure accompanies the 2-adic Ruelle transfer operator ℒ_s, which encodes the 2-adic geometry of ℤ₂ and the 3-adic arithmetic of T₃ in a single operator-algebraic object. The operator-algebraic structure of the construction combines Siegel's χ₃ (Siegel 2024, 2022), which encodes the ℤ₂-to-ℤ₃ substrate, with Mori's identification of the Cuntz algebra O₂ ≅ C*(S₁, S₂) for the Collatz map (Mori 2025, Proposition 4.3.4). A pressure-shifted one-parameter group σ_t of automorphisms of O₂ derived from the transfer operator ℒ_s admits a unique (σ_t, β = 1)-KMS state equal to the Bernoulli measure with weights (2 − √3, √3 − 1). At the unique pressure parameter s* = log₃(√3 + 1) at which σ* coincides with the uniformiser of the ramified prime of ℚ(√3) above 2, the alignment is supplied by the conjugate-pair identity (√3 − 1)·3^(s*) = 2. The Möbius-primitive-count closed form f(k) = ( Σ_{s ≥ s_min(k)} s·M(k,s) ) / ( k · Σ_{s ≥ s_min(k)} M(k,s) ) reproduces the empirical census within sampling error and satisfies lim_{k→∞} f(k) = log₃2. On a census of 5430 ghost cycles, a multinomial χ² test rejects the offset c = 1 at χ²/dof ≈ 81 (Wilson–Hilferty z = 73.86, at the edge of the multinomial χ² approximation's validity), with c = 2 matching at χ²/dof = 1.17; the offsets c = 3 and c = 4 are excluded by structural impossibility of the predicted support S_c(k) on small-k bins of the census rather than by Pearson rejection; the asymptotic density-one form is also established in the paper. The second-order constant r₀ = (1 − log₃2)/(2·log₃2 − 1) ≈ 1.4094 in f_c(k) − log₃2 = (c − {k·log₃2} + r₀)/k + O(k^-2) admits two equivalent interpretations: as the Boltzmann conditional mean of the uniform measure on {0,1}^k restricted to σ̂_k ≥ log₃2, and as the second-order coefficient of the geometric tail of the binomial-coefficient envelope at s ∼ k·log₃2. The Cramér rate I(log₃2; √3 − 1) = 0.0243814… > 0 of the Bernoulli(√3 − 1) KMS state measures the relative-entropy distance from that KMS measure to the boundary parameter log₃2. At the finite truncation parameters N ∈ {8, 10, 12} of the integer-lift operator the measured spectral gap is 0.1425 ± 0.0012. A census of 75,536 ghost cycles on ℤ/2pℤ for primes p < 10^7 exhibits the dichotomy s/k > log₃2 on every observed cycle. Computations for P ∈ {10^6, 10^7, 10^8, 10^9, 10^10} establish P-invariance of f(k) = ⟨s⟩_k / k and the arithmetic law s_min(k) = ⌊k·log₃2⌋ + 2.

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Publication Details

Journal
Zenodo (CERN European Organization for Nuclear Research)
Published
2026-05-19
DOI
https://doi.org/10.5281/zenodo.20283728
Primary Topic
Benford’s Law and Fraud Detection
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preprint
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Observations on the Thermodynamic Structure of the Collatz Map

Heewon Cha
Zenodo (CERN European Organization for Nuclear Research)
Benford’s Law and Fraud Detection
preprint

Observations on the Thermodynamic Structure of the Collatz Map

Heewon Cha
preprint en

Abstract

We study the Ruelle transfer operator of the Collatz map on the 2-adic integers and prove a closed-form identity for the per-period odd-step statistic f(k) of ghost cycles via the effective Chebotarev density estimates of Thorner–Zaman (2019) and Sgobba (2023). The central object is the Ruelle transfer operator ℒ_s acting on C(ℤ₂), with weight 3^s on the odd inverse branch, topological pressure P(s) = log(1 + 3^s), and distinguished equilibrium parameter s* = log₃(√3 + 1). The Cuntz-algebraic structure accompanies the 2-adic Ruelle transfer operator ℒ_s, which encodes the 2-adic geometry of ℤ₂ and the 3-adic arithmetic of T₃ in a single operator-algebraic object. The operator-algebraic structure of the construction combines Siegel's χ₃ (Siegel 2024, 2022), which encodes the ℤ₂-to-ℤ₃ substrate, with Mori's identification of the Cuntz algebra O₂ ≅ C*(S₁, S₂) for the Collatz map (Mori 2025, Proposition 4.3.4). A pressure-shifted one-parameter group σ_t of automorphisms of O₂ derived from the transfer operator ℒ_s admits a unique (σ_t, β = 1)-KMS state equal to the Bernoulli measure with weights (2 − √3, √3 − 1). At the unique pressure parameter s* = log₃(√3 + 1) at which σ* coincides with the uniformiser of the ramified prime of ℚ(√3) above 2, the alignment is supplied by the conjugate-pair identity (√3 − 1)·3^(s*) = 2. The Möbius-primitive-count closed form f(k) = ( Σ_{s ≥ s_min(k)} s·M(k,s) ) / ( k · Σ_{s ≥ s_min(k)} M(k,s) ) reproduces the empirical census within sampling error and satisfies lim_{k→∞} f(k) = log₃2. On a census of 5430 ghost cycles, a multinomial χ² test rejects the offset c = 1 at χ²/dof ≈ 81 (Wilson–Hilferty z = 73.86, at the edge of the multinomial χ² approximation's validity), with c = 2 matching at χ²/dof = 1.17; the offsets c = 3 and c = 4 are excluded by structural impossibility of the predicted support S_c(k) on small-k bins of the census rather than by Pearson rejection; the asymptotic density-one form is also established in the paper. The second-order constant r₀ = (1 − log₃2)/(2·log₃2 − 1) ≈ 1.4094 in f_c(k) − log₃2 = (c − {k·log₃2} + r₀)/k + O(k^-2) admits two equivalent interpretations: as the Boltzmann conditional mean of the uniform measure on {0,1}^k restricted to σ̂_k ≥ log₃2, and as the second-order coefficient of the geometric tail of the binomial-coefficient envelope at s ∼ k·log₃2. The Cramér rate I(log₃2; √3 − 1) = 0.0243814… > 0 of the Bernoulli(√3 − 1) KMS state measures the relative-entropy distance from that KMS measure to the boundary parameter log₃2. At the finite truncation parameters N ∈ {8, 10, 12} of the integer-lift operator the measured spectral gap is 0.1425 ± 0.0012. A census of 75,536 ghost cycles on ℤ/2pℤ for primes p < 10^7 exhibits the dichotomy s/k > log₃2 on every observed cycle. Computations for P ∈ {10^6, 10^7, 10^8, 10^9, 10^10} establish P-invariance of f(k) = ⟨s⟩_k / k and the arithmetic law s_min(k) = ⌊k·log₃2⌋ + 2.

Zenodo (CERN European Organization for Nuclear Research)
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Benford’s Law and Fraud Detection
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