Early fault detection in gearboxes via dynamic principal component analysis–driven multivariate statistical process control

Early detection of gearbox failure is essential due to their critical role in industrial operations. Therefore, effective condition monitoring techniques are required to identify incipient deviations in operational behaviour. Therefore, this study proposes a dynamic principal component analysis methodology, integrated within a multivariate statistical process control framework, to detect progressive failures in spur gearboxes from vibration signals. The signal is segmented into sub-windows and characterised using condition indicators in the time and frequency domains. Diagnosis is based on Hotelling's T2 statistic and the squared prediction error, which define statistical control limits to discriminate between normal and failure conditions. Empirical validation uses an experimental dataset covering combinations of load, speed, and failure severity. The results demonstrate high sensitivity to progressive degradation and accurate early-stage detection, supporting the multivariate statistical process control approach with dynamic principal component analysis as an effective tool for diagnosis and predictive maintenance in high-criticality industrial environments.

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Publication Details

Journal
PLoS ONE
Published
2026-05-18
DOI
https://doi.org/10.1371/journal.pone.0348497
Primary Topic
Machine Fault Diagnosis Techniques
Type
article
Field-Weighted Citation Impact
0.00

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article

Early fault detection in gearboxes via dynamic principal component analysis–driven multivariate statistical process control

Susana Barceló‐Cerdá, Antonio Pérez‐Torres, Jean Navarrete-Campos, Reinier Fernández-López et al.
PLoS ONE
Machine Fault Diagnosis Techniques
article

Early fault detection in gearboxes via dynamic principal component analysis–driven multivariate statistical process control

Susana Barceló‐Cerdá, Antonio Pérez‐Torres, Jean Navarrete-Campos, Reinier Fernández-López, Jorge Figueroa-Zuñiga
article en

Abstract

Early detection of gearbox failure is essential due to their critical role in industrial operations. Therefore, effective condition monitoring techniques are required to identify incipient deviations in operational behaviour. Therefore, this study proposes a dynamic principal component analysis methodology, integrated within a multivariate statistical process control framework, to detect progressive failures in spur gearboxes from vibration signals. The signal is segmented into sub-windows and characterised using condition indicators in the time and frequency domains. Diagnosis is based on Hotelling's T2 statistic and the squared prediction error, which define statistical control limits to discriminate between normal and failure conditions. Empirical validation uses an experimental dataset covering combinations of load, speed, and failure severity. The results demonstrate high sensitivity to progressive degradation and accurate early-stage detection, supporting the multivariate statistical process control approach with dynamic principal component analysis as an effective tool for diagnosis and predictive maintenance in high-criticality industrial environments.

PLoS ONEVol. 21(5)
University of Concepción (CL), Politecnica Salesiana University (EC), Universidad Central de Chile (CL), Universitat Politècnica de València (ES)
Universidad Politécnica Salesiana del Ecuador
Reduced inequalities
Openalex Percentile: Top 6%
Machine Fault Diagnosis Techniques
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