The Refusal Stack

Medical artificial intelligence is approaching a regulatory transition in which the burden of proof shifts from system performance to system accountability. The European Union Artificial Intelligence Act, the WHO guidance on large multi-modal models for health, and the United States Food and Drug Administration's frameworks for Software as a Medical Device each create or reinforce architectural expectations that benchmark-driven development does not address. This paper proposes that the operational unit of safety engineering for medical AI is the refusal — the system's documented, audited decision not to answer under specified conditions — and offers a five-class taxonomy for organising it. The paper describes one refusal class in detail, identifies architectural requirements for source-grounding, audit-trail immutability, and permission-first ingestion, and proposes a six-point technical due-diligence procedure. Implementations specific to one provider are not described.

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Publication Details

Journal
Zenodo (CERN European Organization for Nuclear Research)
Published
2026-05-17
DOI
https://doi.org/10.5281/zenodo.20257894
Primary Topic
Artificial Intelligence in Healthcare and Education
Type
preprint
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preprint

The Refusal Stack

Fatima Azzahra MASTARI
Zenodo (CERN European Organization for Nuclear Research)
Artificial Intelligence in Healthcare and Education
preprint

The Refusal Stack

Fatima Azzahra MASTARI
preprint en

Abstract

Medical artificial intelligence is approaching a regulatory transition in which the burden of proof shifts from system performance to system accountability. The European Union Artificial Intelligence Act, the WHO guidance on large multi-modal models for health, and the United States Food and Drug Administration's frameworks for Software as a Medical Device each create or reinforce architectural expectations that benchmark-driven development does not address. This paper proposes that the operational unit of safety engineering for medical AI is the refusal — the system's documented, audited decision not to answer under specified conditions — and offers a five-class taxonomy for organising it. The paper describes one refusal class in detail, identifies architectural requirements for source-grounding, audit-trail immutability, and permission-first ingestion, and proposes a six-point technical due-diligence procedure. Implementations specific to one provider are not described.

Zenodo (CERN European Organization for Nuclear Research)
Goethe-Institute United Kingdom (GB), Child Development Center (QA)
Artificial Intelligence in Healthcare and Education
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