The influence of missing data mechanisms and simple missing data handling techniques on fairness

Abstract Machine learning algorithms permeate the day-to-day aspects of our lives and therefore studying the fairness of these algorithms before implementation is crucial. One way in which bias can manifest in a dataset is through missing values. Missing data are often assumed to be missing completely randomly; in reality the propensity of data being missing is often tied to the demographic characteristics of individuals. There is limited research into how missing values and the handling thereof can impact the fairness of an algorithm. Most researchers either apply listwise deletion or tend to use simpler methods of imputation (e.g. mean or mode) compared to more advanced approaches (e.g. multiple imputation). This study considers the fairness of various classification algorithms after a range of missing data handling strategies is applied. Missing values are generated in three popular datasets for classification fairness, by creating a high percentage of missing values using three missing data mechanisms. The results, based on the chosen datasets, show that the missing data mechanism does not significantly impact fairness; across the missing data handling techniques listwise deletion gives the highest fairness on average and amongst the classification algorithms random forests leads to the highest fairness on average. The interaction effect of the missing data handling technique and the classification algorithm is also often significant.

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Publication Details

Journal
International Journal of Data Science and Analytics
Published
2026-05-16
DOI
https://doi.org/10.1007/s41060-026-01139-0
Primary Topic
Ethics and Social Impacts of AI
Type
article
Field-Weighted Citation Impact
0.00

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article

The influence of missing data mechanisms and simple missing data handling techniques on fairness

Johané Nienkemper-Swanepoel, Aeysha Bhatti, Trudie Sandrock
International Journal of Data Science and Analytics
Ethics and Social Impacts of AI
article

The influence of missing data mechanisms and simple missing data handling techniques on fairness

Johané Nienkemper-Swanepoel, Aeysha Bhatti, Trudie Sandrock
article en

Abstract

Abstract Machine learning algorithms permeate the day-to-day aspects of our lives and therefore studying the fairness of these algorithms before implementation is crucial. One way in which bias can manifest in a dataset is through missing values. Missing data are often assumed to be missing completely randomly; in reality the propensity of data being missing is often tied to the demographic characteristics of individuals. There is limited research into how missing values and the handling thereof can impact the fairness of an algorithm. Most researchers either apply listwise deletion or tend to use simpler methods of imputation (e.g. mean or mode) compared to more advanced approaches (e.g. multiple imputation). This study considers the fairness of various classification algorithms after a range of missing data handling strategies is applied. Missing values are generated in three popular datasets for classification fairness, by creating a high percentage of missing values using three missing data mechanisms. The results, based on the chosen datasets, show that the missing data mechanism does not significantly impact fairness; across the missing data handling techniques listwise deletion gives the highest fairness on average and amongst the classification algorithms random forests leads to the highest fairness on average. The interaction effect of the missing data handling technique and the classification algorithm is also often significant.

International Journal of Data Science and AnalyticsVol. 22(1)
Stellenbosch University (ZA)
Universiteit Stellenbosch
Openalex Percentile: Top 4%
Ethics and Social Impacts of AI
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