The Relational Encoding Index (REI): A Graph-Theoretic Framework for Structural Coherence Monitoring in Autonomous AI Systems

The deployment of Large Language Models (LLMs) as persistent autonomous agents introducesa class of operational failure — relational coordination failure — that is not adequatelycaptured by existing output-probability or post-generation monitoring approaches. Wepropose the Relational Encoding Index (REI), a runtime structural observability metricderived from graph-theoretic analysis of transformer attention topology.We first establish a precise failure taxonomy distinguishing (i) relational coordinationfailure, arising from breakdown of attention-mediated context integration, from (ii) factualretrieval failure, arising from MLP-layer knowledge retrieval — and restrict the scope of REIclaims to failure mode (i). Within this scope, REI operationalises the integration–segregationbalance of the inference graph using three established network-science measures: globalefficiency (Eglob ), modularity (Q), and participation entropy (HPC).We present the metric’s formal derivation, prove that it satisfies four stated design con-straints — monotonicity, numerical stability, non-negativity, and bounded range — as formalpropositions with analytic proofs, and characterise its information-theoretic interpretation.We introduce a sink-masking protocol to address the confounding effect of attention-sinktokens on graph topology, and establish a precise temporal model for runtime deployment.We present a formula sanity check under synthetic conditions and identify a six-priorityempirical validation programme including a mandatory baseline comparison.This paper is positioned as a research proposal and theoretical framework. All operationalthreshold values are theoretical placeholders requiring empirical calibration; production-gradereliability claims require the validation programme described herein.

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Publication Details

Journal
Zenodo (CERN European Organization for Nuclear Research)
Published
2026-05-16
DOI
https://doi.org/10.5281/zenodo.20205522
Primary Topic
Multimodal Machine Learning Applications
Type
preprint
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preprint

The Relational Encoding Index (REI): A Graph-Theoretic Framework for Structural Coherence Monitoring in Autonomous AI Systems

RUSSELL BROWN
Zenodo (CERN European Organization for Nuclear Research)
Multimodal Machine Learning Applications
preprint

The Relational Encoding Index (REI): A Graph-Theoretic Framework for Structural Coherence Monitoring in Autonomous AI Systems

RUSSELL BROWN
preprint en

Abstract

The deployment of Large Language Models (LLMs) as persistent autonomous agents introducesa class of operational failure — relational coordination failure — that is not adequatelycaptured by existing output-probability or post-generation monitoring approaches. Wepropose the Relational Encoding Index (REI), a runtime structural observability metricderived from graph-theoretic analysis of transformer attention topology.We first establish a precise failure taxonomy distinguishing (i) relational coordinationfailure, arising from breakdown of attention-mediated context integration, from (ii) factualretrieval failure, arising from MLP-layer knowledge retrieval — and restrict the scope of REIclaims to failure mode (i). Within this scope, REI operationalises the integration–segregationbalance of the inference graph using three established network-science measures: globalefficiency (Eglob ), modularity (Q), and participation entropy (HPC).We present the metric’s formal derivation, prove that it satisfies four stated design con-straints — monotonicity, numerical stability, non-negativity, and bounded range — as formalpropositions with analytic proofs, and characterise its information-theoretic interpretation.We introduce a sink-masking protocol to address the confounding effect of attention-sinktokens on graph topology, and establish a precise temporal model for runtime deployment.We present a formula sanity check under synthetic conditions and identify a six-priorityempirical validation programme including a mandatory baseline comparison.This paper is positioned as a research proposal and theoretical framework. All operationalthreshold values are theoretical placeholders requiring empirical calibration; production-gradereliability claims require the validation programme described herein.

Zenodo (CERN European Organization for Nuclear Research)
Multimodal Machine Learning Applications
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The Relational Encoding Index (REI): A Graph-Theoretic Framework for Structural Coherence Monitoring in Autonomous AI Systems — RUSSELL BROWN · Zenodo (CERN European Organization for Nuclear Research) (2026) | TGRS Research Map | TGRS