Residual-driven non-causal tube-based stochastic model predictive control for wave energy converters with adaptive variance tightening and probabilistic safety

This paper proposes a residual-driven non-causal tube-based stochastic model predictive control (SMPC) framework for wave energy converters (WECs) to maximise absorbed energy while enforcing probabilistic safety under stochastic sea conditions. Short-horizon wave excitation force prediction is incorporated into a forward-looking receding-horizon controller, while disturbance uncertainty is calibrated online from wave-prediction residuals through a lightweight variance-update recursion. The resulting time-varying disturbance variance is used to drive adaptive tube tightening in the chance constraints, and the effective risk level is further calibrated online using tube-coverage information, enabling the controller to adjust its conservatism according to prediction quality and closed-loop uncertainty. An ancillary LQR feedback law and a steady-state Kalman filter are employed to improve robustness and implementability, while soft constraints are included to preserve feasibility under rare adverse realisations. The control action is obtained by solving a warm-started quadratic programme at each sampling instant. Simulation results using real wave data collected off the coast of Cornwall, UK, show that the proposed method maintains absorbed energy within 1% of a deterministic MPC benchmark, while achieving empirical tube-coverage rates of 92% for heave displacement and 90% for heave velocity. The results indicate improved tail-risk behaviour and a favourable performance-risk trade-off for prediction-enabled WEC control. • The proposed non-causal tube-based stochastic model predictive control is developed for wave energy converters. • The proposed algorithm updates disturbance variance online using wave-prediction residuals. • The proposed algorithm drives adaptive tube tightening using time-varying disturbance variance. • The proposed algorithm improves probabilistic safety under stochastic sea conditions. • The proposed algorithm preserves energy capture while reducing downside risk.

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Publication Details

Journal
Ocean Engineering
Published
2026-05-08
DOI
https://doi.org/10.1016/j.oceaneng.2026.125828
Primary Topic
Wave and Wind Energy Systems
Type
article
Field-Weighted Citation Impact
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article

Residual-driven non-causal tube-based stochastic model predictive control for wave energy converters with adaptive variance tightening and probabilistic safety

Tahsin Tezdogan, Teng Gao, Yao Zhang
Ocean Engineering
Wave and Wind Energy Systems
article

Residual-driven non-causal tube-based stochastic model predictive control for wave energy converters with adaptive variance tightening and probabilistic safety

Tahsin Tezdogan, Teng Gao, Yao Zhang
article en

Abstract

This paper proposes a residual-driven non-causal tube-based stochastic model predictive control (SMPC) framework for wave energy converters (WECs) to maximise absorbed energy while enforcing probabilistic safety under stochastic sea conditions. Short-horizon wave excitation force prediction is incorporated into a forward-looking receding-horizon controller, while disturbance uncertainty is calibrated online from wave-prediction residuals through a lightweight variance-update recursion. The resulting time-varying disturbance variance is used to drive adaptive tube tightening in the chance constraints, and the effective risk level is further calibrated online using tube-coverage information, enabling the controller to adjust its conservatism according to prediction quality and closed-loop uncertainty. An ancillary LQR feedback law and a steady-state Kalman filter are employed to improve robustness and implementability, while soft constraints are included to preserve feasibility under rare adverse realisations. The control action is obtained by solving a warm-started quadratic programme at each sampling instant. Simulation results using real wave data collected off the coast of Cornwall, UK, show that the proposed method maintains absorbed energy within 1% of a deterministic MPC benchmark, while achieving empirical tube-coverage rates of 92% for heave displacement and 90% for heave velocity. The results indicate improved tail-risk behaviour and a favourable performance-risk trade-off for prediction-enabled WEC control. • The proposed non-causal tube-based stochastic model predictive control is developed for wave energy converters. • The proposed algorithm updates disturbance variance online using wave-prediction residuals. • The proposed algorithm drives adaptive tube tightening using time-varying disturbance variance. • The proposed algorithm improves probabilistic safety under stochastic sea conditions. • The proposed algorithm preserves energy capture while reducing downside risk.

Ocean EngineeringVol. 358
University of Southampton (GB), University College London (GB)
Openalex Percentile: Top 6%
Wave and Wind Energy Systems
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