An investigation of factors affecting inferences from and reliability of state-space age-structured assessment models

State-space models have been promoted as the next-generation of fisheries stock assessment and evaluation of their reliability is needed. We simulated operating models that varied fishing pressure, magnitude of observation error, and sources of process error. For each operating model, we fit a range of estimating models with correct and incorrect configurations. We measured reliability of estimating models by convergence rate, accuracy of AIC-based model selection, estimation bias, and magnitude of retrospective patterns. All reliability measures were generally better with lower observation error, contrast in fishing pressure over time, and when median natural mortality rate is known. The magnitude of the log-likelihood gradients was not a reliable indicator of convergence. AIC can generally distinguish process error source with lower observation error and higher true process error variability. Distinguishing the stock recruit relationship with AIC required large contrast in spawning biomass and low recruitment variation, but bias in stock-recruit parameter estimation was prevalent. Retrospective patterns were not large for mis-specified models. These findings improve our understanding of when results from state space models will be reliable.

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Publication Details

Journal
Canadian Journal of Fisheries and Aquatic Sciences
Published
2026-04-30
DOI
https://doi.org/10.1139/cjfas-2025-0149
Primary Topic
Marine and fisheries research
Type
article
Field-Weighted Citation Impact
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article

An investigation of factors affecting inferences from and reliability of state-space age-structured assessment models

Gavin Fay, Christopher M. Legault, Alexander C. Hansell, Elizabeth N. Brooks et al.
Canadian Journal of Fisheries and Aquatic Sciences
Marine and fisheries research
article

An investigation of factors affecting inferences from and reliability of state-space age-structured assessment models

Gavin Fay, Christopher M. Legault, Alexander C. Hansell, Elizabeth N. Brooks, Chengxue Li, Brandon Muffley, Gregory Britten, John Wiedenmann, Timothy J. Miller, Brian Stock
article en

Abstract

State-space models have been promoted as the next-generation of fisheries stock assessment and evaluation of their reliability is needed. We simulated operating models that varied fishing pressure, magnitude of observation error, and sources of process error. For each operating model, we fit a range of estimating models with correct and incorrect configurations. We measured reliability of estimating models by convergence rate, accuracy of AIC-based model selection, estimation bias, and magnitude of retrospective patterns. All reliability measures were generally better with lower observation error, contrast in fishing pressure over time, and when median natural mortality rate is known. The magnitude of the log-likelihood gradients was not a reliable indicator of convergence. AIC can generally distinguish process error source with lower observation error and higher true process error variability. Distinguishing the stock recruit relationship with AIC required large contrast in spawning biomass and low recruitment variation, but bias in stock-recruit parameter estimation was prevalent. Retrospective patterns were not large for mis-specified models. These findings improve our understanding of when results from state space models will be reliable.

Canadian Journal of Fisheries and Aquatic Sciences
University of Massachusetts Dartmouth (US), Rutgers, The State University of New Jersey (US), Bedford Institute of Oceanography (CA), Norwegian Institute of Marine Research (NO), Mid Atlantic Fishery Management Council (US), NOAA National Marine Fisheries Service Northeast Fisheries Science Center (US), Woods Hole Oceanographic Institution (US)
Life below water
Openalex Percentile: Top 6%
Marine and fisheries research
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