A Constraint-Free Formulation of Black Hole Thermodynamics from the Field Equations

We develop a constraint-free formulation that generalizes Padmanabhan’s method for deriving the first law of black hole thermodynamics directly from the Einstein field equations. In previous studies, even for multi-horizon black holes, variations were restricted to the outer horizon by imposing an additional constraint, and the PdV term was introduced by multiplying the field equations evaluated at the outer horizon by the corresponding volume variation dV. However, since general variations of the black hole parameters shift both horizons, variations at both horizons must be taken into account. To this end, we propose multiplying the horizon field equations by the entropy variation dS under such unconstrained variations. We show that this method remains valid even in higher-derivative theories of gravity. In addition, we find that r±-based variation schemes generically break down for black holes characterized by three independent parameters (M,J,Q). By working directly in the thermodynamic state space (M,J,Q), we show that the Einstein field equations evaluated at the outer horizon can be also interpreted as the first law of black hole thermodynamics for general variations without imposing any additional constraints.

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Publication Details

Journal
International Journal of Modern Physics D
Published
2026-05-02
DOI
https://doi.org/10.1142/s0218271826500252
Primary Topic
Black Holes and Theoretical Physics
Type
article
Field-Weighted Citation Impact
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article

A Constraint-Free Formulation of Black Hole Thermodynamics from the Field Equations

Yongjoon Kwon, Geunyeong Jang, Geonwoo Ahn, Ijin Bae
International Journal of Modern Physics D
Black Holes and Theoretical Physics
article

A Constraint-Free Formulation of Black Hole Thermodynamics from the Field Equations

Yongjoon Kwon, Geunyeong Jang, Geonwoo Ahn, Ijin Bae
article en

Abstract

We develop a constraint-free formulation that generalizes Padmanabhan’s method for deriving the first law of black hole thermodynamics directly from the Einstein field equations. In previous studies, even for multi-horizon black holes, variations were restricted to the outer horizon by imposing an additional constraint, and the PdV term was introduced by multiplying the field equations evaluated at the outer horizon by the corresponding volume variation dV. However, since general variations of the black hole parameters shift both horizons, variations at both horizons must be taken into account. To this end, we propose multiplying the horizon field equations by the entropy variation dS under such unconstrained variations. We show that this method remains valid even in higher-derivative theories of gravity. In addition, we find that r±-based variation schemes generically break down for black holes characterized by three independent parameters (M,J,Q). By working directly in the thermodynamic state space (M,J,Q), we show that the Einstein field equations evaluated at the outer horizon can be also interpreted as the first law of black hole thermodynamics for general variations without imposing any additional constraints.

International Journal of Modern Physics D
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Black Holes and Theoretical Physics
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A Constraint-Free Formulation of Black Hole Thermodynamics from the Field Equations — Yongjoon Kwon, Geunyeong Jang, et al. · International Journal of Modern Physics D (2026) | TGRS Research Map | TGRS